Court Packing: The Drafting Recalled
Warner
W. Gardner
Editor's
Note- The following is an excerpt from Pebbles From
the Paths Behind published privately by Warner W
Gardner in 1989. In the book's preface, the author describes
his motive for writing a memoir: "I have in any case
addressed these pages to a sharply defined audience:
me. One finds, I may note, a relaxing freedom from exacting
standards when he is in an hermaphroditic condition
of conjoined author and reader. "Despite his intention,
Mr. Gardner has nonetheless relented and permitted us
to publish this portion of his memoir. Copyright 1989
Warner W Gardner.
In early
October, 1936, Solicitor General Stanley Reed assigned
me to Attorney General Homer Cummings for some research
assistance. It is not irrelevant that I was then a week
or two past my 27th birthday. Cummings said that if
Roosevelt were reelected, as was expected, he was determined
to move against the five or six Justices who were so
stubbornly opposed to any government regulation that
nothing could be done to strengthen the still devastated
economy of the nation. I was to survey every suggestion
short of constitutional amendment that had been made,
and to report back as soon as feasible after the election.
I must have
made occasional oral reports to Cummings or Reed, but
don't recall any. On December 10, 1936,1 handed in a
65-page memorandum entitled "Congressional Control
of Judicial Power to Invalidate Legislation." I am confident
that neither the Department nor the White House had
made any other constitutional inquiry undergirding the
President's proposal of February 5, 1937. In
rereading the paper a half century later, I consider
it well short of perfection but adequate to the need.
In 1981 I sought retrieval of the paper, which had been
in the 40-year custody of Paul Freund pending completion
of his Holmes Devise history of the "New Deal" Court.
In returning a copy, Paul remarked that the paper "has
stood the test of time very well." I replied,
I seem
to have combined what was in view of the importance
of tile issue comparatively superficial research with
a remarkable confidence in my judgmental conclusions.
While I should hope this reflected a short allowance
of time, I have encountered, in the subsequent 45 years,
some meanspirited people who have suggested that such
is my customary condition.
The paper
concluded that the Court's constitutional review had
solid historical support; that the Court would not accept
a Congressional declaration that the legislative findings
of fact were conclusive; that Congress could not oust
state courts of constitutional review unless there were
a federal court alternative; that the Congress could
not enact a "procedural" rule which specified the number
of votes required to declare an act unconstitutional;
and that the Court would invalidate a statute which
excised constitutional adjudication from the jurisdiction
of federal courts. Finally, a didactic one-page discussion
concluded, "There is no possible doubt as to the power
of Congress to regulate the number of judges who shall
constitute the Court." I indicated that it seemed undesirable,
chiefly on administrative grounds, but thought this
must be weighed against the fact that only this expedient
was assuredly constitutional.
After some
considerable discussion with Cummings I was told to
go draft a bill. In the course of drafting I thought
that I had found a solution to the administrative problems
which had earlier concerned me. If an additional Justice
were appointed for each Justice over 70 who had not
retired, and without a subsequent appointment on the
retirement of the over-70 judge, the Court would fall
back to nine members as the old codgers retired.[1]
The result was a pure confrontation of power, would
surely work to make retirement at 70 invariable, and
would do no other harm to the functioning of the Court.
At the age of 27 it is axiomatic that senility settles
in from the 70th year forward, a conclusion I find dubious
in my 80th year. I was in any case highly pleased to
find so neat a solution to the constitutional crisis.
Cummings
and I spent a morning with the ubiquitous Tommy Corcoran
and Ben Cohen, finding that they were in strong support
and without suggestions for change.[2] Cummings,
early in the White House consideration of the bill,
twice dispatched his young assistant to represent the
Department at the White House. One was a morning conference
with Roosevelt as he lay abed (that being easier for
him than strapping himself into braces and a wheel chair)
and the other a lunch with the White House aides, chaired
by Jimmy Roosevelt. But after that, probably from early
January, I was not part of the consultative process,
but would draft or revise according to Cummings' instructions.
To my dismay,
the stated purpose of the bill was transformed into
a measure to relieve the Justices of their crushing
burden of work, made especially difficult by their advanced
age. An additional Justice was to be appointed for each
that was over 70, but the addition was permanent and
subject to a maximum of 15. The justifying papers,
from the President's message on down, spoke almost exclusively
of overwork, with little or no reference to judicial
usurpation of power. As the Justices were not overworked,
and were comfortably discharging their duties, a constitutional
confrontation that men could fight for became an exercise
in Madison Avenue sleaze.
I have never
known the origin of this strategy, but have always guessed
that Carl McFarland, who was very close to Cummings
and of a notably practical cast of mind, may have been
responsible. If I had been somewhat older, I would probably
have begged out of the subsequent drafting, but as it
was I stated my disagreement and continued to work as
I was directed. Out of a fine schoolboy honor, I complained
to none of the distortion of my handiwork. I did no
work on any of the justifying memoranda or statements;
I cannot now remember whether I managed to avoid it
or was never asked.[3]
On February
5, 1937, the President sent to the Congress his
"Court-packing" message and bill. A substantial majority
of the legal profession and of the press were in shocked
dissent.
