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Justice Robert H. Jackson and Segregation:
A
Study of the Limitations and Proper Basis of Judicial
Action
Jeffrey
D. Hockett
The ruling in Brown v. Board of Education of
Topeka[1]--that racially segregated public
schools violate the Equal Protection Clause of the Fourteenth
Amendment--has rightfully come to be one of the most
celebrated decisions ever rendered by the Supreme Court.[2]
When announced, however, the form as well as the substance
of Chief Justice Earl Warren's opinion drew bitter criticism.[3]
Despite its moderate and non-accusatory tone, negative
commentary was directed at the opinion even by those
who strongly approved of its purpose.[4] The apparent
lack of a legal basis for the ruling, and Warren's reference
to sociological studies purporting to demonstrate the
harmful effects of segregation on black children,[5]
struck many as evidence of a policy-making Court or
an instance of judicial usurpation of the legislative
function.[6] While the form of Warren's opinion was
not the primary reason for the protracted noncompliance
that followed the ruling,[7] the misgivings engendered
by the decision were undoubtedly exacerbated by the
vulnerability of the Court's argument.
Many
of the criticisms leveled at Brown could have
been avoided or blunted had some of Justice Robert H.
Jackson's ideas been incorporated into the Court's opinion.
Jackson's working papers on the case reveal that he
possessed a certain prescience concerning public reaction
to judicial attempts to depart from long-standing constitutional
doctrine and to reinterpret provisions in light of current
presumptions and conditions. And he believed that this
case, more than most cases, demanded consideration of
the limitations of the judicial process in dealing with
complex social issues.[8] Jackson's careful attention
to the inherent limitations of judicial efforts to reform
society and the informal restraints placed on these
efforts by public opinion resulted, paradoxically, in
a sounder approach to securing the rights of the plaintiffs
in Brown. This is not to say that Jackson afforded
an ideal means to effect the needed change in constitutional
doctrine. Significant revisions of his argument would
have been necessary, and Chief Justice Warren anticipated
certain criticisms not accounted for by Jackson. Nevertheless,
an examination of Jackson's writings provides valuable
insights into the politics of constitutional revision
by the judiciary--insights that would have facilitated
the implementation of Brown and that are relevant
to contemporary circumstances.
Justice
Jackson, Segregation and the Fourteenth Amendment
Several
scholars, in reconstructing the judicial deliberations
in Brown, have noted Jackson's reservations and
concerns which complicated the quest for Supreme Court
unanimity.[9] However, there has been no thorough analysis
of Jackson's views concerning the unconstitutionality
of segregation which were formed after he resolved his
doubts. Jackson's argument for ending segregation was
set forth at length in an unpublished memorandum which
he composed in 1954.[10] This opinion probably
was suppressed in the interest of Court unanimity and
because of Jackson's debilitated condition following
his heart attack of the same year.[11]
The
first section of Jackson's memorandum provides a brief
discussion of the complexity of the situation before
the Court. The eradication of segregation presents a
formidable task, he believed, since it "involves nothing
less than a substantial reconstruction of legal institution[s]
and of society." Segregation is established not only
in the laws of seventeen states and the nation's capital
but also is embedded in the social customs of a large
part of the country. Segregation persists, according
to Jackson, because of fears, prides and prejudices,
"which even in the North are latent," and which the
Court cannot efface. And however sympathetic the members
of the judiciary may be "with the resentments of those
who are coerced into segregation, we cannot, in considering
a recasting of society by judicial fiat, ignore the
claims of those who are to be coerced out of it." The
tendency toward separation is fundamental in mankind
and is not limited to this country or to racial considerations.
"It has seemed almost instinctive with every race, faith,
state or culture to resort to some isolating device
to protect and perpetuate those qualities, real or fancied,
which it especially values in itself." Separatism
is sometimes desired even by minorities. It is currently
practiced on a voluntary basis by certain religious
groups that forbid intermarriage, establish separate
denominational schools and "seek to prevent contacts
which threaten dilution of blood or dissipation of faith."
This "instinct for self-preservation," Jackson argued,
accounts for the existence of segregation in several
Northern states as well as in the South.
The
Southern situation, in Jackson's view, is complicated
by antagonisms toward blacks that do not exist in the
North. The white South still deeply resents the program
of reconstruction and the humiliation of carpetbag government.
Whatever the necessity or merit of these reconstruction
measures, "the North made the Negro their emotional
symbol and professed beneficiary, with the material
consequence of identifying him with all that was suffered
from his Northern champions." The race problem in the
South thus involves more than mere racial prejudice;
it is characterized by the enmity resulting from "a
white war and white politics."
Consideration
of the conditions which bought about and sustained segregation,
Jackson believed, should deter the Court from adopting
"a Pharisaic and self-righteous approach" to these cases
and from promulgating a "needlessly ruthless decree."
After
appraising the complexity of the controversy before
the Court, Jackson turned in the second part of his
memo to the question of whether existing law condemned
segregation:
Layman
as well as lawyer must query how it is that the Constitution
this morning forbids what for three-quarters of a century
it has tolerated or approved. He must further speculate
as to how this reversal of its meaning [could have been
initiated] by the branch of the Government supposed
not to make new law but only to declare existing law
and which has exactly the same constitutional materials
that so far as the states are concerned have existed
since 1868 and in the case of the District of Columbia
since 1791.
Since segregation
has existed in this country for so long, Jackson argued,
it is difficult to believe "that the states which have
maintained segregated schools have not, until today,
been justified in understanding their practice to be
constitutional."
Several
considerations, according to Jackson, support the notion
that segregated schools are constitutional. The language
of the Fourteenth Amendment does not furnish a definitive
basis for outlawing segregated schools, as ratification
of the Fifteenth Amendment was required even to assure
equal voting rights to blacks. With the deficiencies
of the Equal Protection Clause obvious, the Fifteenth
Amendment included no language referring to either segregation
or education.
Historical
analysis reinforces the view that the Fourteenth Amendment
does not prohibit segregated schools. It is difficult
to support the contention, Jackson argued, that any
influential body of the movement behind the Fourteenth
Amendment intended this provision to eradicate segregated
schools or had even thought about either segregation
or the education of blacks as a current problem. Although
a few individuals involved in the framing and passage
of that provision hoped it would establish complete
social equality between the races and assimilation of
liberated blacks into the American population, a majority
of those who supported the Amendment were concerned
merely with "ending all questions as to the constitutionality
of the contemporaneous statutes conferring upon the
freed men certain limited civil rights."[12]
If deeds
are consulted as evidence of purpose, Jackson argued,
the behavior of neither Congress nor the states indicates
that the Fourteenth Amendment was aimed at prohibiting
segregation in education. The very Congress that proposed
the Amendment, and every subsequent Congress, maintained
segregated schools in the District of Columbia. Furthermore,
while Confederate states were readmitted to the Union
only upon acceptance of the Fourteenth Amendment, Congress
never indicated that segregated schools violated the
conditions of reinstatement. It is true that five states
abandoned segregated schools when the Amendment was
submitted to them, and four states which had segregated
schools refused to ratify the provision. But nine Northern
states and two border states continued or established
segregated educational facilities after ratifying the
Fourteenth Amendment, and the eight reconstructed states
all instituted segregated schools. "Plainly," Jackson
concluded, "there was no consensus among state legislators
or educators ratifying the Amendment any more than in
Congress that it was to end segregation."
