The
owner of the Honk-N-Holler convenience store in
Stillwater, Oklahoma, teamed up with a college
student to challenge a state law setting the age
for purchasing 3.2 "nonintoxicating" beer at eighteen
for women and twenty-one for men. The Supreme
Court ruled in 1976 that the law was discriminatory,
introducing a tougher standard for reviewing laws
that treat men and women differently.
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Although hopes
had been raised in Frontiero, the Supreme Court's next pronouncement regarding gender
discrimination proved that it was not yet ready to embrace
strict scrutiny. Instead, the Court settled on a third
standard that was something of a compromise between ordinary
scrutiny (the rational basis standard) and strict scrutiny.
The case it chose as its vehicle was surprising. It involved
nothing more substantial than the right to buy beer, and
supposedly nonintoxicating beer at that. Furthermore,
the victims of the discrimination were not women, but
men.
The
case involved two sections of an Oklahoma statute regulating
the sale of beer with an alcohol content of 3.2 percent,
about half the level found in ordinary beer. Women were
allowed to purchase such beer at age eighteen, but men
were barred from doing so until they turned twenty-one.
(Neither men nor women could purchase harder liquor
until they were twenty-one.) The age differential in
the beer statute was a remnant of a general distinction
in ages of majority for men and women that dated back
to territorial days, before Oklahoma became a state.
In 1972 the Oklahoma legislature, taking heed of Reed
v. Reed and other
equal protection decisions, had equalized the age of
majority for most purposes, setting it at eighteen for
both sexes. However, pressure from anti-liquor forces
prevented the legislature from extending the equalization
to the purchase of 3.2 percent beer.
Curtis
Craig
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Shortly
after the legislature's action, a twenty-year-old freshman
at Oklahoma State University named Mark Walker decided
to challenge the beer statute in federal court as a
denial of equal protection. Because the law imposed
penalties on the person who sold the beer rather than
on the young man who purchased it, Walker's attorney,
Fred Gilbert, advised him to add a beer vendor as a
coplaintiff. Otherwise, Gilbert feared, the court might
throw out the case on the ground that Walker did not
have standing-that is, he was not the one who was actually
injured by the statute. Walker found a licensed beer
vendor, Carolyn Whitener, who shared his views on the
unfairness of the state law, and added her as a plaintiff.
While the case was still bogged down in pretrial hearings,
Walker's twenty-first birthday came and went, making
the case moot as to him. In order to circumvent that
problem, an eighteen-year-old male, Curtis Craig, joined
the case as a third coplaintiff.
The
initial complaint in the case, filed in December 1972,
was dismissed by a district court judge the following
February on the ground that the state law was "a
valid exercise of the State's power pursuant to the
Twenty-First Amendment of the United States Constitution,"
which authorizes the states to regulate commerce in
liquor. Gilbert successfully appealed that decision
to the circuit court and brought the case before a three-judge
district court.
The
case finally proceeded to trial in 1974. Gilbert, whose
legal writing style favored many exclamation points
and italicizations, took a somewhat muddled position
on the appropriate standard of review in the district
court. He alleged in his complaint that the discrimination
was "arbitrary, irrational, and capricious,"
implying that he was invoking the rational basis test.
But he also argued that the legislative distinction
was based "solely upon the . . . constitutionally
impermissible and inherently suspect classification
of . . . biological sex and reproductive anatomy."
Instead
of explaining the legislature's original intent in retaining
the age-sex differential in the beer law, the state
offered a traffic safety justification. Relying heavily
on statistical evidence, the state argued that more
males than females between the ages of eighteen and
twenty-one were arrested for drunk driving and were
injured or killed in traffic accidents.
The
three-judge panel ruled unanimously in favor of the
state. At the outset, the court noted that it faced
"the recurring problem of the proper standard of
review." After surveying the Supreme Court's recent
pronouncements in the area, the court settled on Reed
v. Reed as the applicable precedent-which the court interpreted
as a rational basis test, but with the burden of proof
placed on the defendant. While the state's evidence
certainly was not airtight (not least because much of
the data related to a period after the statute was passed),
it was sufficient to prove the state's rationality.
"We conclude," the court wrote, "that
the classification made has a fair and substantial relation
to apparent objectives of the legislation."
At
this point Ruth Bader Ginsburg, who as counsel to the
Women's Rights Project at the ACLU had already been
in correspondence with Gilbert, stepped in to offer
assistance. "Delighted to see the Supreme Court
is interested in beer drinkers," she wrote to Gilbert
after the Supreme Court agreed in January 1976 to hear
the case. Gilbert gladly accepted the ACLU's offer to
file an amicus curiae brief (filed by someone not a
party to a case but interested in the legal doctrine
at issue).
