"De
Minimis," or, JUDICIAL
POTPOURRI
The
Judicial Robe
S. James Clarkson
The
wearing of a black robe by judges was a custom utilized
more by the judiciary in the United States than in other
countries. Traditionally, black signifies death and
mourning.
It
had never occurred to me that the research I had conducted
would serve me in such good stead when I was elected
to the judiciary. 1 chose the color red for, as I discovered
in my research, red was the color most widely used by
jurists in England and Canada as well as France. It
was also rooted in the history of the English judiciary,
from whence comes most precedent for the law as it is
practiced in the United States. Our adoption of the
English legal system without its traditional judicial
garb poses the mystery. The question, "Why do you wear
red?" was therefore replaced by the question "Why do
judges wear black?"
Sir
William Dugdale, in his chapter concerning the personal
attire of judges, said "That peculiar and decent vestments
have, from great antiquity, been used in religious services,
we have the authority of God's sacred precept to Moses,
'Thou shalt make holy raiments of Aaron and his sons,
that are to minister unto me, that they may be for glory
and beauty.' In this light and flippant age (18th Century),
there are men irreverent enough to smile at the habiliments
which our judges wear in court, for the glory of God
and the seemly embellishment of their own natural beauty."[1]
There
is considerable difficulty in determining the origin
and history of the use of judicial robes and their color.
There is consensus; however, that English judges of
the present day wear robes worn by their predecessors.
Some judges wore different vestments varying with their
particular offices and whether or not it was summer
or winter. These robes were of fur and silk and were
embellished with collars and cuffs of various shapes
and forms.
In
the eleventh year of Richard II, a distinction was made
between the costumes of the chiefs of the King's Bench
and Common Pleas and their assistant justices.[2] At
that time each of the assistant justices wore green
robes in the summer; and in the twenty-second year of
Henry VI, Chief Baron John Fray received "for his winter
robe against Christmas, 'x' ells of violet in grain;
trimmed with various minever." The same judge received
"for his summer robe, against Whitsuntide, ten ells
of green cloth long, and half of a piece of green tartarin."
The three other Barons of the Exchequer at the same
time had "for the like summer robes, each of them ten
ells of violet likewise trimmed in minever fur."
The
various hues and colors of the robes and those used
by the judiciary and the lawyers indicate such a diversity
as to cause John Cordy Jeaffreson to write in part of
his book entitled Costume and Toilet, "These
notes are sufficient to prove that judicial costume
varied with the fashion of the day or the whim of the
sovereign in the 14th and 15th Centuries."[3] And, as
an interesting comment, he cites that . . . "In
the time of Charles I, questions relating to the attire
of the common law judges were involved in so much doubt,
and surrounded with so many contradictory precedents
and traditions, that the judges resolved to simplify
matters by conference and unanimous action." The result
of their deliberation was a decree dated June 6, 1635.[4]
It is the only decree I know of, other than one proposed
by the new Michigan Court Rules, determining the type
and color of robes to be used by the judiciary. The
decree of June 6, 1635 provided the various colors and
kinds of robes to be used for the respective "Holydayes"
and terms of court. Scarlet, of course, was the favorite
color, trimmed in various kinds of furs and other adorning
trims. Violet was another favorite color, trimmed with
black and faced with taffeta. Other trim commonly used
with the various colors was velvet.
With
the advent of the "Sergeants-at-Law," wherefrom the
judges of the King's Bench and the Common Pleas and
the Exchequer could only be chosen, the fashion of the
bar was similar to the formal dress of the judiciary,
and in Nicholas Sellers' article entitled "Sergeants
at-Law," printed in the Pennsylvania Bar Association
Quarterly, June, 1965, it is stated as follows:
"Lastly, the sergeants-at-law were known, as we have
said before, as the Order of the Coif, and could be
deemed in the nature of a very select fraternity. They
called one another 'Brother'; even from the bench this
fraternal form of address continued, since the judges
were of course still sergeants. ('Bardell and Pickwick,'
called the clerk of the court, 'I am for the plaintiff,
my Lord,' said Mr. Sergeant Buzfuz. 'Who is with you,
Brother Buzfuz?' inquired the Judge.) The Coif was originally
a form of skullcap of white silk worn by the sergeants;
when wigs came in fashion, a patch of white was still
fastened on top to indicate the dignity of sergeant.
They were entitled to wear scarlet robes (purple for
saints' days) and did so on state occasions, although
usually adhering to the traditional black gown which
had come in as mourning dress at the funeral of Queen
Anne in 1714 and never changed since."[5]
This
seems to give support to the proposition that in 1714,
when Queen Anne died, the judges wore black mourning
garb according to the wishes of the King, and have worn
it ever since.
"It
is a little known fact that for over 250 years, judges
have been mourning the demise of the Queen of England!
Chief Baron Pollock remarked that 'the Bar went into
mourning at the death of Queen Anne and never came out
again.' It is the red, not the black, robe which is
rooted in antiquity."[6]
Parenthetically,
it should be noted that the sergeants-at-law were appointed
by the Crown, and that the Order of the Coif was in
existence as far back as 1117 A.D.
In
a letter to me from Ian A. R. Tofts, dated February
2, 1976, however, he disagrees, as here stated:[7]
With
regard to your main question concerning the death of
Queen Anne it is not known for certain whether or not
it was at that time that 'Queen's Counsel' commenced
wearing a mourning costume; indeed it is very unlikely
as you will see below. The Costume as a whole, Court
Suit and Gown, is said to date from the funeral of Queen
Mary II in 1694, being reputedly the Official Court
Mourning Dress worn on that solemn occasion. Some say
it was at the funeral of Queen Anne and indeed reference
is made to the celebrated remark of Sir Frederick Pollock,
a 19th Century Judge, that the Bench and Bar have been
in mourning and never came out. However, it would seem,
and with the deepest of respect for the eminent Judge,
he was sadly mistaken. I for my part feel that the Funeral
of Queen Mary II in 1694 is more feasible for
a number of reasons. In the Michaelmas Law Term of 1697
(some considerable time before the death of Queen Anne)
Chief Justice Holt of the then Kings Bench Division
(Queen Anne was not yet in fact on the Throne) told
Banisters 'I will hear you henceforward only if you
appear in your proper gowns and not in mourning one."