Judicial
precedent, in Jackson's view, also supports the view
that segregation is constitutional. Indeed, almost a
century of case law confirms this view. Even Northern
state judges and the Northern members of the United
States Supreme Court have held continuously that the
Fourteenth Amendment does not of its own force prohibit
the states from establishing separate educational facilities
for the races.
An examination
of the language, history and case law of the Fourteenth
Amendment led Jackson to conclude:
Convenient
as it would be to reach an opposite conclusion, I simply
cannot find in the conventional material of constitutional
interpretation any justification for saying that in
maintaining segregated schools any state or the District
of Columbia can be judicially decreed, up to the date
of this decision, to have violated the Fourteenth Amendment.
In the
next section of this memorandum, Jackson focused on
the difficulties attending the enforcement of a judicial
decision invalidating segregation. In view of the Court's
inability to ensure the equality of separate facilities
after Plessy v. Ferguson,[13] he argued,
there is "no reason to expect a pronouncement that segregation
is unconstitutional will be any more self-executing
or any more efficiently executed." This pessimistic
prediction is warranted since the Court lacks the power
to enforce general declarations of law by applying sanctions
against persons not before it in a particular case.
Furthermore, the school districts can be expected to
continue segregation without the aid of legislation,
since racial separation "exists independently of any
statute or decision as a local usage and deep-seated
custom." If the Court must rely entirely upon its own
resources, a decision invalidating segregation is thus
likely to "bring the court into contempt and the judicial
process into discredit."
Any
constructive policy for abolishing segregation, Jackson
believed, must come from Congress. The power of this
branch to implement its decisions far exceeds that of
the Court. Congress can enact laws binding all states
and districts and can delegate supervision to administrative
agencies that may apply sanctions against those who
fail to comply with the law. Moreover, Congress can
supply federal funds to facilitate changes that are
beyond the means of particular communities. Finally,
Congress can assume the burden of expensive litigation
against recalcitrant states.
Jackson
rejected the argument of the Eisenhower Administration
that the federal District Courts must assume the burden
of implementing a decision invalidating segregation
since Congress may refuse to act.[14] In Jackson's view,
the belief that the courts must act because the representative
system has failed is an insufficient basis for judicial
action. The judiciary must first be capable of supervising
educational authorities on a continuing basis. This
task, however, is "manifestly beyond judicial power
or functions," as "[a] gigantic administrative job has
to be undertaken." "Local or state or federal action
will have to build the integrated school systems if
they are to exist." Another reason the judiciary should
not be asked to implement a ruling invalidating segregation
is that the federal government offered no guidance to
determine when and how school systems should be reconstructed.
Jackson refused to
be a
party to thus casting upon the lower courts a burden
of continued litigation under circumstances which subject
district judges to local pressures and provide them
with no standards to justify their decisions to their
neighbors whose opinions they must resist.
While
most of his opinion was devoted to an examination of
the difficulties attending the execution and justification
of a decision invalidating segregation, Jackson explained
in the final section of this memorandum why the constitutionality
of the practice could be maintained no longer. He began
this section with the conciliatory statement that "[u]ntil
today Congress has been justified in believing that
segregation does not offend the Constitution." Congress
and the states have relied on the Court's holdings that
the requirement of equal protection does not prohibit
reasonable classifications of citizens nor require government
to accord identical treatment to all. In its holding
in this case, Jackson argued, the Court does not invalidate
the principle that equal protection allows classifications
that "rest upon real not upon feigned distinctions"
and that have a "rational relation to the subject matter
for which the classification is adopted."
What
the Court does invalidate, however, are classifications
in education based upon race. It is now possible to
see, according to Jackson, that the primary basis of
these classifications--that there are "differences between
the Negro and the white races, viewed as a whole, such
as to warrant separate classification and discrimination"
in educational facilities--is incorrect. Jackson conceded
that he did not know whether this presumption was warranted
in earlier times. When first liberated, blacks had little
opportunity to demonstrate their capacity for education
or even for self-support. Consequently, Jackson did
not want
to stigmatize
as hateful or unintelligent the early assumption that
Negro education presented problems that were elementary
special and peculiar and that the mass teaching of Negroes
was an experiment not easily tied in with the education
of pupils of more favored background.
The spectacular
progress made by blacks, however-- "one of the swiftest
and most dramatic advances in the annals of man"--has
enabled them "to outgrow and to overcome the presumptions
on which it [segregation] was based." In other words,
[t]he
handicap of inheritance and environment has been too
widely overcome today to warrant these earlier presumptions
based on race alone. I do not say that every Negro everywhere
is so advanced, nor would I know whether the proportion
who have shown educational capacity is or is not in
all sections similar. But it seems sufficiently general
to require one to say that mere possession of colored
bloo4 in whole or in part no longer affords a reasonable
basis for a classification for educational purposes
and that each individual must be rated on his own merit.
Retarded or subnormal ones, like the same kind of whites,
may be accorded separate educational treatment. All
that is required is that they be classified as individuals
and not as a race for their learning aptitude and discipline.
The necessity
for judicial action on this subject thus "arises from
the doctrine concerning it which is already on our books."
The breakdown
of racial distinctions in American society also contributes
to the unreasonableness of segregation. "Blush or shudder,
as many will," Jackson noted, "mixture of blood has
been making inroads on segregation faster than change
in law." An increasing population with mixed blood baffles
anyone attempting to classify the races.
The
fact that segregation had been upheld for so many years
is insufficient reason for the Court to continue
to place its imprimatur upon the practice. "It is neither
novel nor radical doctrine," Jackson argued, "that statutes
once held constitutional may become invalid by reason
of changing conditions, and those held to be good in
one state of facts may be held to be bad in another."
Jackson
ended his memorandum with the statement that he favored
"going no farther than to enter a decree that the state
constitutions and statutes, relied upon as requiring
or authorizing segregation merely on account of race
or color, are unconstitutional." He called for reargument
on the nature of the decree that would provide a remedy
to the petitioners in this case. But Jackson anticipated
that the Court would have to allow for varying periods
of compliance. In view of the complex and diverse circumstances
surrounding the issue, Jackson held that "only a reasonably
considerate decree would be an expedient one for the
persons it has sought to benefit hereby."
The Jackson
Memorandum: A Statement of the Limitations and Proper
Basis of Judicial Action
The
most fundamental difference between the opinions of
Warren and Jackson was the challenge posed in the latter
to the underlying premise of segregation. Jackson's
opinion was predicated upon the accurate assumption
that the primary justification for racial classifications
was a belief in the inferiority of blacks. The notion
of black intellectual and moral infirmity was widely
accepted by individuals and groups (both Northern and
Southern) whose views dominated public discourse during
the latter part of the nineteenth century. These allegedly
immutable racial distinctions were thought to necessitate
and justify segregation in general (so as to avoid the
debilitation of the white race through interbreeding)
and separation of the races for purposes of education
in particular (since blacks could not benefit from the
education afforded to whites).[15] Jackson's bold decision
to examine the sensitive issue of racial differences
contrasted with Warren's strategy of focusing on the
harms caused by segregation.[16]
Before
examining the implications of these strategies, it must
be noted that the boldness of the final section of Jackson's
memorandum was offset by a marked concern evident throughout
much of the opinion with the vexing difficulties of
enforcement and justification. The cautious tone of
Jackson's memorandum disturbed E. Barrett Prettyman,
Jr., Jackson's law clerk during the 1953-54 Term and
Justice Harlan's clerk during the 1955 Term. In a reply
memo, Prettyman told Jackson that his argument was unlikely
to generate public or political support because of its
"negative attitude" and preoccupation with "doubts and
fears." "If you are going to reach the decision you
do," he wrote to Jackson, "you should not write as if
you were ashamed to reach it."[17] Prettyman's criticisms
of Jackson's memorandum are compelling. He was justified
in pointing out to the Justice that it is one thing
to express numerous concerns about a difficult decision,
but "it is another thing to. state them at such length
and in such precedence over your affirmative views that
the result you reach is swallowed up in them." Jackson
would have been wise to heed Prettyman's suggestion
that the memo begin with a clear, affirmative, and extended
discussion of the legal position adopted in the final
section of the opinion.[18] Without these revisions
(and others to be discussed shortly), it is unlikely
that Jackson's opinion would have generated public and
political support.
