Filling Justice William 0. Douglas's
Seat: President
Gerald R. Ford's Appointment of Justice John Paul Stevens
David
M. O'Brien
Editor's Note: This paper was prepared for the Seventh
Presidential Conference at Hofstra University on "Gerald
R. Ford: Restoring the Presidency, "April 6-9, 1989.
Justice
Harlan Fiske Stone once likened Supreme Court appointments
to a "lottery" from a pool of more
or less qualified individuals. His close friend, Harvard
law professor and political scientist Thomas Reed Powell,
was more blunt: "[T]he selection of Supreme Court Justices
is pretty much a matter of chance."[1] What they had
in mind was how a President's personal politics--his
political associations and friendships--determine the
fate of qualified candidates for the Court. But, the
pool of possible candidates also reflects the weight
each President gives to (1) rewarding personal and political
associates; (2) advancing his administration's ideological
or policy agenda; and (3) professional considerations,
the legal experience and reputation of possible nominees.[2]
Democratic and Republican Presidents, moreover, tend
to have different priorities in defining the pool from
which they pull their nominees.[3]
President
Gerald R. Ford's selection of Justice John Paul Stevens
departed from the practices and priorities set by other
recent Presidents, with the possible exception of Dwight
D. Eisenhower. Like that Republican President he so
admired, Ford had little truck with either the personal
politics practiced by Democratic Presidents in naming
their Justices, or the kind of White House politics
calculated (occasionally incorrectly) to advance an
administration's legal-policy agenda by means of judicial
appointments.
Ford views
it as "a mistake [for Presidents] to appoint people
to the Court on ideological grounds."[4] This is so
not because they may misjudge their nominees or later
be disappointed by their appointees once on the Bench.
Rather, Ford maintains that it is "improper" for Presidents
to have their judicial appointments turn on "ideological
grounds," for that denigrates the nominee and the Court.
Besides placing a premium on professional considerations,
Ford, like Eisenhower, relied heavily on his Attorney
General in selecting a nominee whose professional reputation
put him outside the pale of partisan political controversy.
Justice
Stevens, though, it seems fair to say, might never have
been appointed had it not been for Ford's "accidental
Presidency." As Stevens recalls, he "had no political
ambitions" and "didn't think in terms of getting into
the kind of political activity that normally precedes
going on the Bench."[5] And Ford was not in a position
to claim an electoral mandate for turning the Court
in a more sharply conservative direction.
Yet,
the appointment of Justice Stevens shows much about
Ford's Presidency--his dedication to professionalism
in government and overcoming the "crisis in confidence"
he inherited with the Oval Office from Nixon. Ford,
as his congressional aide and later presidential counselor,
Robert T. Hartmann, put it, "was the man for that
season when he restored the faith of a troubled
people in their constitutional government and in the
honor and decency of the presidency.... To be caretaker
of the Constitution is no mean glory. Jerry Ford was
a far better president than he was politician."[6]
An Irony
of Politics
Ironically,
political circumstances conspired to give Ford the opportunity
to fill the seat of liberal Justice William 0. Douglas.
In 1970 as House Republican leader, Ford was involved
in a drive to impeach Douglas. Five years later, after
being named Vice President by President Richard Nixon
and then moving into the Oval Office when Nixon resigned
rather than face impeachment in August 1974, he had
his only chance to fill a vacancy on the high Bench.
In the
early 1970s, Republican Congressmen were embittered
by the Senate's defeat of Nixon's first two nominees,
Clement Haynsworth and G. Harrold Carswell, for the
seat of Justice Abe Fortas. Fortas resigned in 1969,
after a battle a year earlier forced his withdrawal
from the nomination to be Chief Justice. He did so because
of publicity that he had accepted $20,000 for serving
while on the Bench, as an advisor to the Wolfson Family
Foundation. In light of Fortas's resignation, a 1966
Los Angeles Times story that Douglas annually received
$12,000 as a consultant to the Parvin Foundation became
newsworthy again. Though his connections with the foundation
had been known, allegations of impropriety were opportune
for Republicans.[7]
Ford contended
the activities of Fortas and Douglas stretched the American
Bar Association's (ABA) canon of judicial ethics that
a "judge's official conduct should be free from impropriety
and the appearance of impropriety." What really disturbed
him and others was Douglas's life-style and judicial
philosophy. Ford, as Hartmann recalls, "disapproved
of Douglas the way a Grand Rapids housewife would deplore
the behavior of certain movie stars. The old man [Douglas]
took too many wives and he seemed to encourage any new
fad in youthful rebellion."[8] Douglas joined a majority
on the Warren Court in extending First Amendment protection
to ostensibly obscene materials. And his publishing
agent permitted Ralph Ginsberg, convicted for publishing
obscene and libelous magazines, to print an excerpt
from one of Douglas's books in Avant Grade. When Douglas
participated in the Court's decision (denying) review
of Ginsberg's conviction, Ford alleged a conflict of
interest.