This
mourning garb however only appears to have been worn
to Queen's Counsel. It may also have been worn by Junior
Counsel but there is no apparent evidence whatsoever
to support Judge Pollock's remarks that the whole of
the Judiciary wore mourning garb. Certainly the Judges
did not appear to have worn any mourning garb at all-pictures
or paintings of the period would seem to support this.
The
Queen's Counsel mourning garb worn on formal legal occasions
consists of a black velvet coat with tails, knee breeches,
lace stock and cuffs, black silk gown, white gloves
and a full bottomed wig. At Royal Courts, State Banquets
and other similar occasions they appear simply in Velvet
Court Dress with sword and crush hat. At Levees their
dress is black cloth Court Suit, lace stock and cuffs,
black silk gown and full bottomed wig.
When
pleading in Court they wear a Court Tail Coat of cloth,
trousers (instead of knee breeches) black silk gown
and Bob Wig and bands similar to those of Junior Counsel.
When appearing in the House of Lords they wear the full
bottomed wig; frequently the mourning gown of stuff
is worn in court, strictly incorrectly.
'The
Mourning Dress' consisted of a hemmed stock and cuffs
with mourning bands (lawn with a thin stripe down the
middle) and (when not wearing a gown) a crepe band on
the left arm. The gown worn on such occasions is of
stuff material instead of silk, when pleading in court,
white cuffs of muslin or linen known as 'Weepers,' are
worn over the sleeves of the coat and mourning bands.
The Queen's Counsel Gown differs from that of the Junior
Counsel. As well as being normally of silk, it is practically
sleeveless, has a square cut yoke or rudimentary hood
at the back and is without the traditional flaps of
cloth attached to the Junior Banister's gown.
Whatever
the reason, it is established beyond a reasonable doubt
that whether the choice of the robe be scarlet, purple,
or green, that the use of the black robe was primarily
a symbol of mourning and was used in respect for the
monarchy at the time of death.
Mr.
Tofts, in his letter of February 2, 1976 from Sunbury
on Thames, Middlesex, England, answers my letter regarding
the question of the use of the red or scarlet robes
by stating as follows:[8]
Judges
of the High Court are now invariably knighted on appointment.
This honor appears to go back as far as the reign of
Edward III (1327-1377) when Judges were made 'Knights
Banneret,' a rank of office which became extinct in
the 17th Century. While in office Judges are entitled
to the prefix 'The Honourable,' being referred to as
'The Honourable Sir, So and So, Knight, one of the Justices
of Her Majesty's High Court of Justice.' Since the 18th
Century they have been addressed in Court as 'My Lord,'
and 'Your Lordship.'
In
earlier times, from the 14th Century, 'Sir,' was the
customary form. High Court Judges are informally addressed
as 'Mr. Justice So and So,' and in Law Reports and other
Legal writings as 'So and So; J.,' which is also the
form of their official signature.
You
will most probably be interested to learn that the dress
of the English Judge has not changed, in essentials,
since the 15th Century. This of course adds weight to
the belief that the judges did not in fact wear a mourning
dress as did the Queen's Counsel when Queen Anne died
or for that matter when Queen Mary II died.
The
Official wardrobe of the High Court Judge comprises,
and one must remember that little has changed since
the 15th Century, as follows:
The
Judicial Robe, made of cloth, is not unlike a cassock
in shape, with sleeves, a straight front fastening and
a high neck without lapels. The deep cuffs are of white
fur or of silk and the front edges are trimmed with
the same material for most of their length. Robes of
this type were worn by the Sergeants, and at the period
when the Order of the Coif began there was little distinction
between lay and clerical garments. Originally the Robes
were partly lined with fur, at first lambskin and later
on Miniver (now called Ermine) early 16th Century portraits
show the lining barely visible at the end of the sleeve.
The Robe at this period was (and for time after) much
fuller than at present, more like a full cub Alb than
a cassock. The lining gave place to a mere facing, with
deep cuffs as if turned back to display the fur or silk
and a similar trimming at the front edges.
All
High Court Judges have a full dress or State Robe of
scarlet trimmed with ermine at the cuffs and front edges,
and also a gown, not robe, but of the pattern worn by
Queen's Counsel (referred to above) of black silk, comparatively
sleeveless. In addition, Queen's Bench Division Judges
have a black Robe, trimmed with ermine, one of scarlet
trimmed with slate coloured silk and one of violet trimmed
with salmon coloured silk. The two last are worn m summer
to correspond with the scarlet and ermine and black
and ermine which are worn in winter.
It
is interesting to note that scarlet was widely used
as a judicial colour in Medieval Europe. Inderwick ('The
Kings Peace,' 1895) says that the Venetian Magistrates
who formed the Council of Ten wore Scarlet and so, apparently,
did the Florentine Judges who tried Savonarola in 1495.
The same writer adds that Scarlet was a colour used
by the Higher Order of the Clergy from whom (at that
time) Judges would be drawn. However, I view that with
some reservation and feel that this was only true of
Cardinals, who one sees always in Scarlet. There are
in fact four illuminations, now in the Inner Temple
Library, of the time of Henry VI which show the
Court of Chancery and the Three Common Law Courts. The
Judges in all these Courts are portrayed in Scarlet
Robes lined with fur. In early times, however, there
was considerable variation in colour. The violet Robe
now worn is said to date from Edward I (1272-1307).