Yet,
an opinion which failed to take Jackson's concerns into
account would not have generated much support, either.
Jackson anticipated intense opposition to a decision
invalidating segregation, and he wisely counseled his
brethren to concern themselves with the limitations
of the judicial process and the difficulties attending
the execution of the Court's rulings. As Walter Murphy
suggests, a Justice of the Supreme Court "is not often
in a particularly favorable position to exert the dynamic
sort of leadership which can mobilize effective reform
or counterreform movements,"[19] since the Court has
control of neither purse nor sword. For this reason,
Jackson believed the considerable powers of Congress
would have to be enlisted to aid in desegregation efforts.
His discussion of congressional power, his confession
of judicial incapacity to direct the implementation
of Brown, and his statement that a solitary judicial
effort to eradicate segregation would ultimately damage
the institutional prestige of the courts were intended
to solicit the aid and enlist the moral authority of
Congress.[20]
Jackson's
suggestion that Brown would remain an empty gesture
without congressional involvement was borne out. In
1964, ten years after the decision, only slightly more
than 1 percent of Southern black children attended school
with whites, and several states had no public school
integration. Significant progress toward desegregated
schools was made only in the late 1960s, after the fiscal
power of Congress was brought to bear on recalcitrant
states.[21] Of course, a judicial appeal for congressional
assistance in desegregation efforts was unlikely to
be successful in 1954, given that Southern Congressmen
held influential positions on important committees.[22]
A slightly more promising strategy would have been to
combine the appeal for congressional support with a
plea for assistance from the Executive, as President
Eisenhower oftentimes stated that he was obligated to
enforce the law as interpreted by the Court regardless
of his personal beliefs.[23] Such a request might have
served as the catalyst needed to activate an Administration
that was, for the most part, apathetic toward civil
rights issues.[24] Jackson was correct, however, in
assuming that congressional involvement was essential
to the success of Brown (i.e., a President can
only propose necessary legislation), and his opinion,
unlike Warren's, was crafted to induce a legislative
response.
Jackson's
appeal for positive congressional action would not have
been heeded unless the form or rationale of his opinion
was compelling. His attempt to persuade representatives
and their constituents of the unconstitutionality of
segregated public schools differed considerably from
the logic of Brown. And it is likely that, overall,
Jackson's approach would have been less vulnerable to
the attacks of segregationists and more persuasive in
the minds of those who had no interest in perpetuating
the practice but would insist that an exercise of judicial
power be "legitimate." Jackson realized that the Justices
could not invoke the specific intent of the framers
of the Fourteenth Amendment to justify the desired change
in constitutional doctrine. Contrary to Warren's contention
that the circumstances surrounding the adoption of the
Amendment are "[a]t best...inconclusive,"[25] Alexander
Bickel's historical investigation (published in the
year following the Court's ruling) demonstrated that
segregation in educational facilities was present to
the minds of the framers, but they chose not to ban
the practice. Warren's dismissal of the constitutional
record thus left the Court open to the charge that the
Justices had willfully ignored history.[26]
Yet,
Jackson's frank and protracted historical discussion
also would have made the ruling vulnerable. He emphasized
the history behind the Amendment so as to avoid the
impression that the Court was accusing the states of
behaving unconstitutionally in the past.[27] But it
is doubtful the South would have looked upon the decision
more favorably had the opinion dwelt upon this information.
Indeed, this probably would have incited resistance
by fostering a feeling that an injustice had been inflicted
upon the states. A more prudent strategy--and a strategy
more well founded than Warren's-would have been to acknowledge
briefly the circumstances surrounding the Amendment
while emphasizing the reasons segregation should still
be viewed as a violation of the Equal Protection Clause.
This would have required that Jackson juxtapose the
second and final sections of his opinion to make the
point explicit that the notion of constitutional intent
has never been restricted to the particular conceptions
of the framers of a provision. Jackson needed to emphasize
that the general proscription of unreasonable classifications
is part of the meaning of the equal protection requirement.[28]
These
problems of emphasis and organization aside, Jackson's
justification for invalidating segregation in public
schools was less susceptible to the charge of judicial
legislation than was the rationale employed in the Court's
opinion. Prior to Brown, the Justices never challenged
the Plessy standard itself; at most, they insisted
that separate educational facilities be equal.[29] By
maintaining that separate schools could never be equal,[30]Brown
departed significantly from previous decisions.
Jackson realized that "the holy rite of judges consulting
a higher law loses some of its mysterious power," to
use Walter Murphy's words, "[w]hen the Court reverses
itself or makes new law out of whole cloth [and] reveals
its policy-making role for all to see."[31] And he believed
the Court could act to preserve its institutional integrity
or prestige by resting its decision upon a "legal" foundation.[32]
That is, while the Justices would reverse constitutional
doctrine--invalidate the notion of "separate but equal"--they
would do so by employing the standard used in previous
equal protection cases, namely, classifications between
groups or individuals are allowable only if they reasonably
relate to legislative purpose and are based upon real
distinctions.[33]
Jackson's
expectation that the Justices would receive harsh criticism
for deviating from past rulings was well founded. A
common charge directed at the Court was that it "blatantly
ignored all law and precedent."[34] Some suggest the
Court could have strengthened its argument by elaborating
upon Warren's point that the notion of "separate but
equal" was actually a departure from earlier rulings,
which held that the Fourteenth Amendment proscribed
all state-imposed discriminations against blacks.[35]
Warren's failure to follow this tack, however, was fortunate,
and perhaps purposeful. These earlier rulings would
have been subjected to severe and compelling historical
critiques had the Justices based the decision on the
claim that they were merely returning to the original
understanding of the Amendment as articulated by an
earlier Court.[36] The historical accuracy of the basis
of Jackson's argument (i.e., that constitutional provisions
should be interpreted as general concepts not restricted
to the particular conceptions of the framers) has been
debated recently.[37] But the idea that the Equal Protection
Clause prohibits unreasonable classifications generally
was not controversial and was unlikely to be challenged
seriously.[38] Certainly, Jackson would have been criticized
for departing from the understanding that racial classifications
in education are reasonable. His approach, however,
enabled him to use language emphasizing continuity with
previous rulings that Warren could not employ.[39]
Another
sense in which Jackson's argument was less susceptible
to the charge of judicial legislation was that it did
not appear to rely upon "extralegal" materials.[40]
Conspicuously absent from Jackson's opinion were references
to the sociological data that had figured prominently
in the petitioner's arguments and were mentioned in
Warren's opinion.[41] In view of the fact that studies
demonstrating the harmful effects of segregation were
irrelevant to Jackson's holding (i.e., his contention
that racial classifications in education are unreasonable
did not depend upon whether segregation created a feeling
of inferiority in black children), he had no reason
to refer to the data. In an earlier draft of his memorandum,
however, Jackson expressed extreme skepticism concerning
the wisdom of incorporating social science evidence
into Fourteenth Amendment jurisprudence. "I do not think,"
he argued, that "we should read into the concept of
equal protection the shadowy and changing doctrines
relating to mental and emotional reactions."[42]
Jackson's
skepticism concerning the wisdom of incorporating such
evidence into the Court's opinion was warranted. Warren's
use of sociological studies was taken by many as proof
that Brown was a political decision, one that
merely implemented the personal value preferences of
the Justices.[43] Warren's opinion, according to one
commentator, "read more like an expert paper on sociology
than a Supreme Court opinion."[44] Although legal controversies
are oftentimes bound up with empirical questions, and
such cases should be decided in the context of facts
derived from the most reliable sources, the public generally
views law and science as insular disciplines. Most believe
the Court's only legitimate function is to interpret
law (without reference to "non-legal" sources), and
judicial use of sociological data is regarded as evidence
of policy-making Justices.[45]
Some
scholars suggest that the sociological evidence was
incidental to Warren's opinion and could have been dropped
without weakening the Court's argument. The cruelty
of segregation, they believe, was obvious and required
only a common-sense discussion to rebut the antiquated
psychology underpinning Plessy.[46] Other
scholars argue quite persuasively, however, that the
Court was obligated to make reference to the studies.[47]
The proximity and number of prior rulings accepting
the possibility that separate facilities can be equal
compelled the Justices to move beyond common-sense arguments
in explaining the sudden departure from precedent.[48]
Warren's approach, then, was vulnerable whether or not
reference was made to the findings of social science.
