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The
Judicial Bookshelf'[1]
by
D. Grier Stephenson, Jr.
"[I]t
seems to have been reserved to the people of this
country' observed Alexander Hamilton, . . . to decide
the important question, whether societies of men are really
capable or not of establishing good government from reflection
and choice, or whether they are forever destined to depend
for their political constitutions on accident and force."[2]
Key to the continuing American experiment with "reflection
and choice" has been the Supreme Court of the United States
which Hamilton expected to "construe the laws according
to the spirit of the Constitution. . . ."[3] "Deducible
from the general theory of a limited Constitution," judicial
review has made the Court a compelling force in the plan
of union the framers devised. Attempting to resolve issues
which divide and perplex the nation, the Court contributes
both symbolically and substantively to the strength and
vitality of constitutional government.
Because
the Court matters politically, it has understandably been
subject to continuing scholarly and journalistic oversight.
Such scrutiny has been especially important for the judiciary
because it has partially substituted for the direct political
accountability provided for the executive and legislative
branches, but absent for the federal judiciary. The Court's
visibility has thus been a source of the institution's
legitimacy as a check on popular power.
Yet,
something besides the political consequences of judicial
decisions must account for the attention the Court receives.
Certainly, the scale and uniqueness of the institution
invite and facilitate scrutiny. After nearly two hundred
years, the entire succession of justices numbers only
slightly more than the present number of United States
senators. While there have been forty presidents, there
have been only fifteen chief justices. Second, the work
of the Court is relatively open. In the churning sea of
government today, the Court institutionally seems like
an island of procedural calm. Precedents, briefs, argument,
and opinions are public and readily available. Only the
conference and the actual shaping of the opinions remain
hidden from view Even the veil shrouding this stage of
the process ascends after a time, as justices take steps
to preserve their papers. Third, the scope of the Court's
business is intellectually manageable. One can grasp the
substance and significance of the decisions of one term
in a way that cannot be matched in a survey of the voluminous
output of a session of Congress or the rulings of executive
agencies.
Circumstances
conducive to study and analysis partly explain therefore
the volume of writing about the Court. However, they by
no means produce a uniformity of view, as recent books
amply demonstrate.
The
Justices
Publication
of a biography of a justice is always a special event,
for it is through such books that students of the Court
have gleaned so much about the institution's decision-making
procedures as well as the contributions of individual
members. Some years ago, J. Woodford Howard, himself a
biographer of Justice Murphy, identified the prime objects
of a judicial biography as the description and relation
of "the judge's personality, background, and belief system
to his conduct on the bench and impact on the law and
politics of his time."[4]
R.
Kent Newmyer's Supreme Court Justice Joseph
Story[5] meets this test and does more. Newmyer's
is at least the third major volume on Story to appear
within the past two decades. Gerald Dunne's 1971 biography[6]
excelled in drawing within its pages a portrait of Story
the man. Joseph McClellan's biography which appeared the
same year[7] stressed Story's jurisprudence and included
generous excerpts from his extensive writings.
Newmyer's
is different because it absorbs the events of Story's
day as a backdrop to illuminate his life. Already thoroughly
familiar with this period of the Court's history,[8] Newmyer
reveals Story as a major figure on a stage with changing
scenes at a vital time in American history. Story "belonged
to that generation touched by the idealism of the American
Revolution. He grew up with the Republic, intermingled
his ambition with its fate. Story brought to bear his
own special genius, to be sure, but his singular talent
would not have blossomed so brilliantly or produced so
copiously except for the rich soil of republican culture?[9]
By "republican culture" Newmyer means the ideological
ground shared by Americans: "that a successful revolution
and a bountiful providence had marked out the American
republic for a special destiny?[10]
Newmyer
highlights the "symbiotic connections" between Story's
view of the law and the life of the nation. So Story's
legal practice appears not just as an example of legal
culture in early nineteenth-century Massachusetts but
as a reaction to the rise of political parties. Even his
years of teaching at Harvard Law School (all the while
remaining a Justice) and the outpouring of legal treatises
are part of the counterrevolution of Massachusetts conservatives
in the 1820s.
Story's
career as a close colleague of Chief Justice Marshall
and later as a member of the Taney Court is consistent
with this theme. His years as a justice demonstrated prodigious
concern for (1) the establishment and maintenance of a
strong central government along classic Federalist lines;
(2) the protection of rights of private propertythat
is, vested rights and the advancement of commerce; and
(3) the almost religious duty and special competence of
the judiciary, especially the national judiciary, to bring
about realization of the first two. Judges were not only
to govern, but "to bring legal principles to bear on the
great political and economic problems of the age." One
is amazed, admits Newmyer,
at
the bold systematizing of Story's lawand at what
he assumed law could do, what republican lawyers and judges
were expected to do. . . . Like the authors of the Federalist,
Story saw law as the instrument by which men institutionalized
their rational moments as a bulwark against their foolishness,
passions, and selfishness. . . . To be a teacher, an author,
and a judge was to be a statesman as the American Enlightenment
defined the term.[11]
For
Story, law was "what religion was for Jonathan Edwards:
the mind, heart, and soul, the binding cement, of a community
dedicated to individualism."[12]
In
some respects, Story was on the "winning side" of the
great issues of the mid-nineteenth century. Yet, Newmyer
portrays Story as one who was witness to the undoing of
his republican community brought about by the political
forces of the day. Change was not due to economics or
demographics, reasoned Story, but human failure, a backslide
from the ideals of the Revolutionary period. To the degree
today that Story is an artifact rather than a current
force in law is a measure of the transformation of the
old republic into the new
Arrayed
alongside Newmyer's portrayal of Story the activist is
Wallace Mendelson's perception of John Marshall the non-activist.
His essay "Was Chief Justice Marshall an Activist?" is
one of thirty articles authored by Mendelson and reprinted
in Supreme Court Statecraft.[13] With individual
selections originally published between 1949 and 1982,
the collection is arranged in six divisions: The Judge's
Art, Freedom of Expression, The Fourteenth Amendment,
Judicial Review, Jurimetrics, and The Path of the Law
It
is a mistake, Mendelson believes, to view Marshall as
an activist. In his view, activists are innovators. "Like
Jefferson in the Declaration of Independence, Marshall...
was not an innovator, but a gifted spokesman for a widely
held view."[14] Fighting against the argument of "Progressive
Historians," Mendelson argues that Marshall's jurisprudence
was not the model for the Warren Court's activism of the
1960s. He denies that Marshall foisted judicial review
on an unsuspecting nation, promoted nationalism at the
expense of local prerogative, and protected property at
the expense of human rights.