Green cloth for Common Law Judges is seen during Richard
II's reign but only as a summer Robe. In Henry VI's
reign the Chief Baron is found receiving violet cloth
for a Winter Robe, and Green for Summer, while at the
same time other Barons had Violet for Summer.
The
remainder of the Judges Regalia which I will not bother
to go into the history of at the present moment (but
will be pleased to do so if you require further information)
consists of the Scarf, (or stole), the Casting Hood,
The Girdle (or Sash), The Hood, The Bands, The Court
Suits, The Wigs, The Black Cap, The Tri-Cornered Hat
(Tricorn) and the White Kid Gloves.
.
. . There is also a great deal of tradition relating
to the various Courts and Law Sittings and the Regalia
changes to suit the occasion.
In
this country judges vary greatly in order of seniority
and, of course, their regalia changes according to their
position. E.G., The Lord Chief Justice wears, on the
installation of a new Lord Chancellor, Full Bottomed
Wig, Scarlet and Ermine Robes. The Master of the Rolls
on the same occasion wears his Black and Gold State
Robe. The Lord Chancellor, when he appears, wears also
a Black and Gold State Robe. These State Robes date
from the 16th Century."
The
best collection of portraits and pictures of early judges'
attire in the United States can be found in the halls
and classrooms of Harvard Law School. In continuing
this research I spent many hours viewing portraits and
pictures of the different judges depicting the garb
and costumes of the judiciary.
It
has been generally accepted that I was the first judge
to resume wearing the red robe here in the United States,
and soon thereafter other judges discarded the use of
the black robe.
Endnotes
-
A
Book About Lawyers, by John Cordy Jeaffreson,
Vol. 1, 1867, p. 361.
-
Ibid.,
p. 362.
-
Ibid.,
p. 363.
-
Ibid.,
p. 363.
-
Case
and Comment, Vol. 70, No. 6, Nov-Dec 1965, p.
18
-
Ibid.,
p. 20.
-
Ian
A. R. Tofts, Sunbury on Thames, Middlesex, England,
letter of 2-2-76.
-
Loc.
Cit., n. 7 supra.
Toward
1987: Guidelines from the Centennial
The
Editor
Planning
is already afoot for the bicentennial of the Constitutional
Convention coming up within the decade. Project '87,
an "umbrella" administrative group jointly sponsored
by the American Historical Association and the American
Political Science Association, has been operational
since the fall of 1978, having already made research
grants to a number of scholars and held two national
meetings, one in Philadelphia and one in Williamsburg.
The Supreme Court Historical Society is cooperating
with the District of Columbia Historical Society and
the Washington Monument Association, on plans to observe
both the 200th anniversary of the Constitution in 1987
and the beginning of the new government in 1989.
With
all these prospective activities, it is appropriate
to look backward as well, to the celebration of the
first hundred years, in 1887. Philadelphia, which had
been the site for a massive exposition on the centennial
of the Declaration of Independence in 1876, was once
more the scene of an anniversary party only slightly
less sumptuous than the first. From some of the reports
published in summation of the centennial of 1887, some
guidelines for 1987 may possibly be discerned. *
The
first official effort to get the centennial rolling
came in June, 1886 with a joint resolution of the two
houses of the New Jersey legislature, calling on the
governors of the thirteen colonial states to meet in
Philadelphia on Constitution Day, to plan appropriate
activities for the anniversary. Accordingly, on September
17, the governors and a coterie of aides descended on
the site of the original convention in Carpenters' Hall.
Governor Fitzhugh Lee of Virginia was elected Chairman,
and Hampton Carson of Pennsylvania the Executive Secretary.
The
latter was the obvious choice; Carson, a prominent Philadelphia
lawyer and avid student of constitutional history, had
already picked up the ball and was running with it.
By the time all of the centennial activity had been
wound up, Carson had published a massive two-volume
report on the anniversary, followed it with an equally
massive history of the first century of the Supreme
Court, and begun putting the finishing touches on a
collection of books and pamphlets which became the Hampton
Carson Collection in the Free Public Library of Philadelphia.
A graduate of the University of Pennsylvania, and later
a member of its law faculty, Carson was state attorney-general
in the period 1903-7, and in 1920 came out of retirement
to serve on the constitutional revision commission of
his state.
Meantime,
the anniversary activities began assuming formal dimensions
with the organization of the Constitutional Centennial
Commission in December, 1886. The commission 's first
effort was to get the government of the United Statescreated
by the Constitution whose anniversary was to be celebratedto
provide some public funds for the event. The first step
was something of a debacle; President Grover Cleveland
expressed his personal support for the request, and
Congress appropriated the modest sum of $100,000but
the special appropriation bill failed to pass "because
it was not placed on the calendar," the Commission rather
sheepishly had to admit.
Other
sources of income were found, however; about half of
the sought-after amount was raised by private subscription
in Philadelphia, while the states of Massachusetts,
New Hampshire, Rhode Island and Delaware appropriated
a total of more than $80,000. With this money assured,
the commission issued a clarion call to the rest of
the then forty-two states:
At
various times and in different places you have been
called together to commemorate by appropriate ceremonies
the great events m your national history. In obedience
to that impulse which bids a people do honor to its
past, you have reared the lofty column, the triumphal
arch, or the votive tablet . . . In 1874 you were summoned
by the voice of Philadelphia to meet in the hall of
the carpenters' Company, where the first Continental
Congress protested against the tyranny of the Stamp
Act . . . In 1875 you answered the call to Lexington
and Concord and Bunker Hill. . . . In 1876 you again
assembled in Philadelphia, like worshippers before a
shrine . . . But lately you hurried to the plains of
Yorktown, the scene of final triumph. . .
While
the grandiloquent description of the Yorktown battlefield
might make smiles come to faces of those who have visited
it, the buildup was effective: "For a third time," said
the commission's manifesto, "you are summoned to Philadelphiathe
city of the Declaration of Independencethe city
of the Constitution... the Mecca of America." This will
wrap it all up, was the inference, and it will be some
celebration. As matters turned out, it was.