By contrast, though Jackson based his opinion upon an
empirical proposition (i.e., that blacks are not inferior
to whites), he was not obligated to employ extralegal
materials, since there were no direct recent rulings
examining the basis of racial classifications.[49] Unlike
Warren, Jackson was able to resort to a common-sense
discussion of changed presumptions and conditions which
necessitated a modification in constitutional doctrine.[50]
The
basis of Jackson's holding was useful not only for the
purpose of preserving the Court's institutional integrity.
Jackson's argument also placed the right of the petitioners
to equal protection of the laws on a secure foundation--a
foundation more secure than that provided by the claim
that segregation creates a feeling of inferiority in
black children.[51] The shortcomings of Warren's approach
were demonstrated by the efforts of segregationists
to have Brown reversed. Proponents of segregation
initially sought to have the decision overturned by
claiming science had shown blacks to be an inferior
race -- a race undeserving of the rights and
privileges accorded to whites. This unfounded assertion
and unsuccessful tactic was followed by the accumulation
of evidence ostensibly demonstrating the preferability
of segregated to integrated schools[52]. Segregationists
referred to the works of scholars such as A. James Gregor,
who argued that racial separation actually enhances
the development of a healthy personality in the black
child "by reducing the psychological pressure to which
the child is subjected" through contact with whites.
In an ironic paraphrase of Warren's language in Brown,
Gregor concluded that integration "gives every evidence
of creating insurmountable tensions for the individual
Negro child and impairing his personality in a manner
never likely to be undone."[53] Criticism of the Court's
argument was found not only in the writings of segregationists.
Several scholars sympathetic to Brown doubted
that the empirical basis of the Court's holding had
been demonstrated convincingly by the findings of social
science.[54]
While
the effect of segregation on the personalities of black
children was a matter of some controversy, the overwhelming
weight of scientific opinion supported the view that
all significant disparities in achievement between blacks
and whites were traceable to environmental rather than
biological causes. When Brown was rendered (and
since then), scientific racism attracted little attention
and virtually no support from the social science community.[55]
Considering the segregationists' failure to demonstrate
the inferiority of blacks,[56] Jackson's assumption
that his declaration concerning the irrationality of
segregation would withstand criticism or challenge was
well founded.[57]
While
Jackson's position on segregation survives the challenges
of racists, it remains open (as does the Court's implementation
decision)[58] to the criticisms of proponents of desegregation.
Although he died before the Court heard arguments on
the form of its remedial decree,[59]Jackson accepted
the strategy ultimately adopted by the Justices. He
was willing to defer relief to the victims of segregation
by allowing for varying periods of compliance with the
ruling as to accommodate diverse local conditions.[60]
By failing to require immediate compliance with a declaration
of unconstitutionality, Jackson essentially tolerated
a deprivation of constitutional guarantees. The apology
for this position -- --that compliance is only
deferred and not evaded-- is little consolation to those
individuals who must hope for good faith efforts by
state officials toward compliance and who are deprived
of a public benefit that is rightfully theirs. It is
arguable that the Justices must ensure that no individuals
are deprived of their constitutional rights for reasons
of expediency if the Court is to act in a principled
manner.[61]
As Alexander
Bickel argued, however, a large and heterogeneous society
like ours would disintegrate if it were deprived of
the art of compromise or were "principle-ridden." Our
society cannot be governed entirely by principle in
some matters and exclusively by expediency in others.
Often, guiding principle must co-exist with expedient
compromise. Universal, immediate compliance with a declaration
of unconstitutionality, while attractive, may be impossible
to achieve in a particular situation, given the complexity
of the task involved, the intransigence of public opinion,
or the vulnerability of the Court's institutional prestige.
Bickel maintained, however (and there is no reason to
believe Jackson would have disagreed), that if a principle
enunciated by the Court cannot be the "immutable governing
rule," it must affect or guide the tendency of policies
of expediency.[62]
The Limitations
of the Jackson Memorandum
While
the form of Jackson's memorandum would have stifled
or blunted much of the criticism directed at the Court's
decision, his argument for ending segregation was vulnerable
in ways that Warren's opinion was not. Jackson was correct
in claiming that the primary justification for racial
classifications was a belief in the inferiority of blacks.[63]
Segregationists, however, proffered other justifications
for the practice. Some defended the dubious claim that
racial separation was merely the form of social organization
preferred by both races.[64] Human beings, it was argued,
find their greatest happiness when among people of similar
cultural, historical, and social background.[65] Jackson
would thus have been subject to the charge that his
analysis of segregation was simplistic. The Court was
particularly susceptible to this sort of criticism since
most of its members were Northerners.[66]
Alternatively,
Jackson would have been criticized for failing to acknowledge
the implications of the first section of his opinion,
where he discussed the "instinctive" drive for separation
present in every race, faith or state.[67] Jackson intended
to convince the South forthwith that the Court was aware
of the complexities of desegregation and to assuage
fears that the Justices sought to engage the wholesale
dismantling of Southern culture.[68] He failed to realize,
however, that by entertaining the disingenuous arguments
of segregationists, he undercut his efforts to demonstrate
the unreasonableness of racial classifications.[69]
Warren's
opinion did not elicit charges of oversimplification
or inconsistency, since he made no observations about
the underlying premises of segregation. His argument
was limited to an inquiry concerning the effects of
the practice. True, the Court was implored during the
hearings on the nature of its remedial decree to respect
the complex structure of customs and traditions that
had grown up around segregation.[70] But, in declaring
the practice unconstitutional, Warren did not incite
resistance by fostering the impression that the Court
had misunderstood the distinctive culture of a significant
portion of the country.
