On
the first day of classes after the Supreme Courts
landmark decision forcing the all-male Virginia
Military Institute to open its doors to women,
Megan Smith braved the traditional verbal abuse
inflicted on freshmen (called rats)
by returning cadets. She was one of 30 women and
428 men to undergo hazing in the schools
traditional rat line in September
1997.
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To most observers,
it seemed that Craig v. Boren had written the final chapter in the saga of gender-based
equal protection: claims of constitutional sex discrimination
were to be judged under an intermediate scrutiny, or "middle
tier," standard that fell somewhere between the strict
scrutiny and rational basis tests. But in 1996--20 years
after Craig-a Supreme Court case involving the all-male Virginia Military Institute
(VMI) strongly suggested that the last word on the question
had not yet been spoken.
VMI
was a state-supported military college with a long and
illustrious history. Founded in 1839, VMI prided itself
on what it described as its unique "adversative"
method of education, which emphasized physical hardship,
mental stress, lack of privacy, and exacting regulation
of behavior. First-year cadets, called "rats,"
had to endure seven months of harsh and demeaning treatment
by upperclassmen in a boot-camp atmosphere (the "rat
line"). The goal of the system was to mold character
and produce leaders, and indeed many of VMI's alumni,
bonded through adversity, had gone on to prominent positions
in both military and civilian life.
Of
the fifteen public institutions of higher education
in Virginia, VMI was the only one that was still limited
to one sex. Between 1988 and 1990, VMI received inquiries
concerning admission from 347 young women. It responded
to none of them. In 1990, a female high school student
from Northern Virginia filed a complaint with the attorney
general of the United States, alleging that VMI's male-only
admission policy was a violation of the Constitution's
guarantee of equal protection. Finding merit in her
complaint, the Department of Justice filed suit in federal
district court under the Civil Rights Act of 1964. (Adhering
to case law developed under that statute, the Justice
Department has kept the identity of the high school
student a closely guarded secret, to protect her from
retaliation.)
After
a six-day trial that included expert testimony on both
sides, the district court decided in favor of VMI in
June 1991. The district court found the appropriate
standard of review in Mississippi University for
Women v. Hogan,
a 1982 Supreme Court case involving a state-supported
nursing school that refused to admit men. "Our
decisions . . . establish," the Court had said
in Hogan, "that the party seeking to uphold a statute that
classifies individuals on the basis of their gender
must carry the burden of showing an ‘exceedingly
persuasive justification' for the classification . .
. The burden is met only by showing at least that the
classification serves ‘important governmental
objectives and that the discriminatory means employed'
are ‘substantially related to the achievement
of those objectives.'"
The
"important governmental objective" here, the
district court held, was to promote diversity in higher
education-specifically, to provide the choice of a single-gender
educational environment. The evidence showed that such
an environment could benefit many students, male or
female: students at single-sex colleges of both sexes
were more academically involved; interacted more frequently
with faculty; and were more likely to be successful
in later life, though this evidence was stronger for
all-female schools than for all-male schools. And, clearly,
there was a substantial relationship between the state's
objective and the means employed to achieve it: the
exclusion of women from VMI. Excluding one sex from
a school was, in fact, not only substantially related
to achieving the goal of providing a single-gender environment-it
was the only
way to achieve it.
The
district court recognized that the state was offering
young men a choice that was not available to young women.
But, as the district court saw it, the dilemma was that
if VMI were required to open its doors to women, the
very experience they sought there would no longer exist.
"[T]he evidence establishes," the district
court ruled, "that key elements of the adversative
VMI educational system, with its focus on barracks life,
would be fundamentally altered, and the distinctive
ends of the system would be thwarted, if VMI were forced
to admit females and to make changes necessary to accommodate
their needs and interests." While some women might
in fact thrive in the VMI environment, the vast majority
would not-"and educational systems are not designed
for the exception but for the mean." Perhaps the
real problem was not that VMI was all male, the district
court suggested, but that Virginia did not maintain
even one all-female institution of higher education.