Rather,
Marshall's conception of judicial review was about as
narrow as could be. It was aimed at cementing the union,
to provide what Story called "a revising authority? Presumably
this meant making explicit that the nation had in the
Supreme Court a workable final authority in interpreting
the Constitution. So, in Marbury v. Madison
Marshall implicitly rejected the counter premise of
the Virginia and Kentucky Resolutions that the states
had the final say. Equally unacceptable was the view
floated in debates over the Judiciary Act of 1802, repealing
the Act of 1801, that Congress had the last word
on the meaning of the Constitution. According to Mendelson,
Marshall was not being inventive because Marbury was
so compatible with the Constitution itself, Section 25
of the Judiciary Act of 1789, and the Court's own prior
decisions such as Hylton v. United States.[17]
Neither
was Gibbons v. Ogden[18] especially
innovative, according to Mendelson. Marshall simply "resolved
(a mainly linguistic) doubt in favor of Congress and the
democratic process." An activist decision would have minimized
congressional authority, ignoring "the origins of the
Commerce Clauseas the 1895-1936 Court did.
. . ."[19]
As
for a property bias, Mendelson insists that a case like
Fletcher v. Peck[20]did not involve a choice
between a pro-property and an anti-property result. A
decision either way would have aided some property holders
and hurt others. Reviewing the formidable opinions by
Marshall and Story in Dartmouth College,[21]
the author argues that even Story demonstrated that
states could avoid irrevocable or non-amendable charters
by reserving a right to amend in the issuing authority.
Furthermore, in including charters within the scope of
the contracts the Constitution protected, Marshall was
only giving the word "contract" the broader and unexceptional
eighteenth century meaning which included transactions
generally, rather than agreements between private parties
solely.
If
Marshall's legacy as an activist is thus undeserved, neither
did he set the precedent for the Warren Court. Rather,
Mendelson argues, "it was ... the laissez faire activists
beginning in the 1890s" for whom the label is a more perfect
fit. "The father of that movement was Mr. Justice Field.
His son-in-law (so to speak) was Mr. Justice Black who
passed the torch to the Warren Court activistsand
lived to regret it?"[22]
Marshall's
work would presumably meet the standard for proper judicial
behavior that Mendelson lays out in the preface. While
a judge must reject "outworn traditions' the judge must
avoid "widely unwanted progress." In a system where the
Constitution fulfills the need for stable authority, judges
must attend to the "inevitable need for change without
loss of continuity." This end they reach by extrapolating
"from the deeply held values of their society?[23]
Roughly
a century after Marshall and Story completed their years
of service on the Court, Frank Murphy began his. Murphy's
year as Attorney General of the United States and his
decade as a justice are the subject of the third and final
volume of Sidney Fine's biography of the Mayor of Detroit,
Governor of Michigan, and Governor-General of the Philippines
who became a paradigm of judicial activism on the modern
Court.[24] Frank Murphy: The Washington Years is,
like Newmyer's book on Story, a full scale judicial biography.
Like Newmyer, Fine follows the methodology of the historian
to probe not just the man but the times in which he lived
and the issues he faced as a public figure. Also like
Newmyer, Fine is not so totally absorbed in a single justice
that the Court's work appears to be the handiwork of one
individual.
Access
to Murphy's papers and the extant papers of every Justice
with whom Murphy served[25] enabled Fine to present an
extensive account of the inner workings of the Court,
including conference deliberations and the drafting of
opinions. J. Woodford Howard's earlier biography of Murphy
drew on some of the same sources, but some of the sources
at Fine's disposal were not accessible when Howard did
his research. Accordingly, Fine's Frank Murphy provides
some additional information about, and insight into, the
Stone and early Vinson Courts, without radically questioning
the conclusions of existing scholarship. This suggests
as much about the integrity of the sources as it does
about the skill of those who consult them.
For
example, a thorny question persists about Murphy's vote
with the majority in the Gobitis flag-salute case.[26]
Justices Black and Douglas, the Court's two other ardent
liberals, did the same. Only Justice Stone dissented against
Justice Frankfurter's opinion denying First Amendment
protection to the Jehovah's Witnesses in this instance.
Murphy even abandoned the draft of his own dissenting
opinion. Fine believes this was not because, as Howard
maintains, its "policy orientation was so blatant,"[27]
but because "an indecisive freshman ... discussed his
proposed dissent with the chief justice, who persuaded
him to go along with the Court."[28] That may be. Yet,
what remains unclear is why Murphy failed to join Stone's
powerful dissent when it was circulated among the
Brethren, especially since Murphy had already drafted
one of his own. Not only were Murphy's leanings strongly
against the flag-salute rule, but with less risk he could
have withdrawn his own dissent and sided with one written
by another senior member of the Court.
At
a distance of two chief justices and nearly four decades
after Murphy's death, what assessment does Fine offer
of Murphy's service on the Court? Since the average tenure
for a Supreme Court justice is longer than a decade, it
is fair to wonder about the lasting impact of one who,
like Murphy, served only nine and a half years. The designation
of "greatness" has eluded even most of the justices who
sat for more than a decade on the Court.[29] With the
exception of Justice Cardozo, whose reputation as a jurist
had a substantial head-start, none of those with fewer
than nine or ten fairly can be accorded the honor. In
Frankfurter's words, "[t]ime is one of the most important
factors in the realization of a man's potentialities."[30]
Murphy is thus a border-line case. Fine observes that
most of his opinions in the realm of civil liberties were
concurrence or dissents, and it is for his stances in
those cases that he is best remembered. Alongside 130
majority opinions were 20 concurrence and 69 dissents.
"Dissent has a popular appeal," Justice Jackson counseled
later, "for it is an underdog judge pleading for an underdog
litigant."[31] Murphy's dissent in Korematsu v.
United States[32] for example, still carries
meaning more than four decades later. Moreover,
[I]n
his belief that the central idea of the Constitution was
the protection of the individual, his search for the just
and fair result, his solicitude for the disadvantaged,
and his disdain for legal niceties and the doctrine of
judicial restraint when they appeared to serve as a sanction
for injustice, Murphy anticipated the "jurisprudential
posture" of Earl Warren.[33]
Fine
admits, however, that even the Warren Court rarely cited
opinions by Murphy in support of its own decisions. Murphy's
"tended to be brief and emotional even when solidly grounded,
often lacked intellectual depth, and were sometimes composed
without due regard for the 'preferred canons of craftsmanship.'"[34]
Admitting that it would have been a "disaster" to have
nine Frank Murphys on the Supreme Court at one time, Fine
concludes that the nation nonetheless benefited from the
presence of a justice "who pursued justice so ardently.
. . ." In other words, Murphy was a good man, if not a
great jurist. "Flawed like all men, Frank Murphy still
impresses as one of the more admirable figures in public
life during three tumultuous decades in the nation's history.
. . . [T]he world was a better place for his having been
there."[35]
"Greatness"
is a term easily and appropriately applied to Justice
Hugo Black. His thirty-four years of service on the Supreme
Court from 1937 until his death in 1971 loom large on
the twentieth-century American political and constitutional
landscape. A fair assessment of his long career as an
attorney, police judge, prosecutor, United States senator,
and justice reveals a man who made a substantial and,
probably, a lasting impression on the law during an era
of unprecedented social change. It is no exaggeration
to say that Black had a hand in precipitating that change.
Neither is it far-fetched to add that much of the continuing
controversy surrounding judicial review flows from Black's
constitutional jurisprudence. In a way matched by few,
he defined the terms of the debate and for a long time
was one of its chief contenders. To the expanding bibliography
on Black's life and work appears a significant addition:
Mr. Justice and Mrs. Black: The Memoirs of Hugo L.