It is arguable
that Warren's avoidance of any discussion of the rationale
underpinning segregation
precluded
him from expressing a sufficiently strong judicial commitment
to a philosophy of racial equality.[71] Jackson's opinion--with
its profession of the fundamental sameness of the races[72]
--may have been more appropriate for a ruling that marked
a long overdue change in American race relations.[73]
But Brown was and is generally regarded as a
momentous decision and the product of an egalitarian
political philosophy.[74] Moreover, Jackson's opinion
would have had the unfortunate effect of subjecting
blacks to the demeaning and superficial arguments of
racists. The post-Brown developments demonstrated
that certain proponents of segregation did not hesitate
to defend the notion of immutable racial distinctions.[75]
These repulsive arguments would have persisted and received
wider exposure had the Court's opinion struck at the
roots of the practice.[76]
Jackson's
explicit challenge of the primary justification for
segregation also would have made the Court's opinion
appear somewhat self-righteous. Jackson held that the
irrationality of segregation was apparent to all reasonable
minds, and the obverse of this is that only unreasonable
(or morally deficient) people continue to see any justification
for racial classifications. Warren's opinion (although
non-accusatory) also drew attention to the moral deficiency
of segregationists. He maintained that segregation caused
permanent harm, and all America knew where culpability
lay.[77] Nevertheless, the psychological damage caused
by segregation was not presented as a self-evident truth;
social science data was used to demonstrate the existence
of the harm. The infliction of this injury was thus
less blameworthy than a belief in racial inferiority.[78]
Another
problem stemming from Jackson's decision to challenge
the underlying premise of segregation is the breadth
of his ruling. Jackson's argument was likely to alarm
the South since it effectively undercut all forms of
segregation (i.e., if blacks are not inferior, the legal
separation of the races cannot be justified in any social
setting). By contrast, Warren narrowed the scope of
his ruling by stressing the peculiar importance of public
education and hence the need for vigilance in detecting
inequality in this area alone.[79] This argument was
expected to minimize the misgivings of those affected
by the ruling.[80] Brown, however, could scarcely
have engendered more controversy, as education was the
most sensitive area in which desegregation could occur.
School integration was viewed widely as a harbinger
of what segregationists regarded as an execrable development
in race relations--miscegenation. The period of adolescence
was thought to be critical for the formation of social
barriers between the races.[81] That segregation fell
relatively easily in most areas except education suggests
that the breadth of Jackson's opinion would not have
generated significantly more opposition than Warren's
ruling.[82]
While
the drawbacks associated exclusively with Jackson's
memorandum would have warranted concern, these problems
were surmountable or were not as significant as the
problems presented by Warren's opinion. Jackson minimized
the accusatory or self-righteous tone of his opinion
by noting that racial separation was not restricted
to the South and stating that those who accepted the
notion of racial distinctions should not be stigmatized
or censured.[83] Charges that Jackson oversimplified
the premises underlying segregation would have subsided
as it became clear that alternative justifications were
insupportable.[84] That this was likely to occur is
demonstrated by the fact that efforts to prove the biological
inferiority of blacks waned in part because of evidence
to the contrary.[85] Arguments defending immutable racial
distinctions would have persisted longer had the Court
employed Jackson's reasoning. But it may be that significant
progress toward equality in American society required
that racists be challenged to defend their baseless
arguments.
Conclusion
Since
the problems associated with Jackson's opinion were
not overwhelming, adoption of his argument by the Court
would have been wise. The post-Brown developments
demonstrated that the Court is only as powerful as its
opinions are persuasive, and Jackson's argument for
ending segregation was less susceptible to criticism
than Warren's. Jackson's opinion was more consonant
with constitutional history and accorded more closely
with the public's conception of a permissible exercise
of judicial power. Neither opinion could be characterized
as a paean to the triumph of racial equality, as both
"refused to lift the nation to the magnificence of the
principle [they] had that day redeemed."[86] Even Jackson's
opinion, which afforded a grand opportunity for such
a statement,[87] seemed uncharacteristically hesitant
and subdued.[88] Both Justices realized, however, that
eloquence and incandescence had to be sacrificed to
avoid the appearance of a pharisaical decree.[89]
If Jackson's
opinion afforded a more promising strategy for securing
the rights of the plaintiffs in Brown, it is
reasonable to ask why the Court failed to adopt his
approach. One possibility is that the Justices were
unaware of this strategy, since Jackson's debilitating
heart attack prevented him from presenting his case
to his brethren.[90] This does not seem compelling,
however, when one considers that during the Brown
deliberations Warren proposed an argument for ending
segregation similar to Jackson's. S. Sidney Ulmer, drawing
upon the conference notes of Justice Harold Burton,
suggests that the Chief Justice initially thought the
Court should attack the underlying premise of segregation.[91]
Ulmer provides no reason for Warren's abandonment of
this tack. A likely explanation, however, may have been
the need for unanimity. With three Justices from the
South, the drawbacks of Jackson's argument may have
led to its rejection. So, while the form of Warren's
opinion drew public criticism that Jackson's approach
may have avoided, the Chief Justice delivered something
essential for the eventual success of a controversial
ruling that Jackson may have been unable to furnish-the
force of a Court speaking with one voice.[92]
Acknowledgements:
The author thanks the University of Virginia; the
Thomas Jefferson Memorial Foundation, and the University
of Tulsa for grant support used in research for this
paper.
Endnotes
- 347 U.S.
483 (1954).
- For a
listing of articles extolling Brown, see
Michael J. Perry, The Constitution, the Courts,
and Human Rights: An Inquiry into the Legitimacy of
Constitutional Policymaking by the Judiciary (New
Haven: Yale University Press, 1982), p. 167 n. 8.
- See
The New York Times, 18 May 1954. Opinions for
the Supreme Court are, of course, institutional products
or negotiated documents, and Warrens opinion
in Brown is no exception (see David M. OBrien,
Storm Center: The Supreme Court in American Politics
(New York: W.W. Norton and Company, 1986), pp. 233-34,
240-62). Throughout this essay, however, I refer to
the Brown opinion as "Warrens opinion,"
since the Chief Justice was the primary author of
the document. Warren said he wrote "every blessed
word" (see J. Harvie Wilkinson, III, From
Brown to Bakke: The Supreme Court and School Integration,
1954-1978 (New York: Oxford University Press,
1979), p. 30.
- See,
e.g., Herbert Wechsler, "Toward Neutral Principles
of Constitutional Law," Harvard Law Rev.
73 (1959): 26-35. See also Wilkinson, Brown
to Bakke, pp. 34-39; and Richard Kluger, Simple
Justice: The History of Brown v. Board of Education
and Black Americas Struggle for Equality,
2 vols. (New York: Alfred A. Knopf, 1975), 2:898-900.
- 347 U.S.
at 494-95.
- I.A.
Newby, Challenge to the Court: Social Scientists
and the Defense of Segregation, 1954-1966 (Baton
Rouge, Louisiana: Louisiana State University Press,
1967), p. 186.
- Significant
progress toward fulfilling the promise of Brown was
not made for over a decade (Charles A. Johnson and
Bradley C. Canon, Judicial Policies: Implementation
and Impact (Washington, D.C.: DQ Press, 1984),
p. 256. The primary reason for noncompliance was,
of course, white discontent with the result reached
by the Court.
- "Memorandum
by Mr. Justice Jackson," 15 March 1954, p. 4,
The Papers of Robert H. Jackson, Box 184, Library
of Congress, Manuscript Division, Washington, D.C.
(hereinafter cited as Jackson Papers).
- See
Dennis J. Hutchinson, "Unanimity and Desegregation:
Decisionmaking in the Supreme Court, 1948-1958"
Georgetown Law Journal 68 (1979): 34-44; S.