As
in Frontiero,
the question of standard of review moved to the forefront
once the case reached the Supreme Court. In his jurisdictional
statement-a preliminary filing arguing that the case
was substantial enough to warrant Supreme Court review-Gilbert
used as one of his subheadings, "The Unsettled
Question of the Relevant Test." In his brief on
the merits, he argued that the statute should fall even
under a rational basis standard. But Gilbert also put
forward a novel argument for heightened (or increased)
scrutiny: if the only reason sex had not been treated
with stricter scrutiny was because of "organic
differences" between the sexes, then why not apply
strict scrutiny in cases like this one, where the discrimination
had nothing to do with those biological differences?
Ginsburg's
brief for the ACLU was virtually silent on the appropriate
standard of review. Instead, it focused on the argument
that the Oklahoma statute reflected outdated stereotypes
about the differences between men and women. But the
brief did seize upon one phrase in the Supreme Court's
decision the year before in Stanton v. Stanton, which had struck down an Idaho age-of-majority statute on the ground
that it discriminated on the basis of sex. It was a
phrase that had also been mentioned by the district
court and by Gilbert in his jurisdictional statement:
the statute must fall, Justice Blackmun had written
for the Court in Stanton, "under any test-compelling state interest, or
rational basis, or something in between." The idea
of "something in between" had also been bandied
about by a number of legal commentators, who argued
that the Court was in effect using an intermediate standard
in gender discrimination cases.
At
oral argument in the Supreme Court, however, it seemed
that the Court might never reach the question of discrimination
because of the threshold issue of standing. Like Mark
Walker before him, Curtis Craig had now turned twenty-one-a
mere ten days before the October 5, 1976, oral argument-and
could no longer claim to be a victim of the statute's
discrimination. Anticipating this development, Gilbert
had asked the Court for permission to add yet another,
younger male plaintiff. The Court had denied this request,
leaving the beer vendor, Carolyn Whitener, as the only
plaintiff who arguably had standing.
Although
Whitener had originally been recruited as a plaintiff
because of doubts about Mark Walker's standing to challenge
a law that penalized vendors, the Court now expressed
doubts about her standing. Several justices seemed skeptical
of Whitener's ability to assert the equal protection
claims of eighteen-to-twenty-year-old males. Another
issue that troubled the justices was the relationship
between the Fourteenth Amendment's Equal Protection
Clause and the Twenty-first Amendment's guarantee of
state regulation of liquor: could the Twenty-first Amendment
override the equal protection guarantees of the Fourteenth?
In
his opinion for the Court, William J. Brennan Jr. swept
aside both sets of doubts. Vendors like Whitener had
been "uniformly permitted to resist efforts at
restricting their operations by acting as advocates
of the rights of third parties who seek access to their
market or function," he said. As for the Twenty-first
Amendment, it was primarily aimed at interstate commerce
in alcohol, not at individual rights: "[T]he Court
has never recognized sufficient 'strength' in the Amendment
to defeat an otherwise established claim of invidious
discrimination in violation of the Equal Protection
Clause."
Brennan
boldly formulated the applicable standard of review
as follows: "To withstand constitutional challenge,
previous cases establish that classifications by gender
must serve important governmental objectives and must
be substantially related to achievement of those objectives."
The classification at issue in Craig, he concluded, did not pass this test. The previous
cases Brennan cited included both Reed v.
Reed and Frontiero v. Richardson, and he noted that the district court in this case
had recognized that Reed
was controlling. This standard, Brennan seemed to be
saying, was nothing new.
In
fact-as various concurring and dissenting opinions stated
explicitly-the Craig
standard was something quite new. At first glance, it
seemed that its most innovative element was the requirement
that a governmental objective be "important"-apparently
a compromise between the strict scrutiny standard of
"compelling" and the rational basis one of
"legitimate"-and beyond mere "administrative
convenience." But since a state could frequently
come up with an "important" objective (as
Oklahoma had in this instance with its rationale of
traffic safety), the significance of that aspect of
Brennan's formulation was unclear.
More
crucial, it seemed, was the Court's demand that the
means employed by the state be "substantially related"
to the achievement of the objective. But this part of
the standard was, on its face, supported by rational-basis
precedent. The word "substantial" had first
appeared in a much-cited 1920 Supreme Court case called
Royster Guano v. Virginia,
which held that a classification "must be reasonable,
not arbitrary, and must rest upon some ground of difference
having a fair and substantial relation to the object
of the legislation." The Court in Reed
had in fact quoted this "fair and substantial"
language in support of its decision. But most courts
that cited Royster Guano-including the district court in Craig-did so in the course of denying, rather than allowing,
an equal protection claim.
The
winning team behind Craig v. Boren posed for a
photo on the occasion of that landmark decisions
twentieth anniversary in 1996: Fred Gilbert, the
Tulsa criminal defense attorney who argued the
case against the state of Oklahoma before the
Supreme Court; coplaintiff Carolyn Whitener, then
a convenience store proprietor and now the owner
of a computer equipment business; Ruth Bader Ginsburg,
then a litigator for the Womens Rights Project
of the American Civil Liberties Union and now
a Supreme Court justice; and plaintiff Curtis
Craig, then a college student and now general
counsel of the Explorer Pipeline Company.