Black and Elizabeth Black.[36]
Appearing in the centennial year of Justice Black's birth,
Mr. Justice and Mrs. Black combines three contributions
in one. First are Justice Black's own memoirs which he
began writing in 1968. At his death in 1971, he had progressed
only as far as 1921, his Senate and Court years still
lying ahead untouched.[37] The second part, written by
Mrs. Black, is appropriately called "The Years Between"
and "aims to 'catch the reader up' both by way for further
explanation of certain gaps in Hugo's writing and with
a brief chronology of his subsequent life and career."[38]
The third and longest part contains excerpts from handwritten
diaries Mrs. Black kept from 1964 until her husband's
death. With the assistance of Professor Paul R. Baier,
the diary excerpts are carefully, extensively, and productively
annotated, containing not only citations to cases but
extensive excerpts from opinions Black authored andthe
real gemsseveral of Black's memoranda to the other
justices as well as exchanges with counsel (and with "the
brethren") during oral argument.[39]
With
taste and dignity and with loyalty to an institution with
which she was closely allied during one of its most active
and turbulent eras, Mrs. Black adds to what is already
known about the Supreme Court during the late Warren and
early Burger Courts. Anecdotes abound, including an account
of the Blacks' hikes in 1967 through tall brush in Ogelthorpe,
Georgia, in search of his great-grandfather's homestead.
The Justice was stung by a yellow-jacket, and they "left
the property all covered with beggar's lice and cockleburs?"[40]
There are ample glimpses of Black at work as a Justice
(such as his efforts with colleagues in the sit-in case,
Bell v. Maryland,[41] portrayals
of intra-court relations (entertaining the Blackmuns in
November 1970), and generous insight into Hugo Black the
man ("He'll take over and try to change your life, advised
his departing secretary Gladys Coates).[42] In this third
respect Mrs. Black's contribution is most important. As
Justice Brennan explains in the Foreword,
Mrs.
Black opens the window into the life she lived with Justice
Black for fourteen years, until his death. It is at once
a love story, tender and touching, and a picture of a
great man that helps us know Justice Black. . . . It is
much more than a daily diary, although it is some of that.
It tells us much of the agony of decision known by every
Justice, of the uncertainty one feels as one treads one's
way to the judgment that cannot be escaped. It tells us
too . . . of the friendships on and off the Court that
become precious. . . . But best of all, there emerges
in living color the portrait of a great American all of
us would want to know.[43]
"The
Supreme Court is made up of human beings. Paul Baier writes,
"yet the humanity of the Court is largely unknown.[44]
This volume helps to close the gap.
The
Court
The
Judiciary and Responsible Government 1910-1921 by
Alexander M. Bickel and Benno C. Schmidt, Jr., is the
most recent volume to appear in the Holmes Devise History
of the Supreme Court of the United States.[45]
Bickel completed the first seven chapters before his
death, with Schmidt writing the final three. Both could
write about the judicial process with that extra perspective
of firsthand experience: Bickel clerked for Justice Frankfurter,
and Schmidt clerked for Chief Justice Warren. Bickel's
chapters survey the circumstances surrounding the appointment
of each Justice during the years of the chief justiceship
of Edward Douglass White, as well as the cases involving
economic and social regulation which comprised a large
part of the Court's docket at that time. Schmidt's chapters
review the White Court's record on race discrimination
cases.[46]
The
Bickel-Schmidt volume is rich in its use of mainly unpublished
sources. Bickel had access to Brandeis' "working papers"
as well as the notes then Professor Felix Frankfurter
made of conversations he had with Brandeis at Cape Cod.
These contain many of Brandeis' reflections on his colleagues
and comments on the Court's work at that time. Also important
throughout are references from the Van Devanter, Hughes,
and Holmes papers, to name but three manuscript collections.[47]
Documentation in this volume is excellent, proving once
again how insightful such sources can be, and how crucial
it is for scholars to have access to the papers of justices.
Since such sources frequently contain information not
available elsewhere about the most secretive part of the
Court's work, authors need to provide (as have Bickel
and Schmidt)[48] full citation so that others may examine
evidence and test conclusions. Accordingly, absence of
citations or vague references to sources not yet open
to others correspondingly reduce the value of any judicial
study, especially when it deals with the Court's deliberative
processes.
Perhaps
because of Bickel's death and the resulting joint authorship,
the book does not advance a unifying theme or offer hypotheses
to be explored. Perhaps the White years can best be characterized
as containing varying attitudes and doctrine. These would
not harden for another decade, before starting the slide
toward the constitutional confrontation of 1937 In short,
the period 1910-21 was a collection of cross currents,
witnessing, for example, both Bunting v. Oregon
and Hammer v. Dagenhart.[49] Indeed,
debates over the propriety of judicial review, intensifying
after 1890, do suggest a theme for the White Court: the
justices grappled with the problem of assuring constitutional
guaranties in a democratic system. Would rights be protected
solely through the political process or with the aid of
the courts? If courts had a role to play, how large would
it be? How hesitant were judges to be in setting aside
decisions made by politically accountable officials? That
the outcome of the debates leaned increasingly toward
intervention by the courts in policy making may well be
part of the basis for the Court's power today. Because
the Court after 1890 assumed a major governing role
in economic matters, there developed an expectation that
courts should govern, regardless of the issue in dispute.
It
was during the period examined by Bickel and Schmidt that
interest groups began a systematic use of the courts to
further their objectives. Litigation, like war, became
the conduct of politics by other means. This phenomenon
of interest group litigation is the subject of Lee Epstein's
Conservatives in Court.[50]
The
immediate background for Epstein's study is the rapid
growth of conservative interest groups in the 1970s and
1980s. While liberal groups such as the National Consumer's
League (dating from 1899) and the National Association
for the Advancement of Colored People (dating from 1910)
long ago became skilled in litigation politics, conservative
groups are comparative newcomers.[51] For example, only
three of the groups Epstein chronicles were in business
before 1970. No wonder then that earlier studies such
as Clement Vose's pioneering Caucasians Only[52]
focus mainly on groups pursuing liberal objectives.
Of
course, conservative causes were especially influential
in American constitutional law during the late nineteenth
century. This is a story that has been told in several
places.[53] But Epstein has something else in mind. His
concern is not just an evolution in constitutional theory
that comes about through the normal course of cases, arguments,
and judicial appointments, but a staged and coordinated
drive to achieve a specific objective, using devices such
as the amicus curiae brief, the test case, and
articles in law reviews. An issue thus becomes transformed
and transferred from the rough and tumble of routine politics
to the halls of the judiciary.[54]
Building
on the results of studies such as Vose's, Epstein tests
conclusions about the strategy and tactics of liberal
groups against the methods of conservative groups and
finds that they are very similar. First, whether pursuing
liberal or conservative policies, interest groups "often
resort to litigation when they view their goals as unobtainable
or difficult to achieve in other political forums." Second,
sponsorship appears to be "the preferred strategy of interest
group litigators." Third, necessary resources for interest
groups "are money, government support, frequent and increasing
use of the courts, expertise, extralegal publicity, and
intergroup support." Indeed, cooperation by the Solicitor
General's Office appears crucial. Finally, the groups
"generally obtain their objectives through litigation."