Sidney Ulmer, "Earl Warren and the Brown Decision,"
The Journal of Politics 33 (1971): 689-702;
and Kluger, Simple Justice, 2: 764-72.
- Memorandum
by Mr. Justice Jackson," 15 March 1954, Jackson
Papers, Box 184. Work on the argument contained in
this memorandum began early in the 1953 Term, as Jackson
believed then, according to his law clerk, E. Barrett
Prettyman, Jr., that "Most of the Justices would
eventually have to write the case" ("Notes
re Segregation Decision. December 15, 1954,"
The Papers of E. Barrett Prettyman, Jr., Box 1, University
of Virginia Law School Library, Rare Books Room, Charlottesville,
Virginia) (hereinafter cited as Prettyman Papers).
I trace the argument of Jacksons final and most
developed memorandum. Page references to this short
document are omitted in this section for the readers
convenience.
Richard
Kluger devotes several (primarily descriptive) pages
to Jacksons memorandum, but he concludes: "Whatever
its virtues . . . the Jackson memo left a good deal
to be desired as a state paper" (Kluger, Simple
Justice, 2: 869-73). Kluger is critical of the cautious
tone of Jacksons writing. I attempt to demonstrate
that while the memo is flawed in several respects,
Jacksons argument for ending segregation has
the earmarks of a piece of judicial statesmanship.
The concerns which led to the cautious tone of Jacksons
opinion (i.e., the inherent limitations of judicial
efforts to reform society and the restraints placed
on these efforts by public opinion) gave him insight
into securing the rights of the plaintiffs in Brown.
- Prettyman
contends Jackson" was about to start reworking
[the draft] when he had a heart attack in March."
While Jackson was in the hospital, Warren personally
delivered his own segregation opinion to the Justice.
Jackson suggested minor revisions but agreed to support
the opinion )("Notes re Segregation Decision.
December 15, 1954," Prettyman Papers, Box 1).
Given Jacksons physical condition, Richard Klugers
contention seems reasonable that the Justice "would
have a been likely to activate his concurrence memorandum
only if Warrens opinion seemed to him a piece
of irresponsible butchery" (Kluger, Simple Justice,
2:880-81). Warrens desire for and efforts to
achieve unanimity are discussed in Ibid., pp.
880-83.
- Jackson
did say historical analysis "yields for me only
one sure conclusion: it was a passionate, confused
and deplorable era" ("Memorandum by Mr.
Justice Jackson," 15 March 1954, p. 6, Jackson
Papers, Box 184). And in an earlier version of
his memorandum, he seemed even more inclined to accept
the view that history was unhelpful (Memo dated 1/6/54,
p. 6 Jackson Papers, Box 184). But the definite
import of his final version is that history supports
the views of segregationists.
- 163 U.S.
537 (1896). Plessy held that separate facilities
for the races were permissible under the Fourteenth
Amendment so long as the facilities were equal.
- The Department
of Justice filed an amicus brief in favor of
the plaintiffs in Brown (Kluger, Simple Justice,
2: 705-09).
- Charles
O. Lofgren, The Plessy case: A Legal-Historical
Interpretation (New York: Oxford, University Press,
1987), pp. 93-115; see also Wilkinson, Brown
to Bakke, p. 36.
- 347 U.S.
at 493-95.
- Ibid.,
pp. 1-4.
- Ibid.,
pp. 1-4.
- Walter
F. Murphy, Elements of Judicial Strategy (Chicago:
University of Chicago Press, 1964), p. 208. See
also Johnson and Canon, Judicial Policies,
p. 259.
- See
above, pp. ???? Se also Murphy, Elements of Judicial
Strategy, pp. 123-29.
- Johnson
and Canon, Judicial Policies, pp. 256-61; Kluger,
Simple Justice, 2: 948-82.
- See
Barbara Hinckley, The Seniority System in Congress
(Bloomington, Indiana: Indiana University Press, 1971),
pp. 35-52; Barbara Hinckley, Stability and Change
in Congress, 4th ed. (New York: Harper
& Row, 1988), pp. 105-70; and Kluger, Simple
Justice, 2: 950.
- Murphy,
Elements of Judicial Strategy, pp. 146-47.
- Kluger,
Simple Justice, 2: 950-52; C. Vann Woodward,
The Strange Career of Jim Crow, 3d.. rev. ed.
(New York: Oxford University Press, 1974), pp. 163-68.
- 347 U.S.
at 489.
- Alexander
M. Bickel, "The Original Understanding and the
Segregation Decision," Harvard Law Rev.
69 (1955): 1-65 (For a Recent Study of Fourteenth
Amendment history, see Raoul Bergere, Government
by Judiciary: The Transformation of the Fourteenth
Amendment (Cambridge, Massachusetts: Harvard University
Press, 1977). Berger contends that the framers did
not intend to proscribe segregated schools (Ibid.,
pp. 117-33, 243-45)). Bickels essay was the
product of research conducted in 1952 when he served
as a law clerk for Justice Frankfurter. The Justice
had copies of Bickels memorandum distributed
among his brethren, and it is likely that Bickels
work informed Jacksons discussion of Fourteenth
Amendment history (Kluger, Simple Justice,
2: 825-28). In his law review article, Bickel did
not reject Brown or brand it as entirely inconsistent
with history. But he concluded, contrary to Warren,
that history is "anything but inconclusive"
on the issue of whether the framers thought segregated
schools were constitutional. Bickel suggested Warren
may have meant merely that history is inconclusive
on whether the framers understood that the Court could,
in light of future conditions, have power to abolish
segregation (as this was how Bickel squared Brown
with the historical record) Bickel, "The Original
Understanding," pp. 56-65). This interpretation
of Warrens meaning, however, is too kind. Warrens
language certainly suggests that no firm conclusion
can be reached on what the framers thought about the
constitutionality of segregated schools (see 347
U.S. at 489-90).
- Kluger,
Simple Justice, 2: 771.
- See
above, pp. 54-55.
- Missouri
ex rel. Gaines v. Canada, 305 U.S. 337 (1938);
Sipuel v. Oklahoma, 332 U.S. 631 (1948); Fisher
v. Hurst, 333 U.S. 147 (1948); Sweatt v. Painter,
339 U.S. 629 (1950); McLaurin v. Oklahoma State
Regents, 339 U.S. 637 (1950).
- 347 U.S.
495.
- Murphy,
Elements of Judicial Strategy, p. 204.
- According
to E. Barrett Prettyman, Jr., Jackson believed Warrens
opinion was flawed since it did not appear to have
a legal basis ("Notes re Segregation Decision.
December 15, 1954," p. 1, Prettyman Papers,
Box 1).
- See,
e.g., Lindsley v. Natural Carbonid Gas Co., 220
U.S. 61 (1911); F. S. Royster Guano Co. v. Virginia,
253 U.S. 412, 415 (1920); Railway Express Agency
v. New York, 336 U.S. 106 (1949); and Walters
v. City of St. Louis, 347 U.S. 231 (1953). Richard
Kluger and S. Sidney Ulmer contend that Jackson believed
the Court should indicate that its ruling in Brown
as a "political decision" (Kluger, Simple
Justice, 2: 860-61; Ulmer, "Earl Warren and
the Brown Decision, 2: 860-61; Ulmer, "Earl Warren
and the Brown Decision," p. 695). In Klugers
words: "As a political decision, [Jackson said]
he could go along with it, but he would insist that
it be so defined or he would have to protest. Almost
certainly, Jackson was telling the conference that
he would file a separate concurring opinion if whoever
wrote the opinion of the Court feigned that the Justices
were doing anything other than declaring new law for
a new day" (Kluger, Simple Justice, 2:861).