That issue, however, was not before the court.
When
the case reached the court of appeals the following
year, that very issue moved to the forefront. The court
of appeals agreed with the district court that providing
single-sex education was a worthy goal, and that VMI's
system would be substantially changed by the admission
of women. But if the state was going to provide a diversity
of educational options for men, it needed to figure
out some way to provide it for women as well. Therefore,
the court ruled that Virginia had violated the Equal
Protection Clause by offering VMI's method of citizen-soldier
education to men only. But rather than dictating a specific
remedial course of action, the court of appeals suggested
three options: the state might choose to admit women
to VMI, it might establish a parallel institution for
women, or it might turn VMI into a private college.
This last option would free the school from the constraints
of the Equal Protection Clause, but also deprive it
of state funding.
In
response, Virginia convened a task force charged with
the responsibility of designing a single-sex program
for women that would, like VMI, seek to produce "citizen-soldiers."
The result was a plan for the Virginia Women's Institute
for Leadership (VWIL), a state-sponsored undergraduate
program to be located at Mary Baldwin College, a private
liberal arts school for women. The task force, composed
of experts in women's education, concluded that VMI's
"adversative" model would be inappropriate
for most women. VWIL would rely instead on a cooperative
method aimed at building up self-esteem rather than
destroying it. There would be no rat line, no rigorous
barracks life, and no uniforms. Instead, VWIL students
would have training in self-defense and self-assertiveness,
take courses in leadership, and receive military training
through a preexisting ROTC program.
The
next step was to return to court to secure approval
of the program. In the district court, the Justice Department
challenged the VWIL plan as inadequate, pointing out
the substantial differences between VWIL and VMI. The
average combined SAT score for entrants at Mary Baldwin
was about 100 points lower than at VMI, its faculty
held significantly fewer Ph.D.s and received lower salaries,
and the women's college did not offer degrees in the
sciences and engineering as did VMI. The recreation
facilities at Mary Baldwin were minimal (two fields
and a gym) compared to VMI's extensive competition-level
fields tailored to different sports and its vast indoor
facilities. Nor did Mary Baldwin have the history, reputation,
and influential alumni network enjoyed by VMI, which
included military generals, members of Congress, and
business executives. VMI's distinguished alumni not
only eagerly hired VMI graduates, but supported an endowment
of $131 million compared to Mary Baldwin's $19 million.
More fundamentally, VWIL, with its "cooperative"
program, was an inadequate substitute for those women
who wanted to attend VMI precisely in order to experience
its "adversative" educational system.
The
district court rejected these arguments. Establishing
a new institution that was truly equal to VMI would
be an impossible task, the court said, and it would
be unrealistic to think that the court of appeals intended
to impose such a requirement. The VWIL plan, the court
held, "takes into account the differences and the
needs of college-age men and women," based on expert
recommendations. "If VMI marches to the beat of
a drum," the court concluded metaphorically, "then
Mary Baldwin marches to the melody of a fife and when
the march is over, both will have arrived at the same
destination."
The
three-judge Court of Appeals affirmed this district
court judgment, with one judge dissenting. In the process,
the court sharply lowered the Craig v. Boren
standard, applying what it called a "special intermediate
scrutiny test for classifications based on homogeneity
of gender in the context of higher education."
Turning to the first prong of the Craig test-the "important" government objective-the
court reasoned that it should take a cautious and deferential
approach, so as to avoid simply substituting its own
values for those of the government. The government objective
itself, the court ruled, need only be legitimate as
in the old "anything goes" rational basis
test, not "important" as Craig
decreed. As long as the state's purpose was not "pernicious,"
the court would defer to the state. The focus of the
analysis should instead be entirely on whether the means
chosen by the state "substantially and directly"
furthered that objective.
Female
rats may be issued skirts as part of their dress
uniform but they are still expected to undergo
the rigorous adversative training system for which
Virginia Military Institute is famous.