Epstein
believes that conservative groups will increasingly resort
to the judicial process. If more liberal groups persist
as well, the Supreme Court "will more than ever before
[be] put ... in the position of having to mediate between
competing group interests." Judicial politics, he concludes,
may come to be viewed as "not significantly different
from the legislative and executive processes" where contending
lobbies have long clashed.[56] It may also be the case
that litigation enables groups initially at a numerical
disadvantage to broaden their base by appealing to a wider
constituency. Fired by an emotional issue, a group persevering
through litigation all the way to the Supreme Court, win
or lose, is bound to attract publicity for its cause,
as well as valuable support from others that might be
obtained no other way.
Campus-bound
scholars are not alone in studying the judicial process.
Justices and other judges engage in self-analysis. In
Views from the Bench, Mark Cannon and David O'Brien
have compiled twenty-eight judge-authored articles, speeches,
and essays: seventeen by federal and state judges and
eleven by Supreme Court justices, including six members
of the current Court. Most of the selections date from
l970.[57]
In
their preface, Cannon and O'Brien note the tradition
of "judicial lockjaw"the injunction against a judge's
"speaking out." Yet, "speaking out" is as old as the admonitions
against it. Their volume is proof enough that judges and
justices have not successfully gagged themselves, even
if there remains a widely shared view that judges are
subject to constraints that do not apply to ordinary politicians.
More
than a few justices have made use of extra-curiam opportunities
to advance their personal notions of public policy especially
as it relates to the role of the judiciary. In his five-volume
biography of George Washington, Chief Justice Marshall
was not bashful in promoting the Federalist theory of
the union, and later took to the newspapers to defend
anonymously his opinion in McCulloch v. Maryland.[58]
Shortly, Justices Story and Baldwin recorded their
theories on the Constitution in sets of commentaries.
The breadth of tolerance was such that Justice John McLean
maintained his seat on the Court while running perennial
campaigns for the presidential nomination on the National
Republican, Free Soil, and Republican party tickets. He
made known his views on a variety of subjects through
letters in newspapers and even condemned publicly the
Polk Administration's conduct of the Mexican War. A year
later he expressed his views in a letter on the power
of Congress to legislate on the status of slavery in the
territories.[59] Comment short of McLean's excesses had
become so widespread by mid-century that justices routinely
began making their thoughts known outside the confines
of written opinions. The practice continues today, tempered
only by the general and wise refusal to discuss cases
under review.[60]
Still,
when justices voice opinions on controversial matters,
they run the risk of sapping the strength of the institution.
This was Justice Black's point, more than four decades
ago, when he advised that the kinds of questions the Court
confronts in its cases impose "a sharp limitation on.
. . freedom of discussion in [one's] unofficial capacity."[61]
But Black was not arguing against all comment, as his
own record testified. As Judge Rifkind said in 1966,
[W]hen
the issue is of sufficient significance, the command of
conscience insistently imperative, and the public clamor
is adjudged irrational, a judge ought not to hesitate
to lend his aid, his voice and his presence to a great
cause even as he would unhesitatingly render an unpopular
judgment.[62]
There
is indeed room for extracuriam comment. Legal writing
and lecturing are, as Judge Edwards once suggested, "antidotes
to judicial atrophy" and a means of preventing the judiciary
from becoming "a grey bureaucracy completely remote from
the life and problems of the nation?[63] The authors whose
works are collected in Views from the Bench would
appear to agree.
In
this impressive collection, three articles are especially
noteworthy. In "The Courts and Social Policy,"[64] Judge
Henry Friendly addressed three problems he found with
the Supreme Court's 1973 abortion decision, Roe v.
Wade.[65] First is the "severity of the
restrictions imposed on state abortion laws." Second are
"the boundaries of the newly created constitutional right
of personal autonomy." Third is the "use of social data
offered by appellants and amici curiae for the first time
in the Supreme Court itself," where that data had not
been subject to scrutiny in the lower courts. "If an administrative
agency, even in a rule-making proceeding, had used similar
materials without having given the parties a fair opportunity
to criticize or controvert them at the hearing stage,
reversal would have come swiftly and inexorably."[66]
Judge
Ralph Winter's "The Activist Judicial Mind"[67] agrees
that the abortion cases are evidence that judicial activism
"has entered an unprecedented era." The results of this
activism are not "random" but "seem consistently liberal
or at least consistent with that branch of reformist,
middle-class liberalism descended from the Progressive
Era at the turn of the century." In his view, today's
activism stems from three basic attitudes prevalent in
the judiciary: first, a "hostility to a pluralist, party
dominated, political process;" second, "a demand for 'rationality'
in public policy;" and third, "skepticism about the morality
of capitalism."[68] Contemporary judicial activism has
taken the form of what Madison denominated (and rejected)
in Federalist No. 51 as the "hereditary or self-appointed
authority" to protect minority interests. Yet, the "belief
that an activist court will do only good things and be
a successful moderating influence is more a matter of
faith than of logic, of political religion than of experience?[69]
Also
questioning the role of the activist jurist, Judge Robert
Bork in "Tradition and Morality in Constitutional Law
acknowledges the risks of speaking out: "When a judge
undertakes to speak in public about any subject that might
be of more interest than the law of incorporeal hereditaments
he embarks upon a perilous enterprise."[71]
Peril
is also present in what Bork considers "ideologies that
are subversive of the very idea of the rule of law" These
he finds "worrisome for the future" because increased
litigation means that more power will accrue to judges.
Because he believes constitutional law has little theory
of its own, it "is almost pathologically lacking in immune
defenses against the intellectual fevers of the larger
society. . . ." These "fevers" he describes as "an infusion
of extra-constitutional moral and political notions."[72]
Bork's solution is a different kind of theory, one that
"relates the framers' values to today's world" by establishing
"the proposition that the framers' intentions with respect
to freedoms are the sole legitimate premise from which
constitutional analysis may proceed." Looking outside
the Constitution for constitutional meaning teaches "disrespect
for the actual institutions of the American polity," which
are "designed to achieve compromise, to slow change, to
dilute absolutisms. They embody wholesome inconsistencies.
They are designed, in short, to do things that abstract
generalizations about the just society tend to bring into
contempt."[73]
While
the essays in Views from the Bench mainly concern
the judicial function, Leo Pfeffer's Religion, State
and the Burger Court surveys the current Supreme Court's
handiwork in a significant area of constitutional law:
church and state.[74] Publication of Pfeffer's book is
a reminder that most of the law on church and state is
a product of the Burger Court. Of course there were important
decisions in the field before 1969, but the number of
cases since Burger's appointment overshadows anything
that came before. This gives Pfeffer's title added significance.
A
self-styled "strict separationist" rather than an "accommodationist'
Pfeffer gives the Burger Court high marks generally for
its decisions protecting free exercise of religion, but
with interpretation of the Establishment Clause, he recognizes
"two Burger Courts." The Court of the 1970s held fast,
he finds, to a division between government and religion,
noting that Lemon v. Kurtzman[75] in
1971 was the "first time in American history that the...