The Senate
hearings[4] opened with a statement by Cummings
on March 10 and one by Bob Jackson, then in charge of
the antitrust division, the next day. When they are
reread 50-odd years later, the Cummings statement,
directed exclusively to the unfair burden cast on these
aged men, was a smoothly crafted bit of hokum, while
the Jackson statement, which never mentioned over-work
but only judicial tyranny, was a brilliantly effective
demonstration of what the matter was really about.[5]
The Court-packing
bill died, by an almost unanimous vote of the Senate
Judiciary Committee, in May 1937. A crumb tossed to
the Administration was passage of the judicial retirement
bill, which by keeping a retired Justice eligible for
Article III service served to give him constitutional
protection against a salary reduction after retirement.
Associate Justice Willis Van Devanter retired under
its provisions on June 2, 1937. In fact, however, the
Administration, although ignominiously defeated in the
Congress, had already won its campaign in the Court.
On March29,
1937, about a week short of two months after Roosevelt's
message, the Court by a 5-4 vote in West Coast
Hotel Co. v. Parrish, 300 U.S. 379, held constitutional
the state of Washington law fixing minimum wages for
women, thereby overruling Adkins v. Children's Hospital,
261 U.S. 525(1923), and More-head v. New
York ex rel. Tipaldo, 298 U.S. 587 (1936), which
had been decided only the year before. West Coast
Hotel was argued on December 16 and 17 and in normal
course the Justices would have voted on the following
Saturday. The final vote could have reflected sua
sponte reformation, or Charles Evans Hughes and/or
Owen Roberts could have changed their vote in February.
Whether the result was due to the Court-packing project
can be, and has been, argued either way. The case in
favor of sua sponte reform is strengthened by
the circumstance that Tom Harris has told me that Harold
Leventhal, Stone's clerk, of that year, said that the
vote was taken before the Court-packing bill was announced.
West
Coast Hotel was followed in April by a series of
cases which by a 5-4 vote sustained the power
of Congress to protect collective bargaining where the
work was in or affected interstate commerce.[6]
In May the Court, again by a 5-4 margin,
upheld state and federal social security taxes, levied
to support payments to the unemployed and the aged.[7]
The Court was not again, at least during the next half
century, to hold that the common law rights of contract
and property were beyond the reach of regulatory legislation.
It is accepted
wisdom that the extravagances of Court packing were
unnecessary, and that the process of attrition would
in ordinary course have produced this shift in constitutional
doctrine. So, one may suppose, it would have. But who
can know how long that process would have taken, nor
what would have happened to a country still devastated
and yet unable to enact corrective legislation? The
Court, long after the event, has itself attested to
the impact of the effort. Justice White, writing for
the Court in Bowers v. Hardwick, 478 U.S. 186,
194-95 (1986), said:
The
court is most vulnerable and comes nearest to illegitimacy
when it deals with judge-made constitutional law having
little or no cognizable roots in the language or design
of the Constitution. That this is so was painfully demonstrated
by the face-off between the Executive and the Court
in the 1930's, which resulted in the repudiation of
much of the substantive gloss that the Court had placed
on the Due Process clauses.
I thought
that I owed Stone a confession, and called upon him
in order to admit authorship of the bill. He was not
distressed, but made response in terms humiliating to
one possessed of the maturity of 27 years. He chuckled
and said, "after all, you were very young."
Endnotes
- I cannot
recall whether I developed this on my own or whether
my attention had been drawn to the fact that a broadly
similar proposal had in the 1913-1916 period been
broadly similar proposal had in the 1913-1916 period
been made in respect of lower federal court judges
by the House Committee. President Taft, and Attorney
general McReynolds.
- Joe Rauh
has been emphatic and vociferous that Cohen and Corcoran
were shocked and were opposed to the bill. I do not
know whether Joe has given full rein to a somewhat
romantic memory or whether their distaste arose when
the bill was fundamentally changed before its public
proposal.
- It is
only fair to note that, as bets I can recall, I am
more outraged now than I as in 1937 at the transformation
of my handiwork into what seems to have been an effort
to market deceit. I was probably made tolerant by
a feeling of team rapport: we were all working together
to achieve an important goal and nobody had elected
me captain.
- Hearings
before the Senate Committee on the Judiciary on S.
1392. 75th Cong., 1st Sess.
(1937).
- Among
other points, he explained that the Court's membership
was changed from 6 to 5 in 1801, to 6 in 1802, to
7 in 1807, to 9 in 1837, to 10 in 1863, to 8 in 1866,
and to 9 in 1869; in each case the motivation was
blatantly political.
A year
later Bob Jackson became Solicitor General and I worked
very closely with him. But in 1937 we were barely
acquainted and our views, while identical, were independently
developed.
- N.L.R.B.
v. Jones & Laughlin, 301 U.S. 1 (1937); Labor
Bd. v. Fruehauf Co., 301 U.S. 49 (1937); Labor
Board v. Clothing Co., 301 U.S. 58 (1937); Associated
Press v. Labor Board, 301 U.S. 103 (1937).
- Carmichael
v. Southern Coal Co., 301 U.S. 495 (1937); Steward
Machine Co. v. Davis, 301 U.S. 548 (1937); Helvering
v. Davis, 301 U.S. 619 (1937).