To
"hype" the public consciousness, the commission reprinted
the description of the July 4, 1788 celebration of the
ratification of the Constitution written by Francis
Hopkinson, a rising young Philadelphia lawyer. (See
article, "The Selling of the Constitution," elsewhere
in this issue.) The first anniversary events began,
wrote Hopkinson, "by a salute to the rising sun by a
full peal of bells from Christ Church steeple, and a
discharge of cannon from the ship Rising Sun, anchored
off Market Street. At the same time ten vessels, named
in honor of the ten adopting states, could be seen arranged
the whole length of the harbor"something suggestive
of the regatta of "tall ships" in New York Harbor in
1976.
A
mammoth parade of thirty-two units then began a procession
through the city streets, led off by "twelve axe-men,
dressed in white frocks, with white girdles around their
waists, and wearing ornamented caps." This cryptically
symbolic advance guard was followed, at various points
in the order of march, by a horseman representing Independence;
another horseman representing the French Alliance, the
steed being "the same on which Count Rochambeau rode
at the siege of Yorktown;" still another horseman representingsomehow-the
Definitive Treaty of Peace, identified by a banner of
olive and laurel bearing the date, "Third of September,
1783." One of the show-stopping units was the thirteenth,
representing the recently adopted Constitution, represented
by Chief Justice Thomas McKean of the Pennsylvania Supreme
Court (no Supreme Court or Chief Justice of the United
States having yet been brought into being):
[McKean
and his associates] were seated in a lofty ornamented
car, in the form of a large eagle, drawn by six white
horses. The Chief Justice supported a tall staff, on
the top of which was the cap of liberty; under the cap
was the new Constitution, framed and ornamented; and
immediately under the Constitution were the words, "The
people," in large gold letters, affixed to the staff.
There
was also a horseman "in complete armor," with the Seal
of the United States (adopted by the Continental Congress)
on his shield. He was followed a few units later by
the judge of the state admiralty court, "wearing in
his hat a gold anchor, pendant on a green riband;" the
judge was preceded by his clerk, carrying a bag full
of parchments and embroidered with the word "Admiralty"
in large letters. Twenty-fourth was:
The
New Roof, or Grand Federal Edifice, on a carriage, drawn
by ten white horses. This building, thirty-six feet
high [!] was in the form of a dome, supported by thirteen
Corinthian columns ... Ten of the columns were complete,
but three left unfinished. On the pedestals of the columns
were inscribed in ornamented letters the initials of
the thirteen American states. Round the pedestal of
the edifice these words: "In union the fabric stands
firm."
Near
the end came the most dramatic float, the thirty-second:
The
Federal ship Union, mounting twenty guns, commanded
by John Green, three lieutenants, and four boys in uniform.
The crew, including officers, consisted of twenty-five
men.
The
ship was thirty-three feet in length, width and riggings
in proportion. Her hull was the barge of the ship Alliance,
the same which formerly belonged to the Serapis,
and was taken in the memorable engagement of Captain
Paul Jones, in the Bonhomme Richard, with the
Serapis. She was mounted on a carriage drawn
by ten horses.
Boat-builders
in a boat-builders' shop, eighteen feet long, eight
feet wide, drawn by four horses. Seven hands were at
work building a boat thirteen feet long, which was actually
set up and nearly completed during the procession. Then
followed large deputations of the different tradessail-makers,
ship carpenters, ship joiners, rope-makers, and ship-chandlers,
merchants and traders, and others.
Hopkinson
concluded his report with the statement: "It is, of
course, but natural to expect that the celebration of
1887 will surpass that of 1788 in respect to grandeur
and magnificence in every detail. To surpass it, however,
in the joy and enthusiasm of the participants will not
be such an easy task." Carson and his associates accepted
the challenge, and although their procession, with its
theme, "The Progress of a Century Under Constitutional
Government," had only twenty-four units as against the
thirty-two in 1788, it was intended to encompass every
important facet of national life. As it was, the numbers
of participants almost clogged the machinery of organization;
the marshal of the grand parade reported in his concluding
paper: "Even with the unexpectedly large increase in
the number of men and vehicles which crowded into columns
after they had been definitely arranged and assigned,
there would not have been more than an hour's delay"
if communications had been better.
The
1887 program tried to let everyone get into the act
who wanted to; there were, accordingly, half a dozen
floats by rival ice-making companies. A group called
the Knights of the Golden Eagle preened themselves immediately
after a series of three floats representing "an old-time
brewery," "a modern brewery" (22,500,000 barrels), and
one depicting a temple housing King Gambrinus (?) refusing
nectar in a preference for "beer, the staff of life
and promoter of temperance."
The
"civic and industrial procession" of September 15,
1887 was, of course, only part of the centennial
program. The following day there was a massive military
display of American advances in the martial arts since
the Revolution. Meantime, leaders of the Philadelphia
bar had breakfasted at the White House, perhaps an effort
to make more palatable the national government's parsimony
at the observance of its own birthday, and on Constitution
Day itself a climactic memorial service was held in
Independence Square. President Cleveland, former President
Rutherford B. Hayes, Lincoln's former Vice-President,
Hannibal Hamlin, and Chief Justice Morrison R. Waite
(see Portfolio, this issue) were among the principal
figures on the rostrum. Music by the Marine Corps band
was conducted by a young Professor John Philip Sousa.
The "orator of the day" was Justice Samuel Freeman Miller.
Miller's
address was remarkable for the candid discussion of
contemporary issues which had just been adjudicated
by the Supreme Court. The Justice took this as a heaven-sent
opportunity to deliver an earnest declaration of his
own constitutional faith, which was unmistakably federalist.