Court ruled unconstitutional laws appropriating funds
to finance the operations of religious schools."[76] Since
1980, however, and thanks largely to Justice Powell's
"conversion from absolutism to accommodationism" the trend
has been to uphold policies challenged under the Establishment
Clause. Past decisions were not overruled, but distinguished.
"Perhaps the Court did not want to emulate the recklessness
of the Roosevelt-packed New Deal Court in overruling the
decisions of its conservative predecessors?"[77]
The
Constitution
Leonard
Levy's Constitutional Opinions focuses in part
on the origins of church/state policies Leo Pfeffer examined.
The volume is a collection of twelve essays, ten of which
deal with the formative years of American constitutional
government. Chronologically they range from "Freedom of
Speech in Seventeenth-Century Thought" to "Jefferson as
a Civil Libertarian." Especially timely are the essays
appearing as chapters six and seven: "The Bill of Rights"
and "The Original Meaning of the Establishment Clause?"[78]
The
first suggests that the amendments comprising the Bill
of Rights are of more importance to those who now enjoy
their protections than to most of those who were responsible
for their ratification. If Americans today regard the
Bill of Rights as standing for the principle that "the
individual may be free only if the government is not,"
Levy's study reveals only "slight passion" on anyone's
part two centuries ago to "enshrine personal liberties
in the law of the land."[79]
Statecraft
and political expediencenot devotion to principlegave
birth to the Bill of Rights. Opponents of the proposed
Constitution (the Anti-federalists) used the absence of
a bill of rights as a major argument in their fight. The
standard Federalist response reasoned that a bill of rights
was unnecessary. If the national government under the
Constitution was a government of delegated powers, why
bar the exercise of powers not delegated? Moreover, adding
a bill of rights might also be dangerous. In James Wilson's
words,
A
bill of rights annexed to a constitution is an enumeration
of the powers reserved. If we attempt an enumeration,
everything that is not enumerated is presumed to be given.
[This would] throw all implied powers into the scale of
the government, and the rights of the people would be
rendered incomplete.[80]
As
Hamilton argued in Federalist No. 84, government
could by inference do anything not forbidden.
The
Federalist explanation backfired. The Constitution as
it left the hands of the framers contained, after all,
several specific prohibitions such as the ban on granting
titles of nobility. Without a bill of rights, the Anti-federalists
could make the reasonable point that now all unprotected
rights stood in danger. The potential elasticity of the
"necessary and proper" clause only strengthened their
case. So Federalists had to promise a bill
of
rights to assure ratification. Moreover, once ratification
had been achieved, a bill of rights had to be proposed
if only to quiet the calls for a "second convention."
There, much of the work of 1787 (a national taxing power,
for example) might have been undone. By proposing a bill
of rights, the Federalists were able to take the wind
out of the Anti-federalist sails by removing the main
cause around which popular opposition to the Constitution
could gather.
But
for these circumstances and Madison's insistence that
something be done, Levy believes the proposed amendments
would simply have died in the First Congress. The Anti-federalists,
fearing of the scope of national power and the corresponding
loss of state prerogatives, led the drive for a bill of
rights. The irony they discovered too late was that they
got neither full credit for its adoption nor the substance
of what they really wanted.
One
very important part of the Bill of Rights was of course
the protection afforded religious freedom in the First
Amendment. This Levy addresses in "The Original Meaning
of the Establishment Clause." At least since the Supreme
Court's decision in Everson v. Board of Education[81]
four decades ago, debate has persisted on and off
the Court over whether a broad or a narrow view of the
Establishment Clause is more faithful to history. The
former insists that the Constitution bans all aid to all
religions; the latter insists that the Constitution outlaws
only assistance which favors one religious group over
another. The question has obvious significance for scholars
such as Judge Bork who, as noted earlier, insist that
the framers' intentions are "the sole legitimate premise"
from which constitutional analysis may proceed.[82]
The
question, Levy acknowledges, "seems to transform into
partisans all who approach it." While admitting that the
issue is "debatable" and that the sources are unclear
and "always disappointingly incomplete," he nonetheless
concludes that "a preponderance of the evidence" points
to the broad view as being historically the more accurate
one. Significant for this conclusion were establishment
practices in the colonies and the states, wherein some
places at least, "establishment" was understood to mean
aid to several religious groups, not just financial support
to a single official church. In other words, the First
Amendment was probably intended to bar any federal "meddling"
in religious matters.
Levy
bases this conclusion as well on the Federalist arguments
against a Bill of Rights, namely that Congress
was bereft of authority, even in the absence of the First
Amendment, "to enact laws which benefited one religion
or church in particular or all of them equally and impartially."[83]
Yet these were the same arguments which, in the debate
over the desirability of a Bill of Rights, Levy considered
"patently absurd."[84]
A
more extensive analysis of the issue appears in Thomas
Curry's The First Freedoms.[85] While culminating
in the debates over the First Amendment in Congress, Curry's
book has deeper roots. Probing colonial records, newspapers,
and pamphlets, he attempts to discover the intentions
underlying the religion clauses by viewing the problem
from the perspective of Americans during the colonial
and revolutionary years. As such, he turns up a surprising
degree of agreement, as well as disagreement, in habits
and attitudes among Americans of that era. In Curry's
view, the provisions of the First Amendment "did not represent
the triumph of one particular party or specific viewpoint
over a clear or entrenched opposition. . . ." Instead,
a consensus emerged in the language intended, in Richard
Henry Lee's words, "for ages and nations yet unborn."[86]
"One
will look in vain," Curry writes, "for the analytical
distinctions scholars presume the generation that enacted
the First Amendment made between government establishment
of a particular sect and government establishment or favor
to many sects."[87] One should not be disappointed that
Americans at this time did not "work out specific practical
applications of their theories on Church and State."[88]
While concerned for the future as well as their present,
they may be forgiven for not answering all the questions
that perplex Americans today. Curry concludes that "Americans
during the revolutionary period did not always carry their
principles into practice either in Church-State or other
matters," yet this fact, he feels, does not negate those
principles.
Except
in a few instances, such as financial support of churches,
they passed to subsequent generations the task of working
out the consequences of the principle that the state had
no competence in religious matters in a society wherein
customs, mores, laws and religion intertwined and wherein
the majority equated religion with Protestantism.[89]
Government
efforts to "organize and regulate" support for religion
were probably viewed by most as a "usurpation of power,"
falling within what they saw as" an establishment of religion."[90]
Judicial
Review
It
is judicial review of course which lends added significance
to debates over provisions in the Constitution such as
the Establishment Clause. As a center of controversy,
judicial review has been subject to searching scholarly
inquiry for only about a century. The reason for this
delayed reaction to judicial review is simple: it was
not until late in the nineteenth century that judicial
review evolved in both the state and federal courts to
be a major check on popular majorities. Before 1940, detractors
considered the power tarnished and plainly inappropriate
in a political system which took pride in describing itself
as "government by the people." Since 1940, defenders of
judicial review have come forward to restore its lustre
as a nearly indispensable tool in protecting human dignity
against popular majorities. The result has been a proliferation
of "theories" of judicial review, prompting constitutional
scholar William Van Alstyne to confess awkwardness in
maintaining "that it is this Constitution that
is being interpreted. Rather, it is more widely felt that
one must ask: Whose partial jurisprudence is currently
being applied?"[91]
The
point is that not just any application or justification
of judicial review will do. Some writers emphasize the
intent of the framers. Others stress use of certain political
and moral premises. Throughout, the objective of most
seems to be the furtherance of a society they think is,
or should be, the objective of the Constitution. Because
of its prominence in legal literature and education, the
debate can reasonably be expected to influence the Court.