While Representatives
Harold R. Gross of Iowa and John R. Rarick of Louisiana
publicly called for Douglas's resignation, Ford and
Hartmann investigated the Justice's off-the-Bench activities.
Ford, however, might never have taken a lead in an impeachment
drive had House Republicans not forced him to do so.
Indeed, he thought a "motion to impeach [Douglas] would
widen the gulf between conservatives, moderates and
liberals;" as House leader he "had a duty to try to
prevent that from happening."[9]
Ford
was prodded into doing something when an excerpt of
Douglas's book Points of Rebellion appeared in Evergreen,
a magazine identified with left-wing radicals. But,
when he finally went to the floor of the House to call
for a full investigation, Representative Andrew Jacobs,
Jr., a Democrat from Indiana, beat him to the punch
by introducing an impeachment resolution. Under House
rules, the matter immediately went to the Judiciary
Committee, which was controlled by Democrats.
When
the committee found no grounds for impeachment, Ford
called it a "travesty." The momentum for impeachment,
however, had declined by the time of the committee's
report. The Senate had confirmed Justice Harry Blackmun,
Nixon's third nominee for Fortas's seat. Douglas's association
with the Parvin Foundation no longer appeared extraordinary
in view of revelations during Blackmun's confirmation
hearings that, as a federal appellate judge, he was
associated with the Mayo Clinic and the Kahler Corporation
Foundation, among others, as well as a trustee of (Chief
Justice Warren Burger's alma mater) the William Mitchell
College of Law.
Ford
continued to maintain that "Douglas's extensive extra
judicial earnings and activities have impaired his usefulness
and clouded his contribution to the United States Supreme
Court."[10] That, in turn, led to attacks in the press
on him forming a "partisan witch hunt." In retrospect,
Ford claims what he "did at the time may have been politically
ill advised, but it was not irresponsible."[11]
Four
years after attacking Douglas, Ford then had the chance
to fill the seat the Justice occupied for more than
36 years. The decision to retire was not unexpected,
though painfully difficult for Douglas. It was not that
Ford would appoint his successor, or even that Nixon's
appointees were moving the Court in directions that
troubled the Justice. On December 31, 1974, after arriving
in Nassau for a winter vacation, Douglas suffered a
stroke. He was hospitalized and could not return to
the Court to hear oral arguments until March 24, 1975.
Frail, confined to a wheel chair, and despite deteriorating
health, he persisted even after doctors told him in
October that he would not walk again. Finally, on November
1, following a meeting with Fortas and Clark Clifford,
the strong-willed but enfeebled 76 year-old Justice
gave in to the inevitable.
On the
morning of November 12, Justice Douglas called Deputy
Attorney General Harold Tyler to tell him that he intended
to resign and that his wife, Cathy, would deliver his
letter of resignation later that day. Douglas never
forgot or forgave Ford's attack on him, and could not
bring himself to give his letter directly to the President.
At 3:15, Cathy delivered Douglass letter to Tyler
at the Department of Justice.[12] "It was my hope,"
Douglas explained in his letter, "that I would be able
to continue to participate in the work of the Supreme
Court." But, "it would be inadvisable for me to attempt
to carry on the duties required of a member of the Court.
I have been bothered with incessant and demanding pain
which depletes my energy to the extent that I have been
unable to shoulder my full share of the burden of the
Court's work."