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Here,
in the lower court's view, the government's objective-providing
the option of single-sex education-was legitimate and
certainly not pernicious. And the means chosen to achieve
that goal-the exclusion of women from VMI and men from
VWIL-was not only substantially related, but absolutely
essential. The exclusion of women from VMI was also
"directly related to achieving the results of an
adversative method in a military environment . . ."
The court also had other concerns. "If we were
to place men and women into the adversative relationship
inherent in the VMI program, we would destroy . . .
any sense of decency that still permeates the relationship
between the sexes." But
the court also recognized that, in these circumstances,
employing the two-pronged equal protection test risks
"bypass[ing] any equal protection scrutiny":
if the government's objective is to provide a single-gender
environment, the exclusion of the other gender will
always be a "substantially related," indeed
necessary, method of achieving it. To ensure that the
challenged gender classification did not entirely escape
equal protection scrutiny, the court went on to add
a third prong: the alternatives offered to men and women
must be "substantively comparable." Applying
the test to the facts of this case, the court concluded
that the separate VMI and VWIL programs, while clearly
not identical, were sufficiently comparable to pass
muster.
When
the Justice Department and Virginia sought review in
the Supreme Court in 1995, it triggered an avalanche
of amicus briefs from women's rights organizations denouncing
the Court of Appeals' second decision. Not only was
the newly devised test less protective than the established
intermediate scrutiny standard, it was even more lax
than the "separate but equal" doctrine discredited
by the Court more than forty years before in the context
of school desegregation. Both the Justice Department
and the amicus briefs seized on a phrase the Court had
used in a case called Mississippi University for
Women v. Hogan to
describe the intermediate scrutiny test: the government
must show an "exceedingly persuasive justification"
for the gender classification at issue (see p. 55).
But
women's rights groups, and later the Justice Department,
did not just call for a reaffirmation of the Craig
v. Boren standard. Drawing on criticism of the intermediate
scrutiny test that had been brewing for some time, they
invited the Court to announce that gender discrimination,
like race discrimination, would henceforth be subject
to the strict scrutiny test. The briefs revived the
arguments for strict scrutiny that had been offered
by the plurality in Frontiero v. Richardson:
sex, like race, was an immutable characteristic that
bore no relation to ability, and women had been the
victims of a long and unfortunate history of sex discrimination.
Moreover, the intermediate scrutiny standard had simply
proved too vague to be workable. The lower courts were
rife with instances of its misapplication-with the case
at hand offered as a prime example.
The
Supreme Court had adhered to the intermediate scrutiny
test in gender discrimination cases that had come before
it since Craig v. Boren.
But the Justice Department and others who argued for
strict scrutiny pointed to footnotes in two Supreme
Court decisions-one in the aforementioned Hogan, and another in a 1994 case called J.E.B. v. Alabama ex rel.
T.B.-where the Court
indicated that strict scrutiny for gender classifications
was still a live possibility: it was not necessary to
reach the question of strict scrutiny, the Court had
said, because the challenged classifications could not
even pass intermediate scrutiny. And several commentators
concluded that, in the cases since Craig, the Supreme Court had been subtly ratcheting up the
level of scrutiny for gender-based classifications-primarily
through the phrase "exceedingly persuasive justification."
Some
commentators also argued that the case for applying
strict scrutiny to gender classifications had been strengthened
by the Supreme Court's recent affirmative action decisions
permitting preference in hiring and college admissions
to groups that had previously been subject to discrimination.
A traditional justification for heightened scrutiny
under the Equal Protection Clause was that "discrete
and insular" minorities, who could not defend their
rights in the political arena, were in need of special
protection from the courts. Since women are not a minority,
the argument had gone-comprising, in fact, 53 percent
of the population-they were not in need of the kind
of heightened scrutiny reserved for racial and ethnic
minorities. But in cases decided in 1989 and 1995, the
Court had ruled that governmental affirmative action
programs giving preferences to minorities were subject
to strict scrutiny. While the Court's application of
the strict scrutiny standard in this area was less stringent
than usual, it was still exacting. And it was now being
applied to discrimination against white males-clearly
no one's idea of a discrete and insular minority.