This conclusion is drawn from Justice Burtons
terse and sometimes cryptic conference notes. If Kluger
means that Jackson wanted to announce that the Justices
had decided to outlaw segregation without any justification
other than their personal values, such an interpretation
is difficult to accept. An examination of Jacksons
memorandum indicates that a more reasonable interpretation
of Jacksons position is that he believed the
Court had to acknowledge that it was making new law
(was departing from precedent) and that the states
had been justified in believing their past actions
were constitutional. The Justices, however, had to
demonstrate that the Courts decision was justified
in law and that the classifications made by the states
in the past were no longer acceptable. Ulmer seems
to suggest this interpretation, but he fails to elaborate
upon it (see Ulmer, "Earl Warren and the
Brown Decision," p. 695).
- See,
e.g., "Ruling Tempers Reaction of South"
New York Times, 18 May 1954, p. 20. See
also Kluger, Simple Justice, 2: 897-98,
947.
- Kluger,
Simple Justice, 2: 899. See 347 U.S.
at 490-91. These earlier cases include Strauder
v. West Virginia, 100 U.S. 303, 307-08 (1880),
Virginia v. Rives, 100 U.S. 313, 318 (1880),
and Ex Parte Virginia, 100 U.S. 339, 344-45
(1880).
- While
Warrens assertion that the history of the Fourteenth
Amendment is not enlightening is misleading, the claim
that the Amendment was intended to proscribe all forms
of racial discrimination is patently false (see
above, n. 26, and accompanying text). Had the
Court based its decision upon this claim, there would
have been no need to refer to controversial social
science data (see below, pp. 59-60). Consequently,
all attention would have focused on the historical
accuracy of the earlier rulings.
- See
Ronald Dworkin, Taking Rights Seriously (Cambridge,
Massachusetts: Harvard University Press, 1977), pp.
131-37; Perry, Constitution, Courts, and Human
Rights, pp. 70-75; Berger, Government by Judiciary,
pp. 363-72, 414-18; H. Jefferson Powell, "The
Original Understanding of Original Intent," Harvard
Law Rev. 98 (1985): 885-948; and Raoul Berger,
"`Original Intention in Historical Perspective,"
George Washington Law Review 54 (1986): 296-337. A
majority of the Court has never accepted the view
that the only legitimate basis for constitutional
decision-making is the specific intentions of the
framers, and even those who purported to do so apparently
thought it necessary at times to deviate from the
original understanding. For example, Justice Hugo
Blacks book, A Constitutional Faith (New
York: Alfred A. Knopf, 1968), is a testimony to the
importance of judicial fidelity to the intent of the
framers. But his position in Reynolds v. Sims,
377 U.S. 533 (1964) (among other decisions), can only
be characterized as a departure from this interpretive
model (see Berger, Government by Judiciary,
pp. 69-98). A Court that is liberated from the specific
intent of the framers can certainly abuse its power.
On the other hand, judicial adherence to a rigid form
of interpretivism or originalism prevents the Court
from acting when changed presumptions and conditions
reveal the injustice of a governmental practice, and
resort to the political process offers no hope for
reform. Raoul Berger believes the original intent
must be followed whatever the consequences: "I
cannot bring myself to believe that the Court may
assume a power not granted in order to correct an
evil that the people were, and remain, unready to
cure." (Government by Judiciary, p. 409).
- See
above, n. 33, and John Nowak, Ronald D. Rotunda,
and J. Nelson Young, Constitutional Law, 3d
ed., Hornbook Series (St. Paul, Minnesota: West Publishing
Co., 1986), pp. 523-26.
- See
above, p. 55.
- The term
"extralegal" is, in a sense, a misnomer,
as legal questions oftentimes cannot be separated
from empirical questions (see below, n. 45,
and accompanying text).
- 347 U.S.
at 494-95.
- Memorandum
dated 1/6/54, p. 11, Jackson Papers, Box 184.
- Paul
Rosen, The Supreme Court and Social Science
(Chicago: University of Illinois Press, 1972), p.
x; Newby, Challenge to the Court, p. 186; Kluger,
Simple Justice, 2: 891-92; Wilkinson, Brown
to Bakke, pp. 27, 31.
- James
Reston, "A Sociological Decision," New
York Times, 18 May 1954, p. 14.
- Rosen,
Supreme Court and Social Science, pp. 3-22.
- Edmond
Cahn, "Jurisprudence," New York University
Law Rev. 30 (1955); 157-61; Monroe Berger, "Desegregation,
Law, and Social Science," Commentary 23 (1957):
475-76; Charles L. Black, Jr., "The Lawfulness
of the Segregation Decisions," Yale Law Journal
69 (1960): 421-30; Kluger, Simple Justice,
2: 892-93, 900. In his opinion for the Court in Plessy,
Justice Brown said: "We consider the underlying
fallacy of the plaintiffs argument to consist
in the assumption that the enforced separation of
the two races stamps the colored race with a badge
of inferiority. If this be so, it is not by reason
of anything found in the act, but solely because the
colored race chooses to put that construction upon
it" (163 U.S. 537, 55 (1896)). Brown was unaware
that the second sentence in this passage conceded
the possibility that segregation causes psychological
harm.
- William
B. Ball, "Lawyers and Social ScientistsGuiding
the Guides," Villanova Law Rev. 5 (1959);
221; Kenneth B. Clark, "The Desegregation Cases:
Criticism of the Social Scientists Role,"
Villanova Law Rev. 5 (1969): 234-35; Herbert
Garfinkel, "Social Science Evidence and the School
Segregation Cases," The Journal of Politics
21 (1959): 43.
- See
above, n. 29. The import, if not the holding,
of Sweatt v. Painter, 339 U.S. 629 (1950),
is that separate higher educational facilities for
blacks cannot be equal, given the beneficial intangibles
afforded exclusively by white schools. This decision,
however, could not have served as the basis of a common
sense argument that separate facilities at the elementary
school level are inherently unequal, since Sweatt
emphasized intangibles unique to a law school environment
(viz., reputation of the faculty, experience
of the administration, position and influence of the
alumni, standing in the community, and tradition and
prestige) (Ibid. at 634).
- Acceptance
of the reasonableness of racial classifications was
only implicit in the Courts rulings addressing
the notion of "separate but equal."
- One might
argue that Jacksons approach involved improper
judicial behavior, since his discussion of the improper
judicial behavior, since his discussion of the underlying
premise of segregation and events demonstrating the
unreasonableness of racial classifications required
him to go beyond the Court record (see above,
pp. 55). The long-established doctrine of "judicial
notice," however, allows judges to take broad
societal conditions and events into account. The Model
Code of Evidence of the American Law Institute holds
that judges may on their own motion take notice of
such things as "specific facts so notorious as
not to be the subject of reasonable dispute, and .
. . specific facts and propositions of generalized
knowledge which are capable of immediate and accurate
demonstration by resort to easily accessible sources
of indisputable accuracy" (as quoted in Walter
F. Murphy and C. Herman Pritchett, Court, Judges,
and Politics: An Introduction to the Judicial Process,
4th ed. (New York: Random House, 1986),
pp. 360-61. The historical and contemporary information
upon which Jackson drew could reasonably fall within
these guidelines.
- 347 U.S.
at 493-95.
