From Fuller to Stone - Chief Justices
I Have Known
Felix
Frankfurter
(Note: In May 1953 -- while Chief Justice Vinson
was still in office -- Mr. Justice Frankfurter gave
this informal talk to the law students at the University
of Virginia. It appeared in the November 1953 issue
of the Virginia Law Review and is reprinted here, with
permission of the board of editors of the journal, in
slightly abridged form. -Ed.)
The
five Chief Justices of whom I'll speak are Fuller, White,
Taft, Hughes, and Stone. But, of course, in order that
what I say may have something more than merely episodic
significance, a few preliminary remarks ought to be
made.
The
one judicial figure whom even the least informed knows
of in the history of the United States is the great
Chief Justice John Marshall, of your commonwealth. It
is an interesting fact that although for practical purposes,
for essential purposes, the history of our constitutional
law almost begins with him, and the history of that
Supreme Court of the United States significantly begins
with him, he was the fourth Chief Justice. His predecessorsthree
predecessorsall had very short tenure.
Then
came the great John Marshall. I should say the three
greatest Chief Justices we've had were John Marshall,
Roger Taney, and Charles E. Hughes. It is an interesting
thing that the first two of these between them, and
in immediate succession, served for almost one half
of the 164 years the show has been going. I mention
the duration of their serviceMarshall's and Taney's;
Marshall from 1801 to 1834, thirty-three years; and
Taney from '34 to '64 because the length of time during
which a Chief Justice presides over the Court has, of
course, a great deal to do with his place in history.
Time is one of the most important factors in the realization
of a man's potentialities.
Coming
to the Chief Justices whom I've seen, whom I've seen
in action, about whom professionally I may be allowed
to have some judgment, let me come down to 1888 when
Grover Cleveland appointed a man who was not known generally
to the country at all. I suppose Melville Weston Fuller
was a man about whom there was nothing in what newspapermen
call the morgues of the leading newspapers in the country.
He had no record to speak of, except a professional
one. His appointment is an illustration, a striking
illustration, of the contingencies of life. And I think
heand I shall speak of othersillustrates
the importance of not having a fixed, specific ambition
in life. The chances of realizing a specific ambition,
the laws of chance, are so much against you, that, if
I may say so, I do not think any of you should harbor
an ambition to become Chief Justice of the United States.
The likelihood that you will realize it I don't
know what the mathematicians, if there be any in this
audience, would sayis worth nothing, and the likelihood
that you will have an embittered life is very considerable.
The thing to do is to have ambition in a certain direction
but not to fix it on a point of arrival, an ambition
going to purpose in life and not to the particular form
in which that purpose is to be attained.
When
Chief Justice Waite died, if a poll had been taken among
lawyers and judges to determine the choice of a successor,
I don't suppose a single vote would have been cast for
Melville W. Fuller, certainly outside Chicago. Indeed,
he was not Grover Cleveland's first choice. It was widely
believed that a man named Edward J. Phelps of Vermont
would become Chief Justice. He was a leader of the bar.
He was an eminent man. He'd been Minister to Great Britain.
But 1888 was a time when the so-called Irish vote mattered
more than it has mattered in more recent years. Edward
J. Phelps, as has been true of other ministers and ambassadors
to Great Britain, made some speeches in England in which
he said some nice things, believe it or not, about the
British people. Patrick Collins, a Democratic leader,
the then mayor of Boston, felt that that wouldn't do.
A man who says nice things about the British can't possibly
make a good Chief Justice of the United States. And
since Patrick Collins was a powerful influence in the
Democratic party, he advised President Cleveland that
if he sent Phelp's name to the Senate, the chances of
confirmation might (not be very bright. Phelps's name
was not sent to the Senate.
Melville
Fuller was a Vermonter by birth, educated in Bowdoin
and the Harvard Law School. As a young man, after a
little political activity in Augusta, Maine, he tried
his luck in the beckoning West. He went to Chicago,
where he was very active as a Democrat. In that way
it chanced that Grover Cleveland came to know him, and
knowing him to respect him. After some maneuvering,
Cleveland named Fuller, to the great surprise of the
press of the country, and even of the profession. Fuller
was confirmed, but with a very large vote in opposition.