It was an off-the-bench attemptrare in the records
of sitting Justicesto make a critical evaluation
of a number of current political problems. Miller in
particular inveighed against legislative interference
with executive powersin the presence of Congressional
delegates and an incumbent and past Chief Executive,
and praised the wisdom of the Founding Fathers in making
it possible for the judiciary to umpire the relationships
of the other two branches.
Ideological
polarity on the Supreme Court is hardly a new thing.
Miller's vigorous espousal of a strong central government,
with the judiciary as the logical agency for keeping
it in balance, aroused the most conservative member
of the bench, Justice Stephen Field, to seek an equally
important rostrum to offer a rebuttal. This was provided
a short time later at a centennial program in New York,
where Miller's colleague made an emphatic answer to
most of Miller's major points. The anniversary observations
concluded by publishing both addresses in the next issue
of the Supreme Court Reports.
Perhaps
the most lasting contribution to professional literature
for this centennial was Carson's own history of the
Supreme Court, which after nearly a hundred more years
is still one of the most comprehensive to have been
published. Aside from this, however, it is hard to say
whether Hopkinson's sanguine statement of 1788 was surpassed
by the works of 1887. And that, in turn, raises a question
and a caveat for 1987-89.
Law
ClerksA Professional Elite
Barrett
McGurn
Except
for the Justices themselves no members of the Supreme
Court staff are the subject of more enduring interest
and speculation than the corps of law clerks, usually
men and women in their middle twenties and at the outset
of their professional careers.
Through
the years the questions are the same: what do the law
clerks do? How influential are they? Who are they? Where
do they go from here?
Dean
Acheson, who clerked for Justice Brandeis before serving
some years later as Secretary of State, has provided
some insights into what a law clerk does. There were
some small errors in a text his Justice had drafted
and the young clerk happily pointed them out.
"Your
mission," Justice Brandeis told Law Clerk Acheson, "is
to catch my mistakes! And not make any of your own!"
Who
wrote the Brandeis opinions? Brandeis, the Secretary-of-State-to-be
quickly discovered. But footnotes were something else.
"I
wrote the footnotes," Mr. Acheson recalled in 1957 in
"Recollections of Service with the Federal Supreme Court."
"My footnotes were, up to that time, the Mount Everest
of footnotes. Today Justices of the Supreme Court write
textbooks as marginal annotations of their opinions,
but up to that time I had written the greatest footnotes,
fifteen pages of footnotes."
Law
clerks are unknown in England but they are a significant
part of the judicial scene now in appellate courts and
even trial courts all across this country. It may seem
odd both that the highest federal bench had no law clerks
for almost half of its current history and that, in
effect, the tradition of law clerks was born at the
United States Supreme Court.
Justice
Horace Gray is the father of the law clerk institution.
Before he came to the United States Supreme Court he
was Chief Justice of the Supreme Judicial Court in Massachusetts.
Little noted while he served on that New England bench
was a custom he began there: to hire a recent honor
graduate of the Harvard Law School at his private expense
to serve for a year as his legal assistant. In Washington
on the supreme bench the Justice continued his practice
but what passed little noted in Massachusetts attracted
instant attention here. Attorney General A. H. Garland
used his annual report to Congress in 1885 to say that
just as Washington heads of departments and United States
Senators had government-paid assistants, so should each
of the Supreme Court Justices. An annual stipend of
not more than $1,600 was what was needed to get the
right quality of aides, the Attorney General added.
Congress agreed; each Justice was allowed a clerk. In
1947 Congress raised the authorization to two. In 1970
it became three. Now most justices have four. To keep
step with inflation something over a ten-fold increase
has been made in the 1886 salary authorization.
Harvard
was in on the ground floor when Mr. Justice Gray in
Boston looked around for an institution to supply him
law clerks, and Harvard has never lost that position
of priority. To some extent it has been a revolving
door situation for many Supreme Court law clerks have
gone back to Cambridge as professors. One Brandeis clerk,
James M. Landis, served successively both as dean of
the Harvard Law School and also as chairman of the Securities
Exchange Commission. "Juris Doctor" noted in 1972 that
"a quarter of the current Harvard Law faculty and fifteen
percent of the Yale law faculty" were made up of former
United States Supreme Court law clerks.
Justice
Gray died-in 1902 after twenty years on the Court. He
was succeeded by Oliver Wendell Holmes who served for
the next thirty years. Justice Holmes and another of
his brethren on the same Court, Louis Dembitz Brandeis
(1916-1939), followed the Horace Gray tradition, looking
to Harvard for clerks. On campus they had a talent scout
who watched for the most promising members of each graduating
class. He was Professor Felix Frankfurter who himself
joined the Court in 1939, serving until 1962. He in
his turn continued a Harvard law clerk tradition (with
such rare exceptions as Anthony Amsterdam of the Pennsylvania
Law School, now a professor at Stanford).
Justice
Brennan is another, himself a Harvard Law graduate,
who emphasized his alma mater in choosing law clerks
in his early Court years, but later, like the bulk of
the Court itself, he began looking beyond the few large
national schools to other institutions and other parts
of the country. Harvard, accompanied by Yale, continues
to provide the lion's share of clerks each year, but
dozens of other law schools now contribute. In 1971
the Congressional Record reported that more than half
of the 361 law clerks of the previous decade were products
of the Harvard and Yale law schoolsHarvard had
125 or 35%, Yale sixty. Potomac Magazine in 1976
said that fifteen of the previous term's thirty-two
clerks came from Harvard, Yale, Columbia, Chicago and
Michiganjust under half, and that if you added
Pennsylvania, Stanford, Berkeley and Virginia the total
was twenty-two, nearly seventy percent.
While
all that may be said, it is also true that law schools
from all corners of the country are succeeding in placing
some of their graduates inside the corps of Supreme
Court law clerks. In the 1973-1978 period this was the
breakdown: in addition to 115 from Harvard, Yale, Virginia,
Stanford, Chicago, Michigan, Pennsylvania and Columbia,
there were six from Texas, and others from Minnesota,
Northeastern, Berkeley, Boston College, Boston University,
Catholic University, Vanderbilt, the University of Southern
California, Duke, Arizona, Indiana, Colorado, Illinois,
Washington and Lee, Backus (which formerly was Western
Reserve), Santa Clara, Washburn, Loyola, Mississippi,
and North Carolina.
