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Of Politics and the Court
Lewis
F. Powell, Jr.
(Editor's
Note: The following was an address delivered by Justice
Powell at the banquet of the American College of Trial
Lawyers. New Orleans, August 8, 1981.)
The news at
the Supreme Court, of special interest to every lawyer,
is the retirement of Justice Stewart and the appointment
of Sandra Day O'Connor as his successor. Potter Stewart
was on the Court for 23 years, during a period of vast
changes in our society and the world. During his service,
decisions were made that profoundly affected andin
some instancesaccelerated these changes.
Potter Stewart,
when interviewed by the press, identified the qualifications
of a good judge: a high degree of legal competency, a
judicial temperament, andof coursecharacter
and diligence. He personified these characteristics. He
was a gifted lawyer, had a unique capacity for detachment,
and certainly possessed the character and diligence of
the ideal judge. He also was a thoughtful and generous
colleague, with a high sense of institutional responsibility
He will be greatly missed.
A change in
the composition of the Court prompts one to wonder how
a particular lawyer happens to be chosen. Apart from "luck,"
what does history teach?
Professor
Alpheus Masondistinguished scholar and Supreme Court
historianhas written:
The Supreme
Court has always consisted largely of politicians, appointed
by politicians and confirmed by politicians, in furtherance
of controversial political objectives.[1]
Two of Dr.
Mason's statements are historical facts. The nomination
and confirmation of Justices are in the hands of elected
politicians. The Constitution so provides. It also is
true that "controversial political objectives" often have
motivated the nomination by a President, as well as the
action of the Senate.
But has the
Supreme Court, as Dr. Mason states, "always consisted
largely of politicians"? The statement can be read in
different ways. Were Justices chosen primarily because
they were successful politicians? If so, did their political
views persist and influence their decisions?
The answer
to the last question is clear. The Justices with the most
impeccable political credentials rarely have remained
loyal supporters of the political goals of the Presidents
who appointed them. This fact is a tribute to the institutional
independence of the Court, and largely accounts for the
public respect and support that the Court has enjoyed
for most of its nearly two centuries of existence.
It is less
clear, however, that Justices have been chosen primarily
because of political prominence. As this audience
is composed of eminent practicing lawyers, I thought it
might be of interest to explore this question.
I could talk
about the present Court. But this would be a one sentence
speech. None of us could claim any fame or skill as a
politiciannot even in influencing each other.
I turn, therefore,
to history and take as a Gallup Poll sample the 14 Chief
Justices who preceded the present Chief. Were they, as
Dr. Mason suggests, primarily politicians, and chosen
for this reason? I necessarily characterize their careers
briefly
The first
three Chief JusticesJay, Rutledge and Ellsworthhold
prominent places in our history not because of their brief
services as Chief Justice, but because each was a lawyer
and also a political leader of great prestige during the
Revolutionary Era.
John Marshall,
on the other hand, was too young to play a comparable
role in achieving independence and establishing our country
He came to the Bar in my City of Richmond in 1783, and
soon established a reputation as a litigation lawyer.
Like most
Virginia lawyers at the time, Marshall also was active
in politics. Yet, he declined positions as Attorney General
of the United States, Minister to France, Supreme Court
Associate Justice, and Secretary of War. He remained primarily
a practicing lawyer until he became Secretary of State
under President Adams.
His leadership
at the Virginia Bar is documented in our records. In the
decade of the 1790's, he argued 113 cases before the Virginia
Court of Appeals. Although Marshall dressed slovenly,
and was not eloquent, the power of his knowledge and force
of his personality won him great respect. Beveridge, in
his famed biography, states that Marshall was on one side
or the other in almost every important case in Richmond.[2]
Roger Taney,
who succeeded Marshall in 1836, also made his reputation
initially as a successful lawyer in Maryland, enjoying
an extensive practice in both state and federal courts.
He argued several cases in the Supreme Court, and was
co-counsel with Daniel Webster in at least one case.[3]
He was on the losing side in Brown v. Maryland,
a major Commerce Clause case.[4] Active support for
President Jackson led this prominent lawyer to his appointment
as Attorney General of the United States and later as
Chief Justice.[5]
Salmon P.