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It
was only when the Craig standard was placed in context that its novelty was truly apparent. As
numerous commentators and lower courts observed, the
Court had clearly been treating gender differently from
other "non-suspect" classifications such as
citizenship or income, which Brennan's linkage of his
standard to "classifications by gender" seemed
to acknowledge. Also significant was Brennan's use of
the words "important" and "substantially
related," rather than "legitimate" and
"rationally related," without any tempering
by a phrase such as "not arbitrary." And when
it came to applying the standard, the Court's analysis
was clearly more searching than traditional rational
basis review.
Accepting
for purposes of discussion that the state's objective
was the clearly important one of traffic safety, the
Court went on to subject the state's statistical evidence
to rigorous examination. Even the most persuasive of
the statistical surveys showed only that .18 percent
of females and 2 percent of males in the eighteen-to-twenty
age group had been arrested for alcohol-related driving
offenses. "Certainly," Brennan wrote, "if
maleness is to serve as a proxy for drinking and driving,
a correlation of 2% must be considered an unduly tenuous
‘fit.'" It was unfair to punish the 98 percent
of the young men who did not get arrested for the sins
of the 2 percent who did. (And the Court did not comment
on the unfairness of allowing beer to be purchased by
the .18 percent of young women who get arrested, the
same logic applies.) In any event, the state's traffic
safety justification was seriously undercut by the fact
that the statute barred young men from purchasing 3.2
percent beer but not from consuming it. In sum, "the
relationship between gender and traffic safety becomes
far too tenuous to satisfy Reed's
requirement that the gender-based difference be substantially
related to achievement of the statutory objective."
Brennan's
opinion was joined by four other justices, but the case
nevertheless spawned a multiplicity of opinions: in
addition to the majority opinion, there were several
concurrences and two dissents. Most of these opinions
at least implied that the Court had crafted a new, intermediate
equal protection standard for gender discrimination
cases. Some stated it explicitly.
Justice
Lewis F. Powell Jr.'s concurring opinion endorsed Reed as the relevant precedent but criticized what he characterized
as the majority's broad reading of that opinion. "As
has been true of Reed
and its progeny," he wrote, "our decision
today will be viewed by some as a ‘middle-tier'
approach. While I would not endorse that characterization
and would not welcome a further subdividing of equal
protection analysis, candor compels the recognition
that the relatively deferential ‘rational basis'
standard of review normally applied takes on a sharper
focus when we address a gender-based classification."
Justice
John Paul Stevens also took issue with the Court's implication
that a third equal protection standard now existed,
but he went beyond that to declare that even a double
standard was objectionable. "There is only one
Equal Protection Clause," he wrote. Although the
classification in this case was not totally irrational,
it was hard for him to believe that traffic safety was
the state's true objective. And since the state's evidence
showed that only about 2 percent of young men had violated
its alcoholic beverage laws, imposing sanctions on the
remaining 98 percent was impossible to justify. Most
likely, Stevens concluded, the statute was simply the
product of stereotypical assumptions about the relative
maturity of young men and women.
Justices
Harry A. Blackmun and Potter Stewart's concurrences
were brief. Blackmun's consisted of one sentence disagreeing
with the Court's discussion of the Twenty-first Amendment,
but signing on to the rest. Stewart was the only member
of the Court who believed that the statute was unconstitutional
because it was totally irrational.
Chief
Justice Warren E. Burger wrote a brief dissent focusing
primarily on the question of standing. There was no
precedent, he argued, that would allow Carolyn Whitener,
"a saloonkeeper," to assert the constitutional
rights of her customers. Justice William H. Rehnquist's
dissent was lengthier and more vehement.
Rehnquist
first assailed the idea that men, as a class, were entitled
to any form of heightened scrutiny. The Court had not
suggested that the men in this case were the victims
of "a history or pattern of past discrimination,"
and therefore in need of special protection from the
Court. Rehnquist went on to accuse the majority of formulating
its new equal protection standard "out of thin
air." Its wording, he argued, was so vague as to
invite judges to insert their own subjective views into
the decision-making process: "How is this Court
to divine what objectives are important? How is it to
determine whether a particular law is ‘substantially'
related to the achievement of such objective, rather
than related in some other way to its achievement?"
The only redeeming feature of the Court's opinion, according
to Rehnquist, was that it signaled a retreat from the
plurality opinion in Frontiero,
in which four justices had endorsed strict scrutiny
for gender discrimination claims.
If
Brennan had hoped to pass off the Craig v. Boren test as simply a reiteration of existing precedent,
his effort was a dismal failure. The cat was out of
the bag: a new equal protection standard had been born.
The intermediate, or middle-tier, test was a compromise,
and-as often happens with compromises-it left many dissatisfied.
Surveying the plethora of concurring and dissenting
opinions in Craig and other contemporaneous equal protection cases, one
commentator wrote, "Surely we are near the point
of maximum incoherence of equal protection doctrine."
Another faulted the Court for failing "to articulate
a decisionmaking process capable of consistent application."
But,
whatever its faults, the Craig standard proved enduring. It has been cited routinely
in constitutional sex discrimination cases ever since.