Felix
Frankfurter, the scout for Justices Holmes and Brandeis,
is given credit for building the role of law clerk into
a major American legal institution, but at the outset,
in those first Horace Gray years, it was not always
clear just who should be hired for the new judicial
job or even what the new employee should be called.
In his 1885 recommendation to Congress the Attorney
General spoke of "stenographic clerks." Not until 1919
was the title "law clerk" used; Justice Holmes was the
first to employ someone under that sobriquet. Secretary,
law assistant, research aide and legal assistant are
some of the names by which law clerks variously have
been called in one court or another during the past
century and, in at least one state, the name "briefing
attorney" has been invoked in an effort to clarify just
what are the important law clerk duties. This touches
on the significant role the law clerks often play in
helping Supreme Court Justices work through the flood
of 4,000 incoming cases each year, choosing the 200
or 300 which will be decided on their merits. Memos
from their clerks have helped many Justices winnow the
frivolous cases from those raising important federal
questions. These are the "briefing" duties.
Most
law clerks now come from the top of their law school
classes. Many have served on law reviews. Many also
have had experience for a year or so as law clerks at
an intermediate appellate level. With a grinding caseload
weighing on each Supreme Court Justice, much is expected
from each clerk. Workdays stretch into evenings and
into the weekends. In the easier time of a century ago
less rigorous talent searches seemed necessary since
much less presumably was expected. There was even an
occasional whiff of nepotism which would now be startling.
When the Justice John Marshall Harlan was faced for
the first time with hiring one of the Congressionally-authorized
"stenographic clerks" he picked his own son, John Maynard
Harlan. It is, of course, quite possible that the Justice
was recognizing an important legal bloodline, for John
Maynard Harlan's son, the second John Marshall Harlan,
was another who mounted the Supreme Court bench as an
Associate Justice, in 1955.
William
Rufus Day, who was on the Court from 1903 to 1922, provided
two of his sons to the corps of law clerks. Another
son of the first Justice John Marshall HarlanJames
S. Harlanserved Chief Justice Melville Fuller
as his first law clerk.
With
nearly 30,000 graduating each year from more than 150
law schools approved by the American Bar Association,
and with a Supreme Court clerkship now seen as the finest
available one-year post-graduate training course for
a lawyer, Court watchers scrutinize the individual hiring
practices of each Justice, trying to find the best way
to qualify. In addition to meeting the standards of
training and excellence already mentioned, some have
discerned certain loyalties to the Justice's own alma
mater and geographical region.
In
this regard Kenneth Bass III, a 1969 law clerk of Mr.
Justice Hugo Black, observed:
"The
perfect clerk for Justice Black was an Alabama boy who
went to Alabama Law School. If that wasn't possible,
then someone from the South who went to a leading law
school. He tried to convince his clerks to return to
the South and a number of his clerks still practice
in Alabama (1972)."
Mr.
Justice Douglas often had a clerk from the Northwest
or Far-West. Mr. Justice Whit-taker had many Mid-Westerners.
Youths from his native mountain state area served often
with Mr. Justice White. The late Justice Tom C. Clark
seemed to enjoy association with fellow Texans.
Most
clerks serve now for one year, some remaining for two,
few staying longer than that. Some legal scholars see
advantages in this arrangement. The young incoming clerks
bring from the law campuses the ponderings on the law
current amidst their generation of law professors. Service
with a Justice provides its own distinctive alumni association
and some bands of law clerks of a single Justice maintain
close ties with him and with one another. The clerks
of Earl Warren played an important role in his funeral
exercises when the late Chief Justice lay in state in
the Great Hall of the Supreme Court Building in 1974.
Clerks of Mr. Justice Stanley Forman Reed (1939-1957)
placed a plaque in his honor at the University of Kentucky
Law School, listing each of their names, many of them
now illustrious in recent national history.
Nowadays
with the overwhelming caseload a dozen new cases
every calendar dayclerks have a more businesslike
relationship to the Justices, but in the days before
1935, when there was no Supreme Court Building and Justices
did much of their work at home, clerks often were like
family members. When Mr. Justice Holmes had his 90th
birthday in 1931 there was an incident reflecting that
intimate relationship which later provided the closing
scene for the dramatic play about the life of "The Magnificent
Yankee." Mrs. Holmes invited fifteen of Justice Holmes
twenty-five law clerks to a surprise party. They hid
down in the cellar and at a dramatic moment were summoned
"out of the coal bin."
Mr.
Justice Black always appreciated law clerks who could
give him a game of tennis. Mr. Justice White, a former
all-American football player from Colorado, still enjoys
a pick-up basketball game with clerks in what is known
as "the highest court in the land." (The basketball
court, in a converted fourth floor storeroom, is above
the second floor courtroom of the Supreme Court, thus
giving the basketball area its claim to preeminence.)
A
few Justices in the past several yearsthe Chief
Justice and Justice Whitehave experimented with
"legal assistants," more mature and experienced lawyers
who remain for several years. In a sense this is a return
to an earlier tradition. The custom of a complete turnover
of law clerks every year did not develop until the 1930s.
In earlier years some few were even men who had business
activities on the side. Justice Joseph McKenna who joined
the Court in 1898 chose a law clerk who remained with
him for the next twelve years, the remainder of the
clerk's life.
Exemplary
service has been a tradition among the law clerks although
there is one blot on the group's record. In 1919 one
of the law clerks was indicted for leaking Court opinions
to speculators. He resigned. Prosecution of the case
was dropped some years later.