As
a practical matter, it would be difficult to apply the
new strict scrutiny to race-based affirmative action
programs without also applying it to gender-based programs,
because most affirmative action programs used both categories.
And retaining the two different standards would appear
inequitable. Affirmative action plans for African Americans
could be struck down under the stricter race standard
while those for women could be upheld under the more
lenient gender standard. All these factors gave the
Court strong reasons for increasing the gender standard
to strict scrutiny.
A
number of feminists and some private women's colleges
argued strongly against application of strict scrutiny.
Such a ruling might threaten the existence of private
single-sex schools, because it could jeopardize federal
financial aid and tax breaks. More broadly, they said,
strict scrutiny would bar the government from taking
into account the legitimate differences between men
and women, and-by requiring equal treatment across the
board-force women into a male mold.
The
advocates of strict scrutiny appeared to suffer a setback
at oral argument when Deputy Solicitor General Paul
Bender, arguing for the Justice Department, came under
sharp questioning from Justice Sandra Day O'Connor (the
author of the majority opinion in Hogan). "Couldn't this case be decided under the intermediate scrutiny
standard?" she asked Bender. "Yes, absolutely,"
he replied. "Why then," O'Connor wanted to
know, "had the government chosen this case to argue
the issue of strict scrutiny?" Bender started to
answer that on several occasions the Court had indicated
that the standard of scrutiny was still an open question.
"Well, it's not exactly an open question,"
O'Connor shot back, "in the sense that the Court
has decided a number of cases . . . applying . . . intermediate
scrutiny. . . If you look at Mississippi University
for Women v. Hogan, the Court certainly tried to articulate a standard."
"[In]
Craig v. Boren [we] said that was the standard," Chief Justice William H. Rehnquist
interjected.
Justice
Ruth Bader Ginsburg, who as a litigator had been the
prime champion of strict scrutiny for gender classifications,
remained silent during this exchange.
But
it was Ginsburg who announced the opinion from the bench
on June 26, 1996. Writing for a six-person majority,
which included Justice O'Connor, Ginsburg ruled that
the lower courts had erred in holding that VMI did not
have to admit women. She did not squarely address the
question of strict scrutiny, but she did leave the door
open for further discussion. Ginsburg noted that the
Court had not equated gender classifications, "for
all purposes," to classifications based on race
or national origin-the classifications for which strict
scrutiny had "thus far" been reserved. She
also applied the gender standard with the same rigor
traditionally seen in strict scrutiny cases, as dissenting
justice Antonin Scalia pointed out in great detail.
But
while Ginsburg relied on the Supreme Court's prior intermediate
scrutiny cases, the phrase that leapt to the forefront
of her opinion was "exceedingly persuasive justification."
The "core instruction" of the Court's previous
cases, she wrote in beginning her analysis, was that
"[p]arties who seek to defend gender-based government
action must demonstrate an ‘exceedingly persuasive
justification' for that action." And the justification
for the government action "must be genuine, not
hypothesized or invented post hoc [afterward] in response
to litigation."
Applying
that standard, Ginsburg first viewed with skepticism
Virginia's stated objective of providing educational
diversity. No such purpose was evident at the time of
VMI's founding in 1839, when the state excluded women
from all higher education because "[h]igher education
was considered dangerous for women," and subsequent
history was equally unconvincing. Providing a variety
of educational choices was not the state's true purpose,
Ginsburg concluded, but was invented later. The state's
next argument was that admitting women would undermine
VMI's adversative system. It was undisputed, however,
that at least some women would be capable of engaging
in VMI's demanding program and would actually prefer
it to a methodology such as VWIL's. And the question
was not whether VMI would be suitable for most women;
it was probably not suitable for most men. Rather, "the
question is whether the commonwealth can constitutionally
deny to women who have the will and capacity, the training
and attendant opportunities that VMI uniquely affords."