Laurence
Tribe's Constitutional Choices[92] enters
this debate confessing a "sense of ultimate futility of
the quest for an Archimedean point outside ourselves from
which the legitimacy of some form of judicial review or
constitutional exegesis may be affirmed." Indeed, to say
that "one is merely the voice of the framers' intentions
or of a contemporary consensus, or the perfecter of popular
mechanisms for choice devised by others, is to lose touch
with the need for continuing self-doubt in the exercise
of adjudicatory power? Moreover, the search for legitimating
theories can be as dangerous as they are unpersuasive:
in matters of power, the end of doubt and distrust is
the beginning of tyranny."[94]
For
Tribe, the prevailing interpretation of the Constitution
is a collective responsibility. Of course the Supreme
Court has a dominant role, but Americans make constitutional
choices when they vote, when Presidents nominate members
of the judiciary, and when the Senate confirms.
[J]ust
as the constitutional choices we make are channeled and
constrained by who we are and by what we have lived through,
so too they are constrained and channeled by a constitutional
text and structure and history, by constitutional language
and constitutional tradition, opening some paths and foreclosing
others. To ignore or defy those constraints is to pretend
to a power that is not ours to wield. But to pretend that
those constraints leave us no freedom, or must lead us
all to the same conclusions, is to disclaim a responsibility
that is inescapably our own.[95]
What
makes a particular choice correct for Tribe is certainly
the morality of it, admittedly a morality that might not
be shared by others. But there is more. Tribe is intrigued
by the manner in which the choice is justified. Admitting
that this is what he does best, Tribe prefers to reason
in terms of the theory of the Constitution itself, acknowledging
that other plausible theories exist, but showing how a
particular choice advances defensible objectives. Doing
constitutional law therefore means "constructing constitutional
arguments and counter arguments or exploring the premises
and prospects of alternative constitutional approaches
in concrete settings."[96]
The
result is an understanding of the Constitution that is
neither a mirror nor an empty vessel "whose users may
pour into it whatever they will. The Constitution tells
us something, and what it saysalthough necessarily
read through lenses we ourselves bring to the taskmust
be the touchstone for evaluating" the document.[97]
Note
for instance Tribe's analysis of Michael M. v.
Superior Court, when the Supreme Court upheld the
California statutory rape law against an attack on equal
protection grounds.[98] (Only the male could be criminally
punished, yet the majority found no constitutional infirmity
since the sexes were not "similarly situated.") Tribe
suggests a "lens" the Court could have used but did not.
The law criminalized all sex acts involving unwed, underage
females, but not all sex acts involving unwed, underage
males. Tribe's point is that the statute contained a hidden
gender discrimination, one that was not necessarily beneficent,
namely that there could be no "legal sex" involving unwed
underage females.[99]
By
contrast, the court has a lesser role to play when fundamental
political acts such as amending the Constitution are at
issue. Starting from the premise that the amendment process
at heart indicates a consensus in the population that
the legal system has not provided the right answers or
is inadequate to the tasks at hand, Tribe believes that
allowing the Court to pass on the "merits" of an amendment
or on most aspects of the amending process itself "would
unequivocally subordinate the amendment process to the
legal system it is intended to override. . . ." In
turn, judicial intervention would "gravely threaten the
integrity of the entire structure."[100]"
Yet
a different answer is forthcoming with another structural
issue: reversing the Court by withdrawing jurisdiction.
Tribe believes such moves are constitutionally flawed.
"[T]he upshot would be no judicial forum capable
of assuring either the supremacy or the uniformity
of entire bodies of federal law .. ." Tribe reasons here
not only from the text of the Constitution but from the
Court's "basic role."[101]
The
point is that choices on fundamental questions must be
constitutional choices. There is not a total freedom
to choose whatever one might like to choose. Instead,
in a distant paraphrase of John Marshall, Tribe cautions
that it is "a Constitution a specific, necessarily
imperfect Constitutionin whose terms we are, after
all, choosing." This is a paradox or mystery the framers
bequeathed to later generations of Americans, a paradox
that cannot be avoided.[102]
Like
Tribe's Constitutional Choices, Lief Carter's Contemporary
Constitutional Lawmaking[103] starts from the
premise that little is to be gained by the attention currently
paid to the problem of the legitimacy of judicial
review Doctrines expounding the proper role for the Court
simply do not matter very much for the "audience of students,
practitioners, and attentive citizens that it plays to
and the political script from which it improvises."[104]
Instead, Carter's goal in this sequel to his Reason
in Law[105] is to explain "how the Court can
perform convincingly before a pluralistic political audience,
one whose members do not necessarily share the
same ideologies, values or personal goals."106 A multiplicity
of perspectives only increases the need for what Carter
labels "normatively convincing performances."
Carter
reviews much of the current literature on approaches to
constitutional jurisprudence, from conventional interpretive
theory to non-interpretive "political alternatives" and
non-interpretive "normative alternatives." The strict
interpretivists, such as Judge Bork, he calls "preservatives."[107]
They look back to the Constitution either because that
is the only source of fundamental law the nation has and/or
because the Constitution enshrines the right kind of polity.
In either case, the Constitution becomes "the premise
of the authoritative past."[108] Evolution of the document
would therefore come not through interpretation but through
the democratic amending process the Constitution ordained.
Non-interpretivists
advancing "political alternatives" include individuals
such as Herbert Wechsler, Alexander Bickel, Jesse Choper,
and John Ely. "They debate the political justifications
for the Court's use of power, not the uses of that power
themselves. The question is whether it is 'legitimate'
for the Court to make racial and religious policies about
public schools [for example], not what those policies
ought to be."[109]
Among
the non-interpretivists advancing what Carter terms "normative
alternatives" are Robert Dworkin, John Rawls, and Walter
Murphy. "[F]rom the normative perspective, judicial decisions
should bypass all the institutional and meta-analyses
about legitimacy and go straight to the ideological questions
themselves. . . . In the concrete case, courts must decide
whether a legislative policy or bureaucratic practice
seems unintelligible in light of constitutional ideology.
If no intelligible defense exists, the policy must fail."[110]
W For those advocating the "normative alternative," decisions
in the realm of constitutional law are "dignitarian":
they must include judicial protection of individual dignity.
Each
camp assumes that a decision is "good" only if it is "correct."
Whether it is correct in turn follows from application
of a particular method of interpretation. But Carter is
not convinced that one has to agree with a decision to
believe it to be a good one. Rather, he advances his own
aesthetic theory of constitutional interpretation,
as a meeting ground for the many constitutional approaches
that abound.