With
blacks and women entering law schools in greater numbers
they also have joined the law clerk ranks. The first
woman was hired by Justice Douglas in 1944. She was
the Justice's sole clerk in that wartime year: Lucille
Lomen. Justice Gray in the 1880's, looking around for
his own first Supreme Court law clerk, would never have
thought of a woman, for it was only in 1879 that Mrs.
Belva A. Lockwood, a determined feminist, succeeded
in crashing the all-male Supreme Court bar. By World
War II it was different. Miss Lomen, a member of Phi
Beta Kappa, had edited the law review at her law school
at the University of Washington, the state to which
Justice Douglas looks as home. By the early 1970s Miss
Lomen was a counsel for General Electric in New York.
A
score of years passed before the second woman law clerk
was hired. She was Margaret Corcoran, law clerk to Mr.
Justice Hugo Black in the 1966 term. While helping establish
one traditionwomen as Supreme Court law clerksMiss
Corcoran was carrying on a family custom, for she was
the daughter of a previous clerk, Thomas ("Tommy the
Cork") Corcoran, one of Mr. Justice Frankfurter's "happy
hot dogs," and one of the foremost braintrusters of
the first two immensely innovative presidential terms
of Franklin D. Roosevelt. Miss Corcoran's promising
career was cut short with her tragic early death at
28.
The
third Justice to choose a woman law clerk was Justice
Abe Fortas, who selected Margaret Alschuler (now Field)
in 1968. Fourth was Justice Thurgood Marshall with Barbara
Underwood in 1971. Miss Underwood went on to become
the second woman to serve as a Yale law professor. In
recent years the number of women law clerks has risen
sharply, often four or five in a term. Two of Justice
Douglas' clerks in 1972 were women. There were five
women among the law clerks in the 1978 term. Through
that term there have been twenty-six women in the Supreme
Court's law clerk corps.
The
first black law clerk was William A. Coleman, Jr., taken
by Justice Frankfurter in 1948. Mr. Coleman had been
at the head of his Harvard law class. Justice Frankfurter
had two clerks that year. The other was Elliott Richardson.
It is part of the legend that the two Frankfurter clerks
would use lunch breaks for joint poetry readings. Each
of them later entered presidential cabinets. Mr. Coleman
was Secretary of Transportation under President Ford
while Elliott Richardson may have broken all the records
of presidential history with the variety of his assignments
at the top of the American bureaucracy: Secretary of
Defense, Attorney General, Secretary of HEW, Under Secretary
of State and Ambassador to the Court of St. James in
Britain.
Two
other blacks have followed in Mr. Coleman's law clerk
footsteps: Tyrone Power, an Earl Warren clerk in 1967,
now a Federal Communications Commissioner, and Karen
Hastie Williams (a Marshall clerk, 1974), now general
counsel of the United States Senate Committee on the
Budget.
Three
one-time clerks have returned to take their own place
on the supreme bench and thus to choose another generation
of their own successors: Justice Byron White who clerked
for Chief Justice Vinson, Justice William H. Rehnquist
(a clerk of Mr. Justice Robert H. Jackson), and Justice
John Paul Stevens who clerked for Justice Wiley B. Rutledge.
One
law clerk, Alger Hiss of the Department of State (a
Holmes clerk), was convicted of perjury in one of the
sensational cases of the post World War II Cold War
period, but brighter headlines have told the story of
scores of other graduates of this unique corps.
Law
Clerk Alumni
The
Chicago Sun-Times a year or so ago set itself
to tracking down ex-clerks of the Supreme Court to determine
what they had done after their youthful experiences
as aides of the Justices. From their research and additional
inquiries the following brief listing is drawn.
Many
went to the Department of Justice, some at the highest
levels: besides Attorneys General Elliott Richardson,
(a clerk of Justice Frankfurter), and Francis Biddle,
(who assisted Oliver Wendell Holmes), there have been
Deputy Attorney General Warren Christopher (Douglas),
Assistant Attorneys General James H. Rowe, last of the
Holmes clerks (FDR's administrative assistant and a
member of the Hoover Government Reorganization Commission);
Daniel J. Meador (University of Virginia law professor
and author of law books including one on his Justice,
Hugo Black), John Harmon (head of the Office of the
Legal Counsel a clerk of Chief Justice Burger),
Peter Taft (Warren), Donald F. Turner (Clark), and Herbert
Wechsler (Stone), and Deputy Solicitor General Lawrence
Wallace (Black).
In
addition to Secretary of State Dean Acheson, and Transportation
Secretary William A. Coleman, Jr., many went to other
sections of the federal government: Newton N. Minow
(Vinson) as chairman of the Federal Communications Commission,
Adrian S. Fisher, last of the Brandeis clerks, as general
counsel of the Atomic Energy Commission; Philip B. Heymann,
clerk to the second John Marshall Harlan, Deputy Assistant
Secretary of State for International Organizations;
Adam Yarmolinsky, Deputy Assistant Secretary of Defense
and deputy director of a presidential anti-poverty task
force (a Reed clerk); John Ely (Warren), general counsel
of the Department of Transportation; Federal Trade Commissioner
Philip Elman (Frankfurter), Richard Goodwin (Frankfurter),
White House official in the Johnson and Kennedy administrations;
Benjamin Heineman, Executive Assistant Secretary of
HEW (Stewart), Chairman Roderick Hills of the SEC (Reed);
E. Barrett Prettyman (Jackson, Harlan), White House
official under President Kennedy; Under Secretary of
the Treasury H. Chapman Rose (Holmes); and James Vorenberg
(Frankfurter), executive director of the Presidential
Commission on Law Enforcement and the Administration
of Justice.
Some
turned to the business world: Charles Luce, chairman
of the board of Consolidated Edison (a black clerk);
Irving Olds, chairman of the board of United States
Steel (Holmes); George L. Harrison, president of the
New York Life Insurance Company (also Holmes); and Arthur
Seder (Vinson), president of the American Natural Gas
Service.