Chase was named by Lincoln in 1864 to succeed Taney Little
need be said about Chase. He made his career in politics,
and can be classified neither as a prominent lawyer nor
as an admired Chief Justice.
The next two
Chief Justices were distinguished private practitioners:
Morrison Waite and Melville Fuller. Waite made his reputation
as a litigation lawyer in Ohio. It is said that at the
time (middle of the 19th century), Waitelike other
western lawyersspent much of his time riding circuit,
usually on horseback and sometimes in wagons. Frequently
the entire Ohio court, including lawyers and judges, traveled
in a body, going from county to county.
Waite argued
a great many cases in the Ohio Supreme Court, and his
fame as an advocate spread well beyond the state. Apparently
his performance as counsel in the Geneva Arbitration,
following the War Between the States, attracted the favorable
attention of President Grant, who appointed him Chief
Justice in 1874.[6]
Melville Fuller
succeeded Waite in 1888. He was an eminent Chicago lawyer,
and argued at least one case in the Supreme Court during
each term over a period of sixteen years. Fuller was the
role model of a trial lawyer. Physically vigorous, with
a flowing moustache and hair falling to his shoulders.
He also was a powerful and well-read orator who often
used quotations from classical and biblical literature.
Although never
interested in holding public office himself, Fuller was
active in Democratic politics, attending four National
Democratic Conventions. This political activity, together
with his fame as a lawyer, prompted President Cleveland
to appoint him Chief Justice. Despite Fuller's eminence
as a lawyer, he is not viewed as a great Chief Justice.
Edward Douglass
White (Chief Justice 1910-1921) was another Chief Justice
who first established a reputation as a talented and successful
lawyer. He later served three years in the Senate, where
he quickly became a leader. He was appointed an Associate
Justice in 1894 by President Cleveland, apparently to
serve the short-term political purposes of the President.
Taft elevated White to the Chief Justiceship upon Fuller's
death in 1910.
Historians
seem divided as to why White, then aged 65, was chosen
as Chief Justice over his colleague on the Court, Charles
Evans Hughes, then aged 48. It is speculated, perhaps
unfairly, that Taft preferred the older man in view of
his own ambition to become Chief Justice following his
Presidency In any event, it probably is fair to say that
White was named Chief Justice primarily for political
reasons, although he would have merited the appointment
as a scholarly and successful lawyer.
Taft himself
was named Chief Justice in 1921. In many ways, he was
an ideal choice: magisterial in appearance (all 300 pounds!),
and uniquely experienced in government. He could be viewed
as a professional office holder, as he practiced law privately
for less than two years.
His various
offices did focus, for the most part' on the law, and
seven years after admission to the Bar he became a Judge
of the Superior Court of Cincinnati. He later served as
Solicitor General of the United States, Judge of the U.S.
Circuit Court of Appeals for the Sixth Circuit, Governor
General of the Philippines, Secretary of War, and finally
as President. Yet, his greatest ambition was realized
when he became Chief Justice.
By contrast,
if Charles Evans Hughes had held no public positions at
all, he still would be remembered as one of this country's
most gifted lawyers. He was a skilled litigator with an
astonishing ability to master facts in new areas of the
law. It is said that in one case he "learned the German
language and the beet sugar industry from the ground up"
to enable him to cross-examine German engineers appearing
as expert witnesses.[7]
It was Hughes'
awesome litigation ability that led to his appointment
to several investigative positions, and by this route
to the public offices which he graced with genuine distinction.
It was Felix Frankfurter who once said: that to see Hughes
"preside was like witnessing Toscanini lead an orchestra."[8]
Hughes will
be remembered also for his critical role in defeating
Roosevelt's "Court Packing Plan." As Hughes' opinions
during the early thirties indicate, he could sympathize
to some extent with Roosevelt's impatience with the Court,
but wholly disagreed with a plan that could have undermined
the independence of the Federal Judiciary Hughes' letter'
to the Senate Judiciary Committee revealed the pretextual
basis of the Court Packing Plan: the claim that efficiency
required more Justices.