One of the opponents of confirmation was Senator Hoar
of Massachusetts, then on the powerful Judiciary Committee,
who afterwards did the handsome thing by saying how
wrong he had been, just as in our day Senator Norris,
who had opposed the confirmation of Harlan F. Stone,
later publicly expressed his regret.
The
point about Fuller was, or rather is, that he was a
lawyer, and a lawyer only. I need hardly tell this audience
that to me being a lawyer, with the full implications
of responsibility and opportunity that the word carries,
in a society like ours, in a government of laws under
a written Constitution, is a calling second to none.
Melville Fuller had held no public office of any kind,
unless you call being a member of a constitutional convention
public office. He was a practicing lawyer. He was fifty-five
years old when he was appointed to the Supreme Court,
and he had not only had no judicial experience, he had
had, as I have said, no official experience of any kind.
I think Fuller was the only man, with the exception
of his immediate predecessor, who came to the chief
justiceship so wholly without a record in official public
life.
At
all events, Fuller came to the court as a man who had
had wide experience at the bar, and, what is important,
wide experience at the bar of the Supreme Court and
with the kind of business that came before the Supreme
Court in his day. He was a dapper little 'man. I remember
vividlyI still rememberseeing him for the
first time. I was a student at the Harvard Law School
and he was president of the Harvard Alumni Association.
He was introducing the speaker of the day, none other
than William H. Taft, who had just returned from the
Philippines to become Secretary of War. Fuller had silvery
locks, more silvery and morewhat shall I saystriking,
because he was a little man, than the locks of the former
Senator from Texas, Tom Connally. He was an extremely
cultivated man, which is important. He read the classics.
He was a student of history. He had felicity of speech.
Fuller
came to a Court which wondered what this little man
was going to do. There were titans, giants on the bench.
They were powerful men, both in experience and in force
of conviction, and powerful in physique, as it happened.
For myself, I think all Justices of the Supreme Court
should be strong, big, powerful-looking men! Certainly
those whom he met there, who welcomed him courteously
but not hopefully, were as I've described them. Believe
it or not, there's ambition even in the breasts of men
who sit on the Supreme Court of the United States. There's
a good deal to be said for the proposal of Mr. Justice
Roberts that no man should ever be appointed to the
Chief Justiceship from the Court.
Fuller
met on that Court at least four or five men of great
stature. The senior among them was Samuel F. Miller,
who had been appointed by Lincoln, and whose career,
incidentally, is an exciting story of American life,
because Miller started out as a physician, practiced
medicine for ten-odd years, twelve-odd years, until
he became a lawyer and in very quick order a Justice
of the Supreme Court. He had great native ability, and
he was a strong man. Fuller, if they had had the expression
in those days, might have been called an egghead. He
was a blue-blooded intellectual. The contrast was great.
Then there was Harlan, a Kentuckian, six feet-three,
a tobacco-chewing Kentuckian. You didn't have to come
from Kentucky to chew tobacco in those days. They did
it in Massachusetts. But Harlan was all Kentuckian.
There was a smallish man whom I regard as one of the
keenest, profoundest intellects that ever sat on that
bench, Joseph Bradley of Jersey. And then there was
Matthews of Ohio, and a six feet five or six inch giant
from Massachusetts, Horace Gray. Those were the big
men, the powerful men, the self-assured men, over whom
Melville Fuller came to preside.
They
looked upon him, as I've indicated, with doubt, suspicion,
but he soon conquered them. He conquered them and they
soon felt that the man who presided over them justly
presided over them. He had gentle firmness. He had great
courtesy. He had charm. He had lubricating humor. Justice
Holmes was fond of telling a story. In his early days,
he said, "I'm afraid my temper was a little short."
And there could hardly be two men more different than
Mr. Justice Holmes who wielded a rapier, and Mr. Justice
Harlan, who wielded a battle-axe. A rapier and a battle-axe
locked in combat are likely to beget difficulties for
innocent bystanders. Justice Harlan, who was oratorical
while Justice Holmes was pithy, said something that
seemed not ultimate wisdom to Holmes. Justice Holmes
said he then did something that isn't done in the conference
room of the Supreme Court. Each man speaks in order
and there are no interruptions, no cut-ins or cuts-in,
whichever the plural is because if you had that
you would soon have a Donnybrook Fair instead of an
orderly proceeding. But Holmes said, "I did lose my
temper at something that Harlan said and sharply remarked,
'That won't wash. That won't wash.' "Tempers flared
and something might have happened. But when Holmes said,
"That won't wash," the silvery-haired, gentle, small,
Chief Justice said, "Well, I'm scrubbing away. I'm scrubbing
away."