Carter
begins by accepting a political model of the Court's operation.
That is, he does not deny the political nature of an institution
which has its jurisdiction largely set by an elected Congress,
its members selected and approved by an elected President
and Senate, and its docket largely filled with a variety
of political disputes currently dividing the nation. This,
in other words, is the context within which the making
of constitutional law takes place. But as the starting
place, this context is not the finishing point. "Constitutional
lawmaking correctly done makes statements about the normative
character of the polity. It is a struggle to identify
what sort of a community the United States is and what
it might become."[111] Constitutional decisions are thus
public political acts, and as such they are performances.
The
justices must be acutely conscious of using symbols so
that others are in a position to consider "the possibility
of a new understanding" an otherwise unexpected
result. Drawing as much on the skills of the rhetorician
as the statesman, Carter asserts that "the persuasiveness
of a performance.., depends on matters of fit, both the
internal fit of the parts and their fit . . . to the things
they refer to.. . ." The audience in turn accepts the
fit if it accords with practice and with "what the audience
already accepts as authoritatively permissible."[112]
Archibald Cox has made a similar point: "[T]he opinions
of the Court can help to shape our national understanding
of ourselves' he argues, but "the root of its decisions
must already be in the nation. The aspirations voiced
by the Court must be those the community is willing not
only to avow but in the end to live by."[113]
As
models, Carter points to the keynote address by Governor
Mario Cuomo to the 1984 Democratic Convention and to the
advice of journalist Henry Fairlie.[114] The lesson of
both is that the performance "succeeds by reforming the
materials an immediate audience already possesses?"[115]
Exemplary opinions within the United States Reports
include the "oratory" in Justice Jackson's majority
opinion in the second flag-salute case,[116] Justice Brandeis'
concurrence in Whitney v. California,"[117]
and especially Chief Justice Vinson's majority opinion
in Sweatt v. Painter.[118] Carter's
"great performances" achieve their quality by building
"directly on [their] reading of the experiences of citizens
in a world of political power."[119]
Especially
when the result is not immediately popular, a successful
opinion is one where the appeal is wide, beyond the halls
of legal academe and into the world of an educated citizenry.
In doing its job well and Carter himself would prefer
decisions emphasizing the dignity of the individualthe
Justices must be aware of the strength and effectiveness
that comes through persuasion of that larger group. Not
just any practical argument will do. He joins Tribe[120]
in commenting on what he regards as an unfortunate trend
in the style of some recent opinions: "If politics is
persuasion, . . . then mimicking the 'objective' rhetoric
of cost-benefit balancing and the like without explaining
why our experience makes it right to do so will not persuade."[121]
***
The
scope of Carter's book underscores the range of opinion
about the Court and its work. There is no shortage of
perspectives on what the justices ought to be doing. The
remarkable thing, of course, is that the justices are
constantly "doing." The Court as an institution continues
from day to day as a vital part of the American political
system. That fact explains both the scholarly attention
the Court attracts and the evolutionary impact of published
reflection on what the Court does. Early in this century,
the great Court scholar Edward S. Corwin offered the judgment
that "If judges make law, so do commentators? The same
might be said for writers about the judiciary itself.
They also help to shape the Court.
Endnotes
-
The
volumes surveyed in this article are listed alphabetically
below:
Bickel,
Alexander M., and Benno C. Schmidt, Jr., the Judiciary
and Responsible Government 1910-21, vol, IX of The
Oliver Wendell Holmes Devise History of the Supreme
Court of the United States (New York: Macmillan,
1984), pp. xiv, 1041.
Black,
Hugo, L., and Elizabeth Black, Mr. Justice and Mrs.
Black: The Memoirs of Hugo L. Black and Elizabeth Black
(New York: Random House, 1986), pp. xiv, 354.
Cannon,
Mark W., and David M. O'Brien, eds., Views from the
Bench; The Judiciary and Constitutional Politics
(Chatham, N.J.: Chatham House Publishers, Inc., 1985),
pp. xxii, 330.
Carter,
Lief H., Contemporary Constitutional Lawmaking: The
Supreme Court and the Art of Politics (New York:
Pergamon Press, 1985), pp. xviii, 217.
Curry,
Thomas J., The First Freedoms; Church and State in
American to the Passage of the First Amendment (New
York: Oxford University Press, 1986), pp. viii, 276.
Epstein,
Lee, Conservatives in Court (Knoxville: University
of Tennessee Press, 1985), pp. xii, 204 pp. xii, 784.
Fine,
Sidney, Frank Murphy: The Washington Years (Ann
Arbor: University of Michigan Press, 1984).
Levy,
Leonard W., Constitutional Opinions; Aspects of the
Bill of Rights (New York: Oxford University Press,
1986), pp. viii, 272.
Mendelson,
Wallace, Supreme Court Statecraft (Ames: Iowa
State University Press, 1985), pp. x, 351.
Newmyer,
R. Kent, Supreme Court Justice Joseph Story; Statesman
of the Old Republic (Chapel Hill: University of
North Carolina Press, 1985), pp. xi, 490.
Pfeffer,
Leon, Religion, State and the Burger Court (Buffalo:
Prometheus Books, 1984), pp. xiv, 310.
Tribe,
Laurence H., Constitutional Choices (Cambridge,
Harvard University Press, 1985), pp. xiv, 458.
-
Federalist
No. 1.
-
Federalist
No. 79.
-
Howard,
"Judicial Biography and the Behavioral Persuasion,"
65 American Political Science Review, 704,
704-5 (1971).
-
R.
Newmyer, supra n. 1.
-
G.
Dunne, Justice Joseph Story and the Rise of the
Supreme Court (1971).
-
J.
McClellan, Joseph Story and the American Constitution
(1971).
-
R.
Newmyer, The Supreme Court Under Marshall and Taney
(1968). Even though Story had a substantial impact
on American law through both judicial opinions and
treatises, it is well to recall that he was not President
Madison's first choice for the position. Justice Cushing
died on September 10, 1810. Madison first nominated
Levi Lincoln, but after Senate confirmation in January
1811, Lincoln refused to serve. Alexander Wolcott
was Madison's second choice, but the Senate rejected
this nomination 24-9. In February, John Quincy Adams
received a unanimous vote for conformation, but Madison
had failed to get the prior consent of the nominee,
and Adams, like Lincoln, refused. After Justice Chase's
death in June 1811, Madison was caught up in a bitter
cabinet and sectional crisis. He waited until November
15, 1811, when he sent to the Senate the names of
Joseph Story and Gabriel Duvall. Conformation came
three days later. See Dowd, "Justice Story
and the Politics of Appointment," 9 American Journal
of Legal History 265 (1965).
-
Newmyer,
supra n. 1, xiv.
-
Id.
xvi.
-
Id.
xiv, 389.
-
Id.
Story also believed that religion had an important
place in the health of the state. "My own private
judgment has long been (& every day's experience
more & more confirms me in it) that government
cannot exist without an alliance with Religion to
some extent, & that Christianity is indispensable
to the true interests & solid foundation of all
government." Letter from Story to Rev. Jasper Adams,
May 1833, quoted in Id. 183. This statement
accords with Story's position in his 2 Commentaries
on the Constitution of the United States 631, cited
as authority by Justice Rehnquist in Wallace v.