I will refer
to only one of Hughes' memorable opinions: his decision
in NLRB v. Jones & Laughlin Steel Corp.,
301 U.S. (1937). It was said by some at the time that
the Court had reacted to political pressure. But even
if this was partially true, Hughes, the consummate lawyer,
offered a rationale that explained the consistency of
the opinion with prior decisions. Above all, his opinion
maintained the principle of judicial supremacy in constitutional
adjudication. It therefore preserved, in a time of potential
crisis, the Court's key role in our society.
I mention
only briefly three of Hughes' successors. Each enjoyed
a distinguished career. Yet none of them attained wide
recognition as a private lawyer. Stone was an eminent
professor and law school dean. Vinson became a national
figure as an influential congressman and important public
official, including service as Secretary of the Treasury.
Earl Warren's record as State Attorney General and three-term
Governor of Californianot his undistinguished career
as a lawyer[9]propelled him to the level of a serious
presidential candidate.
The purpose
of this thumbnail sketch of our first fourteen Chief Justices[10]
was to considerhowever roughlywhether
success at the Bar or success in politics led primarily
to their appointments. Most of them attained success
both as lawyers and politicians."[11] In view of the diversity
in the careers of all of these fine Americans, any classification
of them as primarily great lawyers or primarily successful
politicians is, to a large extent, a speculative personal
judgment. Nevertheless, I venture the following conclusions.
The first
three Chief Justices were conspicuous leaders in both
fields at a time when the ablest lawyers also dominated
the Government. Stone, the scholar, also was unique.
Among the
other Chief Justices, I think it fair to say that Chase,
Taft, Vinson, Warren and possibly White attained distinctionand
the Chief Justiceshipprimarily through political
office. In my view, Marshall, Taney, Waite, Fuller and
Hughes, despite political activity and service, attained
prominence initially as lawyers of wide reputation. They
were not primarily politicians.
On the basis
of my "sample" of the 14 Chief Justices, I would qualify
Dr. Mason's generalization that the Court has "always
consisted largely of politicians."" None was a stranger
to politics. Yet, the paths that led to the Court were
sufficiently different to foreclose such a broad generalization.
Nor can greatness
on the Court be predicted by the path to its Bench. Compare,
for example, a Marshall with a Warren, or a Brandeis with
a Black.
I return,
in conclusion, to another response made by Justice Stewart
to questions from a reporter. When asked, in effect, whether
his personal philosophy was conservative, Potter Stewart
replied:
[t]he first
duty of a Justice [is] to remove [from his judicial work]
his own moral, philosophical, political and religious
beliefs.
However one
happens to become a Justice or Chief Justice of the Supreme
Court, the institution itself, its unique responsibility
under our system, and its tradition of independence, cause
members of the Court to agree with Justice Stewart as
to their first duty Once one is sworn in, he or she has
a new allegiance that transcends all else: the Constitution
of the United States.
Endnotes
- A. Mason,
The Supreme Court from Taft to Burger 283 (3d
Enlarged ED. 1997).
- Marshall
argued only one case before the Supreme Court: Ware
v. Hylton, 3 Dall. 199 (1796).
- Etting
v. United States, 11 Wheat, 59 (1826).
- 12 Wheat,
419 (1827).
- Taney is
best known, of course, for his decision in the Dred
Scott case. Despite the contemporary bitterness
and tragic consequences generated by that decision,
Charles Evans Hughes--with the perspective of History--described
Taney as "a great Chief Justice."
- Despite
Waite's widespread fame as a successful lawyer, he never
argued a case in the Supreme Court. He was not a politician
in the ordinary sense of the term, although he served
one brief term in the Ohio legislature, and chaired
a Constitutional Convention that wrote a new Constitution
for Ohio.
- McElwain,
"The Business of the Supreme Court as Conducted by Chief
Justice Hughes," 63 Harv. L. Rev. 5, 8-9 (1949).
- 3 Friedman
& Israel, The Justices of the Supreme Court
1913 (1980).
- See
Schwartz, "the Judicial Lives of Earl Warren," XV
Suffolk University Law Review 1, 2 (1981) ("There
was no hint of greatness in the first phase of Warren's
career.").
- I do not
mention my friend and colleague Chief Justice Warren
E. Burger, as my story ends with former Chief
Justices.
- In fairness
to Dr. Mason, I have quoted only one sentence from his
scholarly book, and thus do not fairly present his thesis.
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