He
presided with great gentle firmness. You couldn't but
catch his own mood of courtesy. Counselors too sometimes
lose their tempers, or, in the heat of argument, say
things, and there was a subduing effect about Fuller.
Soon these men, who looked at him out of the corner
of their eyes, felt that they were in the presence of
a Chief whom they could greatly respect. I have the
authority of Mr. Justice Holmes, who sat under four
chief justices in Massachusetts before he came down
to Washington, and under three in Washington, that there
never was a better presiding officer, or rather, more
important in some ways, a better moderator inside the
council chamber, than this quiet gentleman from Illinois.
Somehow
or other the felicity of his pen, more of his tongue,
but also his penif you will read a speech he made
on the occasion of the centennial of the founding of
this country, reported in 132 United States Reportsthat
charm which he had in occasional writings did not manifest
itself, or he did not exert it, in his opinions. You
cannot tell the quality or the importance of a man on
the Supreme Court solely from his opinions. And so Fuller's
opinions will give you nothing of his charming qualities.
He's rather diffuse. He quotes too many cases. And generally
he's not an opinion writer whom you read for literary
enjoyment, though you can profitably read his non-judicial
things for that purpose.
Fuller
died in 1910, and the appointment of his successor is
a most interesting episode in American history, because
Fuller died shortly after President Taft had named Governor
Hughes of New York as an Associate Justice. As a matter
of fact, Hughes had not even taken his place, when,
in the summer, shortly after he was named, Fuller died.
In offering Governor Hughes the place on the Supreme
Court, President Tafta great admirer, not unnaturally
of Hughes, who made the decisive campaign speech for
Taft in 1904 at Youngstown, OhioTaft, with that
charming exuberance, that charming forthrightness of
his, indicated that Fuller can't live forever, and that,
of course, he, Hughes, would be the natural choice of
Taft for the chief justiceship. He indicated, as much
as words can indicate, that he would name Hughes to
be Chief Justice. Then, having doubtless re-read the
letter after he signed it, he scribbled under it a postscript,
being fully aware of his delightful and generous indiscretion,
"Of course, I do not make this as a firm promise," or
words to that effect. I'm not quoting accurately. Governor
Hughes, in accepting the position, told the President
that of course he was as free as a bird as far as the
chief justiceship was concerned.
Well,
a vacancy in the chief justiceship did occur six weeks
after this exchange of letters, and everybody expected
Hughes to be made Chief Justice. Hughes took his seat,
and it must have been extremely embarrassing for the
baby member of the Court to be the heir apparent to
the vacant chief justiceship. Some of the older fellows
must have had thoughts. In fact, they had more than
thoughts. They didn't like the idea. You know, the notion
of a freshman runs through lifeyounger brother,.
younger sister, freshman at college, freshman on the
Supreme Court.
By
that time1910-the Court had completely changed.
Of the men whom Fuller found when he went there in 1888
only one survived, and that was Harlan. There were very
strong men on the Court in 1910. It would be a pathetic
Court indeed if there weren't always at least some strong
men on it. By 1910 there were some new strong men. When
Hughes joined the court he found there in addition to
Mr. Justice Harlan that nice bird-like creature with
a beard, Mr. Justice McKenna of California. Holmes by
that time was on and had been on for eight years. There
was Mr. Justice White. There was a very strong man named
Van Devanter. There was Mr. Justice Day, and there was
Mr. Justice Lamar.
They
didn't like the idea of having this untried New York
governor, New York politician, become Chief Justice.
They drew up a round robin to present to Taft, who had
appointed some of them. They saw President Taft, I believe,
and indicated that they didn't like to have their junior
member made Chief Justice. Mr. Justice Holmes, with
his characteristic high honor, refused to join this
kind of protest. He was perfectly ready to have Hughes
become Chief Justice.