The
fear that the admission of women would destroy the adversative
system and the school itself was "a judgment hardly
proved, a prediction hardly different from other ‘self-fulfilling
prophecies' . . . once routinely used to deny rights
or opportunities." Ginsburg offered some telling
examples: an 1876 state court that ruled women could
be prevented from being lawyers in order to "grade
up" the profession; medical faculties that barred
women from their schools for fear of such evils as women
and men jointly displaying "the secrets of the
reproduction system"; and police resistance to
women on the force because their presence would "undermine
male solidarity," deprive the men of "adequate
assistance," and "lead to sexual misconduct."
She pointed out how successfully women had performed
once the federal military academies and services were
opened to them. In short, she concluded, Virginia had
"‘fallen far short of establishing the "exceedingly
persuasive justification"'. . . that must be the
solid base for any gender-defined classification."
Turning
to the adequacy of the state's remedy-the establishment
of VWIL-Ginsburg found it sadly lacking. Virginia's
claim that the dissimilarity between the two schools
was justified by "real" differences between
the sexes, and not by stereotypes, once again ignored
the fact that some exceptional women would prefer the
VMI approach. The VWIL program was hardly a match for
VMI in many ways: faculty, curriculum, military program,
student body, facilities, endowment, and prestige. In
applying its newly devised, three-pronged test for examining
the state's purpose, the Court of Appeals had engaged
in circular reasoning and had gravely erred. "Women
seeking and fit for a VMI-quality education," Ginsburg
concluded, "cannot be offered anything less, under
the State's obligation to afford them genuinely equal
protection."
Chief
Justice Rehnquist and Justice Scalia filed their own
opinions, one concurring in the judgment and one dissenting.
(Justice Clarence Thomas did not participate in deciding
the case because his son, Jamal, was attending VMI.)
The chief justice, while agreeing with the Court's conclusions,
took issue with its analysis. Having dissented vigorously
in Craig v. Boren two decades before, Rehnquist now found himself in
the position of defending the precedent. The majority's
reliance on the phrase "exceedingly persuasive
justification" had introduced "an element
of uncertainty respecting the appropriate test."
The terms of the Craig test-"important governmental objective" and
"substantially related"-were "hardly
models of precision," but they had more content
than the phrase on which the Court had now seized.
Rehnquist
agreed that the state's proffered justification of educational
diversity was unconvincing. But-unlike the majority-he
based that conclusion only on the state's actions since
the Supreme Court's decision in Hogan,
which he said "placed Virginia on notice that VMI's
admissions policy possibly was unconstitutional."
Even accepting the state's justification, Virginia's
argument was flawed because it had failed to provide
educational diversity for women as well as men. VMI
would not necessarily have to admit women to satisfy
the demands of the Constitution, but the state would
at least have to create two single-sex institutions
that "offered the same quality of education and
were of the same overall calibre."
Scalia
filed a scathing forty-page dissent. He had no problem,
he said, with the Court's three-tiered system of equal
protection standards, although he criticized the Court
for applying them "whenever we feel like it."
But those tests could not "supersede-and indeed
ought to be crafted so as to reflect-those constant
and unbroken national traditions that embody the people's
understanding of ambiguous constitutional texts."
One of those traditions was the all-male, government-supported
military college.
But
leaving aside the question of tradition, Scalia continued,
the Court had not even honestly applied its own well-established
intermediate scrutiny test. Like Rehnquist, Scalia viewed
the majority's reliance on the phrase "exceedingly
persuasive justification" as a departure from past
practice. The Justice Department had argued for strict
scrutiny, and the Court, "while making no reference
to the Government's argument, effectively accepts it"
(a point Ginsburg's opinion never denied).