Several
became writers or publishers: Philip L. Graham, president
of the Washington Post (Frankfurter and Reed);
David Riesman (Brandeis), author of The Lonely Crowda
Study of the Changing American Character; Professor
Alexander Bickel of the Yale Law School (Frankfurter),
author of a shelf full of books including The Least
Dangerous Branch: the Supreme Court at the Bar of Politics;
Professor Andrew Kaufman of the Harvard Law School,
like Bickel the author of a volume on the Justice they
sharedFelix Frankfurter; Professor Eugene Gressman
of the University of North Carolina Law School (clerk
to Mr. Justice Murphy), co-author of the standard guide
to Supreme Court practice; Charles Reich (Black), author
of The Greening of America, and John Frank (also
Black), a writer on legal affairs.
In
addition to the professors above, academia claimed many
other clerk-alumni: President Dallin Oaks (Warren) of
Brigham Young University; Deans Roger Cramton (Burton)
of Cornell Law School, Phil Neal (Jackson) of the University
of Chicago, and Louis Pollak (Rutledge) of the law schools
of Pennsylvania and Yale; and Professors Paul Freund
(Brandeis) of Harvard (chairman of the commission to
study problems of the appellate courts); Philip Kurland
(Frankfurter) of Chicago Law School (chief counsel of
a United States Senate committee on the separation of
powers); Laurence H. Tribe (Stewart) of Harvard; Walter
B. Leach (Holmes), also Harvard; Nathaniel Nathanson
(Brandeis), Northwestern University Law School; Arthur
Sutherland (Holmes) Harvard; Francis Allen (Vinson)
U. of Michigan; Guido Calabresi (Black) Harvard; Kenneth
Dam (Whittaker) Chicago University; Gerald Gunter (Warren)
Stanford, A. E. Dick Howard (Black) Virginia; and Kenneth
Ripple (Burger) Notre Dame.
Among
those drawn to politics were Governor Dan Walker of
Illinois (a clerk of Chief Justice Vinson), Congressman
Abner Mikva of Illinois (Minton), and Joseph Rauh, Jr.
(clerk to Justices Frankfurter and Cardozo), national
chairman of the Americans for Democratic Action.
Among
others practicing law were Thomas Austern (Brandeis)
and Nathan Lewin (Harlan) in Washington, Chauncey Belknap
(Holmes), and Alexis Coudert (Stone), in New York, and
George Saunders (Black), and Howard Trienens (Vinson)
in Chicago.
In
addition to the three former clerks now on the bench
of the United States Supreme Court others who became
judges include United States Courts of Appeals Judges
Henry J. Friendly (Brandeis), Harold Leventhal (Stone
and Reed), and Philip Tone (Rutledge), and Chief Judge
Calvert Magruder of the Federal Court of Appeals in
Boston (the first clerk chosen by Mr. Justice Brandeis),
and United States District Judge Louis F. Oberdorfer
(Black).
CONTRIBUTORS
Felix
Frankfurter was Associate Justice of the Supreme Court
of the United States from 1939 to 1962.
Paul
R. Baler was a Judicial Fellow in the Supreme Court,
19751976, and is Associate Professor of Law, Louisiana
State University.
Gerald
T. Dunne is Professor of Law at St. Louis University.
Paul
T. Heffron is Assistant Chief of the Manuscripts Division,
Library of Congress.
Geoffrey
B. Morris was a Judicial Fellow in the Supreme Court,
19761977, and is
Research
Associate for the Administrative Assistant to the Chief
Justice.
William
F. Swindler is Editor of the SCHS Yearbook, and John
Marshall Professor of Law, Emeritus, College of William
and Mary.
Charles
A. Leonard is Professor of Constitutional Law and Judicial
Process, Western Illinois University.
Christine
R. Jordan wrote her M.A. thesis on Justice Campbell
at the University of Virginia, and is Assistant Editor,
Documentary History of the Supreme Court, 17891800.
Alan
Westin is Professor of Political Science at Columbia
University.
S. James
Clarkson is judge of the Michigan District Court No.
46.
Barrett
McGurn is Information Officer for the Supreme Court
of the United States.
ACKNOWLEDGEMENTS
The
Supreme Court Historical Society acknowledges with deep
appreciation the assistance and cooperation of a number
of agencies and individuals who provided illustrative
material for this issue of the YEARBOOK:
Supreme
Court Historical Society for the formal color portrait
of Chief Justice Morrison Waite.
Virginia
Law Review of the Law School of the University of Virginia
for permission to reprint the article "Chief Justices
I have Known" by Felix Frankfurter which originally
appeared, in part, in the Virginia Law Review.
Supreme
Court Historical Society for the formal portraits of
Justice Melville Weston
Fuller,
Bushrod Washington, William Henry Moody, Stanley Matthews,
Samuel
Blatchford,
Horace Gray, Lucius Quintus Cincinnatus Lamar, Owen
J. Roberts, and
John
Archibald Campbell.
Paul
Baier, professor at Louisiana State University, for
his pictures of Mr. Henry Putzel, Jr. and syllabus notes
from various cases discussed in his article.
Library
of Congress for the photographs of Theodore Roosevelt,
and Dean Acheson. Mount Vernon Ladies Association for
the use of the picture of Mount Vernon by Bulent Atalay.
Iowa
State Historical Society for the picture of James B.
Weaver.
New
York Historical Society, NYC for the picture of the
"Ship of State" that appeared in Mrs. Martha Lamb's
History of New York City.
Smithsonian
National Museum, Department of Political Science for
the picture of John Marshall's robe.
Dr.
Cletis Pride for the picture of the Justice's skull
cap.
J.
B. Lippincott Company, for the use of the frontispiece
picture from their book History of the Celebration
of the One Hundredth Anniversary of the Promulgation
of the Constitution of the United States, published
in 1889. The book is presently in the collection of
the Supreme Court Library.