Taft
appointed a member of the Court, a powerful member of
the Court, Edward D. White of Louisiana. President Taft
was glad to appointwe are so much removed from
1910 in some waysTaft found it appealing to appoint
White as Chief Justice because White had been a Confederate.
It wasn't until the 'eighties that a Confederate southerner
had again been put on the Supreme Court. That was Lucius
Quintus Cincinnatus Lamar of Mississippi. But to make
a Confederate, an ex-Confederateare Confederates
ever "ex"?Chief Justice was something that could
contribute much, even then, so Taft thought, and I believe
rightly, to the cohesion of our national life.
We
shall never know what happened, but within twenty-four
hours there was a change in the mind of Taft, and it
was then that White became Chief Justice. There is the
most absurd, and most absurdly contradictory, testimony
of people who think they do know what happened. Within
a half hour after Taft summoned Hughes, probably to
tell him he was going to be Chief Justice, he cancelled
the request that Hughes come. During that time something
happened.
Anyhow,
White was made Chief Justice. At the Saturday conference
following the sending of White's name to the Senate,
Hughes, the junior member of the Court, made what I
am told was one of the most gracious speeches of welcome
to the new Chief Justice, Edward D. White.
Now
let me tell you about him. He looked the way a Justice
of the Supreme Court should look, as I indicated a little
while ago. He was tall and powerful. I think a jowl
also helps a Justice of the Supreme Court. He had an
impressive jowl. He came from Louisiana, as I've said.
He was a drummer boy in the Confederacy, which had upon
him a very important influence, dot only in life, but
as a judgea very profound influence. It is a very
interesting thing, but Edward D. White, the Confederate
drummer boy, was much more nationalistic, if that phrase
carries the meaning I should like it to carry, was far
more prone to find State action forbidden as an interference
with federal power than was Holmes, the Union soldier,
who went to his death with three bullets in his body.
White was so impressed with the danger of divisiveness,
with the danger of separatism, with the intensification
of local interest in the disregard of the common national
interest, that again and again and again he found that
local action had exceeded the bounds of local authority,
because it might weaken and endanger the bonds of national
union. One of the most interesting things is the division
between him and Holmes in specific instances, where
White was, if we may use colloquial, inaccurate terms,
for centralization and Holmes was for "States' rights."
By
the time White came to be Chief Justice the Federal
Government had gone in for regulation more and more.
Hughes was on the Court, with great experience, as governor
of New York, in regulating business. During White's
tenure, Brandeis came on the Court, without any previous
judicial experience, but with, I suppose, unparalleled
experience in the domain of practical economics, with
an understanding of the relations of business to society.
Yet, though White came to the chief justiceship with
full knowledge of the Court's business and with a strong
hold on his colleagues, if anybody thought that merely
because of that there'd be unanimity of opinion, there'd
be a want of differences of course he was bound to be
mistaken. And indeed, during White's tenure, the divisions
became more and not fewer. But he was master of his
job. There was something very impressive about him,
both in appearance and otherwise. He was an impressive-looking
person. He was also a great personality. He was a master
of speech, though a master of too abundant speech. I
should suppose, on the whole, his opinions, are models
of how not to write a legal opinion. He made three words
grow, usually, where there was appropriate room only
for one.
The
Court became more and more divided in opinion during
his' period, not because of him, but because the issues
became more contentious, the occasions for making broad
decisions, broad rulings were fewer and matters became
more and more, as Holmes early pointed out and for fifty
years continued to point out, matters of degree.
White
was Chief Justice only for ten years, and when he died
an astonishing thing happened, unique in the history
of this country and not likely to recur, at least as
far as one can look ahead:an ex-President of the
United States became the Chief Justice of the United
States. That was, of course, William H. Taft.
Taft
became Chief Justice at the age of sixty-three, having
been, as indicated, a notable judge, but having been
out of the business of judging and out of touch with
the Supreme Court, except for having filled four of
its nine places, for twenty years. He was a very rusty
lawyer indeed when he came to preside over the Court.