Under
the intermediate scrutiny standard, Scalia maintained,
the question was not whether some women (or perhaps
only one) were interested in attending VMI and capable
of participating in its program. Ginsburg's approach
required a "perfect fit" between ends and
means; in Scalia's view, a system that was unfair to
a few nonconformists would nevertheless satisfy the
"substantial relationship" requirement of
the intermediate scrutiny standard. For example, in
Rostker v. Goldberg, a 1981 case, the Court had ruled that selective service
registration could constitutionally exclude women, even
if some women were fit for noncombat roles, because
the purpose of registration was to supply a pool of
combat troops and Congress had passed laws barring all
women from combat. "There is simply no support
in our cases," Scalia said, "for the notion
that a sex-based classification is invalid unless it
relates to characteristics that hold true in every instance."
In fact, given the choice, he thought the "stronger
argument" was to reduce the gender standard to
the old rational basis review.
Scalia
then identified Virginia's "important" governmental
interest as "providing effective college education
for its citizens." Single-sex instruction was a
means substantially related to that interest, because
of its proven benefits. While the adversative method
was not appropriate for everyone, providing the choice
of such a method was also substantially related to the
government's objective. And it had been found as a fact
by the district court that if VMI were required to admit
women, it "would eventually find it necessary to
drop the adversative system altogether." While
the best possible approach would be for the state to
provide both adversative schools and traditional ones,
in all three possible variations-all male, all female,
and coed-Virginia did not have enough money to provide
six schools. Given these realities, Virginia's exclusion
of women from VMI was "substantially related to
the Commonwealth's important educational interests."
Scalia
concluded his dissent elegiacally, with a lengthy quotation
from a booklet distributed to all first-year VMI students.
Listing the characteristics of "a gentleman,"
the booklet admonished, among other things, that a gentleman
must never discuss "the merits or demerits of a
lady," "hail a lady from a club window,"
or "so much as lay a finger on a lady." It
was "powerfully impressive," Scalia said,
that "a public institution of higher education
still in existence" sought to hold its students
to such standards, and he doubted that "any of
us, women included, will be better off for its destruction."
Outside
the Court, some commentators-while agreeing with Rehnquist
and Scalia that the VMI opinion signaled a departure
from previous gender-discrimination precedents-saw this
as a welcome development. "[T]he VMI decision may
well be the final stepping stone on the path to a destination
envisioned by feminist advocates, including Justice
Ginsburg, decades ago," a law review author exulted.
"That destination is strict scrutiny for gender
classifications."
At
VMI itself, the mood was grim. "This is everything
that is good in our culture," said Superintendent
Josiah Bunting III while the case was pending in the
Supreme Court, "and it's going to change irretrievably
if they bring in women." After the ruling, VMI's
Board of Visitors considered buying the school from
the state in order to maintain its all-male status.
But ultimately, in September 1996, the board voted 9<en>8
to open VMI to women.
The
VMI administration made it clear that women would be
held to the same standards as men, and did its best
to prepare for their arrival: the school hired female
staff, required all students and employees to attend
seminars on sexual harassment and fraternization, and
installed women's bathrooms and new shades on the barracks
windows. In the fall 1997 thirty women enrolled as first-year
cadets; seven months later, twenty-three of them were
still around to perform the traditional crawl up a muddy
twenty-foot hill that marks the end of the rat line.
Five of those women made the rank of corporal for their
sophomore year, and in May 1999 two women who had transferred
to VMI in 1997 became the school's first female graduates.
The
transition to coeducation has not been entirely smooth.
Some alumni have complained that standards have been
diluted, and feminist groups have remained skeptical
of VMI's commitment to equality. Several students have
been disciplined or expelled for sexual misconduct-including
the school's top-ranking cadet, who was thrown out for
allegedly using his position to pressure freshman women
into having sex. Despite these hurdles, it is clear
that coeducation at VMI is there to stay, and even appears
to be a success. By August 1999, when the third crop
of women cadets took their places on VMI's rat line,
Superintendent Bunting told the Washington Post that standards had actually toughened since women had
arrived on campus.
"What
we are beginning to see is a certain type of young woman
who is attracted to VMI," he said. "They are
young women who have something to prove to themselves
and to their friends. They want to take the road less
traveled and flourish in a system that measures success
in many different ways, not just in academics."