Jaffree, 53 U.S.L.W. 4665 (1985) (dissenting opinion).
-
Supra
note 1. Mendelson's essay on Marshall originally appeared
in S. Halpern and C. Lamb Supreme Court Activism
and Restraint (1982), a book surveyed in this
space in the 1985 Yearbook.
-
Mendelson,
supra n. 1, 103.
-
Martin
v. Hunter's Lessee, 14 U.S. (1 Wheaton) 304, 348
(1816).
-
5
U.S. (1 Cranch) 137 (1803).
-
3
U.S. (3 Dallas) 171 (1796).
-
22
U.S. (9 Wheaton) 1 (1824).
-
Mendelson,
supra n. 1, 91.
-
10
U.S. (6 Cranch) 87 (1810).
-
17
U.S. (4 Wheaton) 518 (18119).
-
Mendelson,
supra n. 1, 100.
-
Id.
ix.
-
S.
Fine, supra n. 1, Justice Murphy's activism
served the new liberalism of the Roosevelt Court.
In his words, "the law knows no finer hour than when
it cuts through formal concepts and transitory emotions
to protect unpopular citizens against discrimination
and persecution." Quoted in R. McCloskey, The Modern
Supreme Court 106-107 (1972).
-
Apparently, only the private correspondence of Justice
Douglas was unavailable to Fine.
-
310
U.S. 296 (1940). Fine notes that when Gobitis
was decided, only Douglas and Murphy (the two most
junior Justices) had not taken part in earlier flag-salute
litigation. Before Gobitis, between 1935 and
1940, the Supreme Court had four times refused to
reverse state courts on this issue.
-
J.
Hoard, Mr. Justice Murphy 251 (1968).
-
Fine,
supra n. 1, 186.
-
H.
Abraham, Justices and Presidents 189-90 (1974).
-
Frankfurter,
"Chief Justices I Have Known," 39 Va. L. Rev. 883,
885 (1953).
-
R.
Jackson, The Supreme Court in the American System
of Government 18 (1955). Justice Murphy's use
of dissents was perhaps closer to Justice Brennan's.
Referring to "dynamic interaction among members of
the present Court" and "dialogue across time with
the future Court," Justice Brennan sees dissent as
a duty. "Saying 'listen to me, see it my way, change
your mind,' is not self-indulgence--it is hard work
that we cannot shirk." Brennan, "In Defense of Dissents,"
The Pennsylvania Gazette 20, 21 (Feb. 1986).
-
323
U.S. 214 (1944).
-
Fine,
supra n. 1, 594.
-
Id.
-
Id.
at 594-96.
-
H.
Black and E. Black, supra n. 1.
-
Id.
at 3-63.
-
Id.
at xiii. The second part spans pages 65-86.
-
The
diary excerpts are found at pages 87-280; the notes
at pages 281-312. There follows a list of all opinions
Justice Black authored, as well as a list of has law
clerks.
-
Id.
at 180.
-
Id.
at 91-92, 378 U.S. 226 (1964).
-
H.
Black and E. Black, supra n. 1, 76-77, 251.
-
Id.
at vii.
-
Id.
at 314.
-
Bickel
and Schmidt, supra n. 1. Approximately half
the projected volumes in the series have been published.
Originally the plan called for one volume on both
the White and Taft Courts, which would have spanned
the years 1910-1930. Early in his research, however,
Bickel realized the subject called for two volumes.
As a result Robert Cover is now responsible for the
second volume (on the Taft Court) which Professor
Bickel would have authored in the Holmes Devise
History.
-
Benno
Schmidt's chapters on the race cases preceding and
during the years of the White Court are splendid pieces
of social history and judicial analysis. Particularly
noteworthy is his recounting of Giles v. Harris, 189
U.S. 475 (1903), where the Court thought Justice Holmes
concluded that remedying discrimination in voter registration
was beyond its capacity, especially when it was as
widespread as all knew it to be. Schmidt adds (at
925): "Can any decision better reveal the extraordinary
change in the conception of federal judicial power
that took its place from the beginning to the middle
of the twentieth century?" Also, Schmidt explores
the distinct possibility that Chief Justice White
held up the decision in Guinn v. United States,
238 U.S. 347 (1915) (striking down the Grandfather
Clause) to avoid a probable dissent by Justice Lurton.
Bickel and Schmidt, supra n. 1, 945.
-
For
instance, Bickel reprinted the unpublished dissent
by Justice Holmes in the first round of Stettler
v. O'Hara and Simpson v. O'Hara, the Oregon
minimum wage cases restored to the docket in 1916
for reargument, where the state court's decision upholding
the statute was later affirmed by an equally divided
bench [234 U.S. 629 (1917)]. Holmes added an additional
paragraph for the dissent after reargument, indicating
that again the vote must at first have gone against
the statute but that one or two Justices apparently
waivered (with Brandeis not taking part). Bickel commented
that the dissent, if issued, "would have undoubtedly
have taken its place among the great, well-remembered
opinions of Holmes." Had the decision come down against
the law, it might, according to Bickel, have telescoped
some history, by "bringing the twenties back into
the teens." Bickel and Schmidt, supra n. 1,
596-598.
-
While
Bickel and Schmidt's documentation is excellent, future
volumes in the Holmes Devise History might
wisely include a listing in one place of all manuscript
collections consulted in the research and cited in
the text, providing both the location of the collection
and, where appropriate, the terms of access. This
arrangement would not only provide more information
to readers, but would permit the use of abbreviated
citations in the text. Presumably this suggestion
would have most value for volumes covering the most
recent periods of the Court's history, where manuscript
sources appear to be both larger and more numerous.
In this respect, Fine's biography of Justice Murphy,
supra n. 1, offers an example worth following.
-
243
U.S. 426 (1917); 247 U.S. 251 (1918).
-
Supra
n. 1.
-
Brandeis
and Frankfurter as attorneys were both active in the
National Consumers' League. Similarly, Thurgood Marshall
was on the staff of the NAACP from 1939 until 1961
and assisted in the creation of the legal defense
fund in 1939.
-
C.
Vose, Caucasians Only (1959, Vose details efforts
by the NAACP and the Legal Defense Fund to remove
legal support from racially restrictive covenants.
A similar volume is David R. Manwaring's Render
Unto Caesar; The Flag-Salute Controversy (1962),
outlining the legal battles of Jehovah's Witnesses.
-
For
example, see C. Jacobs, Law Writers and
the Courts: The Influence of Thomas P. Cooley, Christopher
G. Tiedman, and John F. Dillon upon American Constitutional
Law (1954); A. Paul, Conservative Crisis and the Rule
of Law: Attitudes of Bar and Bench, 1887-1895 (1960);
B. Twiss, Lawyers and the Constitution (1942); A Mason,
W. Beaney, and D. Stephenson, American Constitutional
Law 305-11 (7th ed., 1983).
-
M.
Shapiro, Law and Politics in the Supreme Court 8 (1964).
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