He himself said, and he was very happy to say, with
that generosity of his which politicians would do well
to, but do not often, imitate, that whatever he did
as Chief Justice was made possible by his great reliance
on him whom he called his "lord chancellor," Mr. Justice
Van Devanter. Mr. Justice Van Devanter is a man who
plays an important role in the history of the Court,
though you can't find it adequately reflected in the
opinions written by him, because he wrote so few. But
Van Devanter was a man of great experience. He'd been
chief justice of Wyoming. He was then made a circuit
judge, a United States circuit judge, and became a member
of the Supreme Court in 1910. He had a very clear, lucid
mind, the mind, should I say, of a great architect.
He was a beautiful draftsman and an inventor of legal
techniques who did much to bring about the reforms which,
of course, were effectively accomplished by Taft as
Chief Justice.
Taft's
great claim, I think, in history will be as a law reformer.
In the characteristic way of this country, various federal
judges throughout the country were entirely autonomous;
little independent sovereigns. Every judge had his own
little principality. He was the boss within his district,
and his own district was his only concern. A judge was
a judge where he was, and although he may have had very
little business, he couldn't be used in regions where
the docket was congested. This, as you 'know was changed,
and the change has been, of course, highly beneficial.
An even more important reform for which Taft was effectively
responsible was the legislation authorizing the Supreme
Court to be master in its own household, which means
that the business which comes to the Supreme Court is
the business which the Supreme Court allows to come
to it. No case can come up without prior permission,
as it were, prior leave.
Taft
was followed, of course, by Hughes. Now the last thing
that Hughes ever expected to be after he left the Court
in 1916 to run for the PresidencyI have ventured
to say in print that I believe this was the one act
of his life which he regrettedthen became Secretary
of State, then became a member of the World Court, and
finally returned to the bar to, I suppose, as vast a
practice as that of any man at the bar in our time,
or at any time in the history of this countrythe
last thing Hughes expected to become was Chief Justice.
He was, of course, to Hoover's great surprise, subject
to severe attack when his name was sent in. He finally
was confirmed though it was a nip and tuck business.
He took his seat at the center of the Court, with a
mastery, I suspect, unparalleled in the history of the
Court, a mastery that derived from his experience, as
diversified, as intense, as extensive, as any man ever
brought to a seat on the Court, combined with a very
powerful and acute mind that could mobilize these vast
resources in the conduct of the business of the Court.
There must be in this room lawyers who came before the
Court when Chief Justice Hughes presided. To see him
preside was like witnessing Toscanini lead an orchestra.
Aside
from the power to assign the writing of opinions, which
is his by custom and of which I shall speak, a Chief
Justice has no authority that any other member of the
Court hasn't. That really is an institution in which
every man is his own sovereign. The Chief Justice is
prim us inter pares. He presides. Somebody has
to preside at a sitting of nine people, and he presides
in Court and at conference. But Chief Justice Hughes
radiated authority, not through any other quality than
the intrinsic moral power which was his. He was master
of the business. He could disembowel a brief and a record.
He had an extraordinary memory and vast experience in
the conduct of litigation, and of course he had been
on the Court six years, from '10 to '16. And, he had
intimate and warm relations with some of the men he
found on the Court. He was a great admirer of that greatest
mentality of all, that greatest intellect, in my judgment,
who ever sat on the CourtI say intellectMr.
Justice Holmes. He was an old friend at the bar of Mr.
Justice Brandeis. He'd been one year in the Cabinet
with Stone. So he not only felt at home in the courtroom,
he felt at home with his colleagues.
I've
often used a word which for me best expresses the atmosphere
that Hughes generated; it was taut. Everything was taut.
He infected and affected counsel that way. Everybody
was better because of Toscanini Hughes, the leader of
the orchestra. That was true of Cardozo, when he was
chief judge of the New York Court of Appeals. One is
told that the same men were somehow or other better
when he was chief judge than they were the next day,
after he had ceased to be chief judge. That's a common
experience in life. One man is able to bring things
out of you that are there, if they're evoked, if they're
sufficiently stimulated, sufficiently directed. Chief
Justice Hughes had that very great quality.