- Newby,
Challenge to the Court, pp. 185-204.
- A. James
Gregor, "The Law, Social Science, and School
Segregation: An Assessment," Western Reserve
Law Rev. 14 (1963): 626-29. Compare Warrens
language in Brown, 347 U.S. at 494.
- Cahn,
"Jurisprudence," pp. 161-65 (Cahns
critique of the sociological studies employed by the
Court was quoted frequently by segregationists; Newby,
Challenge to the Court, pp. 188-89); M. Berger,
"Desegregation, Law, and Social Science,"
pp. 475-76; Black, "The Lawfulness of the Segregation
Decisions," pp. 421-30. (See also Rosen,
Supreme Court and Social Science, pp. 182-96;
and Wilkinson, Brown to Bakke, pp. 32-33.)
These scholars maintained that the Court was not obligated
to refer to social science evidence, since the cruelty
of segregation was obvious and capable of judicial
notice (see above, n. 46, and accompanying
text). This claim, however, was weakened by sociological
studies suggesting that integration causes psychological
harm in black children.
- Rosen,
Supreme Court and Social Science, pp. 186-89;
Newby, Challenge to the Court, pp. 192-93.
- See
above, p. 60.
- Jackson
might have been criticized for improperly applying
the baseline equal protection requirement or "rational
basis" test. That is, segregation must stand
under this test if racial classification have "some
reasonable basis in terms of some rational
view of the public interest." Second, "[I]f
a set of facts could conceivably exist that would
render a [racial]classification reasonable, their
existence must be assumed" Archibald Cox, The
Role of the Supreme Court in American Government
(New York: Oxford University Press, 1976), p. 59-60,
emphasis in original; see also John Hart Ely,
Democracy and Distrust: A Theory of Judicial Review
(Cambridge, Massachusetts, Harvard University Press,
1980), p. 31. The Court could have envisioned and
segregationists could have put forth several arguments
to demonstrate the existence of some reasonable basis
for racial classifications: (1) some studies
suggest that there may be immutable racial distinctions
(Newby, Challenge to the Court, pp. xi-xii); (2) even
if there is no basis to scientific racism, the presence
of disadvantaged blacks in white classrooms could
hinder the educational development of white students
(this was the argument put forth by the state of Virginia
after Brown; Kluger, Simple Justice,
2: 913-14); (3) some evidence suggests that
racially segregated schools promote healthy personalities
in black children (see above, pp. 60-61).
Jackson, however, could (and should) have noted that
the Court considered racial classifications "suspect"
(ironically, this principle was first articulated
in the Japanese exclusion case, Korematsu v. United
States, 323 U.S. 214, 216 (1944)). With suspect
classifications, the traditional presumption of constitutionality
is reversed. The states goal must be "compelling,"
and the burden is on the state to demonstrate the
validity of the arguments supporting the classification
and to prove that alternative means are not available
to accomplish the stated legislative goal (Novak,
Rotunda, and Young. Constitutional Law, pp.
530-31). None of the above justifications for segregation
would survive strict scrutiny.
- Brown
v. Board of Education of Topeka, 349 U.S. 294
(1955).
- Kluger,
Simple Justice, 2: 903.
- See
above, p. 56. In its implementation decision,
the Court did not fix a date for the end of segregation,
nor did it direct the courts below to require the
defendant school boards to submit desegregation plans
within a certain period of time. It merely ordered
the lower courts to "require that the defendants
make a prompt and reasonable start toward full compliance
with our May 17, 1954, ruling" (349 U.S. at 300;
see also Kluger, Simple Justice, 2:
939-41; and Woodward, Strange Career of Jim Crow,
pp. 152-53).
- This
was the argument of the NAACP after Brown (Kluger,
Simple Justice, 2: 926-28).
- Alexander
Bickel, The Least Dangerous Branch: The Supreme
Court at the Bar of Politics, 2d ed. (New Haven:
Yale University Press, 1986), pp. 64-72, 247-54.
- See
above, p. 57.
- According
to C. Vann Woodward: "[W]hile they did comply,
blacks were neither happy nor voluntary in their acquiescence
[to racial restrictions] and . . . they resisted where
it was possible" ("The Mississippi Horrors,"
New York Review of Books, 36 (June 29, 1989):
15).
- Wilkinson,
Brown to Bakke, p. 36; Woodward, Strange
Career of Jim Crow, pp. 167-68. The Court appeared
to accept this justification in Plessy (163
U.S. at 550-51).
- Only
Hugo Black (Alabama), Stanley Reed (Kentucky), and
Tom Clark (Texas) were southerners.
- See
above, p. 53.
- He also
sought to avoid the appearance of self-righteousness
(see above, p. 53).
- These
arguments were disingenuous and unsupportable since
the justification, which fit racial classifications
most closely, was the exclusion of a race because
of the supposed inferiority of its members. In other
words, a philosophy of racial inequality would surely
produce this sort of legislation. Other reasons advanced
to support segregation do not fit the classification
as closely. Alternative means to accomplish these
goals are apparent (see Ely, Democracy and
Distrust, pp. 145-46. Under strict scrutiny, the
alternative justifications would not support the classification
(see above, n. 57). Jackson, of course, would
have had to revise significantly the first section
of his opinion.
- Kluger,
Simple Justice, 2: 913.
- Ibid.,
pp. 900-01; Johnson and Canon, Judicial Policies,
p. 257; Wilkinson, Brown to Bakke, p. 39.
- See
above, p. 55.
- Jacksons
opinion, however, was not a particularly strong statement
of racial equality either (see below, p. 63).
- See
above, n. 2; "Historians Laud Courts
Decision," New York Times, 18 May 1954, p. 17;
and Kluger, Simple Justice, 2: 895-96.
- See
above, pp. 60-61.
- The
segregationists relented in their attempts to
defend the notion of immutable racial distinctions
in part because Warrens opinion presented other
targets (see above, pp. 60-61. These targets
were not present in Jacksons memorandum.
- Wilkinson,
Brown to Bakke, p. 53.
- Warrens
controversial use of social science evidence, then,
helped the Court avoid the appearance of self-righteousness.
The common sense discussion of the harmful effects
of segregation desired by some commentators (see
above, pp. 59-60) would have had the opposite
result.
- 347 U.S.
at 492-93.
- Kluger,
Simple Justice, 2: 948.
- Rosen,
Supreme Court and Social Science, pp. 173-74.
- Kluger,
Simple Justice, 2: 948.
- See
above, pp. 10-11.
- See
above, n. 69.
- But
see above, n. 76.
- Although
Wilkinsons language refers only to Warren, it
applies as we to Jackson (Wilkinson, Brown to Bakke,
p. 29).
- Jacksons
critical examination of racist tenets afforded an
excellent occasion for a powerful statement on human
equality.
- See
his beautiful language in West Virginia State Bd.
of Educ. v. Barnette, 319 U.S. 624 (1943).
- It is
probably for this reason that neither Warren nor Jackson
employed language from the ringing dissent of the
first Justice Harlan in Plessy (see 163
U.S. at 552-64). It has been suggested that the tone
of Brown would have been elevated had the Court borrowed
from this great opinion (see Wilkinson, Brown
to Bakke, p. 29).
- See
above, p. 52.
- Ulmer,
"Earl Warren and the Brown Decision," pp.
692-94.
- For sources
examining Warrens efforts to achieve unanimity
in Brown, see above, n. 9. For a discussion
of unanimous Court opinions, see OBrien,
Storm Center, pp. 214-15, 273-74.
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