Chief
Justice Stone is, of course, the antithesis, in the
fate that was allotted to him, to Marshall and Taney
and Fuller. If you're only Chief Justice for five years,
as Stone was, even though you come to the chief justiceship
after having been an Associate, the opportunities to
capitalize on the moral opportunities that place gives
you are necessarily very limited. Time plays a very
important part. Stone came to the Court in '41. He'd
been an Associate Justice since '25, been on the Court
sixteen years. Before that he had been Attorney General,
been a professor of law and dean of a law school, and
an extensive practitioner in New York. He was familiar
with the business of the Court. He was a very different
personality from Hughes. Hughes was dynamic and efficient.
That's a bad word to apply to Hughes, because it implies
regimentation. It implies something disagreeble, at
least to me. I don't like to have a man who is too efficient.
He's likely to be not human enough. That wasn't true
of Hughes. He simply was effectivenot efficient,
but effective. Stone was much more easy-going. The conference
was more leisurely. The atmosphere was less taut, both
in the courtroom and the conference room. It has been
said that there wasn't free and easy talk in Hughes'
day in the conference room. Nothing could be further
from the truth. There was less wastefull talk. There
was less repetitious talk. There was less foolish talk.
You just didn't like to talk unless you were dead sure
of your ground, because that gimlet mind of his was
there ahead of you.
Stone
was an "easy boss," as it were. Boss is the worst word
to use with reference to the Chief Justice of the United
States, because that's precisely what he isn't. Anybody
who tried it wouldn't try it long. There is one function,
however, that the Chief Justice has by virtue of being
Chief Justice, other than being the administrator, presiding
in open court and presiding at the conference and being
the first man to lay open the problems before usthe
cases that have been argued and the cases in which petitions
have been filed. That other function is, I believe,
the most important of all that pertains to the office
of Chief Justice.
From
Marshall's time in the Supreme Court the Chief Justice
has designated the member of the Court who writes the
opinion of the Court. As most of you know, we hear argument
five days a week and on Saturday there's a conference.
After everybody has had his say, beginning with the
Chief Justice and following in order of seniority there
is a formal vote. In order that the junior shouldn't
be influenced, everybody having already expressed his
view, the formal voting begins with the junior. How
careful we are not to coerce anybody! After conference,
in cases in which the Chief Justice is with the majority,
as he is in most instances, he designates the member
of the Court who is to write the opinion. If he is in
the minority, then the next senior Justice does the
assigning. So that in most of the cases the Chief Justice
decides who is to speak for the Court. Of course, as
for dissents and concurrences that's for each
member to choose for himself.
You
can see the important function that rests with the Chief
Justice in determining who should be the spokesman of
the Court in expressing the decision reached, because
the manner in which a case is stated, the grounds on
which a decision is restedone ground rather than
another, or one ground rather than two groundshow
much is said and how it is said, what kind of phrasing
will give least trouble in the future in a system of
law in which as far as possible you are to decide the
concrete issue and not embarrass the future too muchall
these things matter a great deal. The deployment of
his judicial force by the Chief Justice is his single
most influential function. Some do that with ease. Some
do it with great anguish. Some do it with great wisdom.
Some have done it with less than great wisdom.
No
Chief Justice, I believe, equaled Chief Justice Hughes
in the skill and the wisdom and the disinterestedness
with which he made his assignments. Some cases are more
interesting than others, and it is the prerogative of
the Chief Justice not only to be kindly and fair and
generous in the distribution of cases, but also to appear
to be so. The task calls for qualities of tact, of understanding,
and for skill in the effective utilization of the particular
qualities that are available. Should one man become
a specialist in a subject? Or is it important not to
place too much reliance on one man because he's a great
authority in the field? Should you pick the man who
will write in the narrowest possible way? Or should
you take the chance of putting a few seeds in the earth
for future flowering? Those are all very difficult,
very delicate, very responsible questions.
What
is essential for the discharge of functions that are
almost too much, I think, for any nine mortal men, but
have to be discharged by nine fallible creatures, what
is essential is that you get men who bring to their
task, first and foremost, humility and an understanding
of the range of the problems and of their own inadequacy
in dealing with them; disinterestedness, allegiance
to nothing except search, amid tangled words, amid limited
insights, loyalty and allegiance to nothing except the
effort to find their path through precedent, through
policy, through history, through their own gifts of
insight to the best judgement that poor fallible creatures
can arrive at in that most difficult of all tasks, the
adjudication between man and man, between man and state,
through reason called law.