Ford
immediately accepted the resignation with a letter commending
Douglas's "contributions to the law both as a scholar
and jurist."[14] That afternoon he met with Attorney
General Edward Levi and presidential counselor Philip
Buchen to discuss potential successors. The next day,
Ford told reporters he would make his nomination "as
soon as I reasonably can, because it is widely recognized
that the workload of the Court and the extremely important
issues to be decided require, as soon as possible, a
full Court of nine Justices. With only eight Justices,"
he added, "there is too much risk of an equal 4 to 4
division of opinion in critical cases." As to his nominee's
qualifications, Ford said:[15]
I shall
take very seriously the need to have a person highly
respected for professional quality, for intellectual
capacity, and for integrity. Also, I am looking for
an energetic person and preferably one of middle age
who can be expected to contribute effectively for a
substantial period of years to the important work of
the Court.
"Few appointments
a President makes," Ford realized, "can have as much
impact on the future of the country as those to the
Supreme Court."[16]
Towards
a Restoration of Public Confidence and Professionalism
Even
before meeting with Levi and Buchen to discuss potential
nominees, Ford laid the foundation for a process and
an understanding which ultimately determined the selection
of his nominee. Whether or not, as Buchen later claimed,
Ford was "weak as an administrator and a planner,"[17]
there is no denying his commitment to restoring public
confidence in the post-Watergate Presidency by returning
professionals to government. "[O]ur long national nightmare
is over," he proclaimed on becoming the 38th President:
"Our Constitution works. Our great Republic is a government
of laws and not of men."
Ford's commitment
to the restoration of public confidence and professionalism
in government was no more evident than in the Department
of Justice (DOJ), notably with the appointment of Edward
Levi as Attorney General. His determination and virtually
complete reliance on Levi, more than any other factor,
accounts for his final choice in filling the vacancy
on the Court.
"[N]owhere
did Watergate leave more lasting scars than at the Department
of Justice," Ford recalls. "In less than three years,
it had had three Attorneys General--Richard Kleindienst,
Elliot Richardson and William Saxbe."[18] Watergate
"had a devastating impact on the record and morale of
the Department of Justice. Allegations of partisan politics
were rampant. Relations with Congress were at a low
ebb. The Federal Bureau of Investigation had gone through
a disturbing era. United States intelligence and counterintelligence
activities were being seriously challenged by Congress,
the news media, and the public."[19]
Ford
needed to make his own imprint on the Justice Department.
Still, he did not initially dismiss William Saxbe who
became Attorney General in January, 1974, during the
Watergate crisis. Less than a year later, however, Ford
offered Saxbe the Ambassadorship to India after hearing
he wanted the assignment. This enabled Ford to distinguish
his Administration's approach to judicial selection
and legal policy.
Indicative
of Ford's commitment to restoring public confidence
in government was his judgment that the "new Attorney
General..,. had to be someone of unquestioned integrity
and impeccable legal abilities and background and ought
to come from outside the traditional political arena."[20]
Nixon had "heavily politicized" the department and Ford
was concerned that Presidents typically chose their
closest advisors or campaign managers for the government's
highest legal post. He wanted "someone nonpolitical."[21]
His chief of staff, Donald Rumsfeld, and Buchen agreed.
Ford "needed an Attorney General who would be different,
someone highly respected in the legal profession and
uninhibited by partisanship."[22] Rumsfeld suggested
Levi, who was president of the University of Chicago
and former dean of its law school. When Ford met him
on December 5, 1974, he was impressed and immediately
offered the position of Attorney General.
No less
important, Ford delegated and relied on the judgment
of his new Attorney General. "One of the most critically
important responsibilities" assigned him, Ford recalls,
was "to assist in choosing a nominee to the United States
Supreme Court."[23] But, there was more to their relationship
and, again, it reflects a shared commitment to professionalism
in government.
Levi
brought in his own team and set the tone in the department.
Harold Tyler, a federal district court judge, was persuaded
to serve as Deputy Attorney General. To head the civil
division, Levi recruited the dean of Brigham Young University
Law School, Rex Lee, who later served as Ronald Reagan's
Solicitor General. For the criminal division, Levi elevated
a respected United States attorney, Richard L. Thornburgh,
who was brought back as Attorney General at the end
of Reagan's second term and continued on during George
Bush's administration.
Professional
considerations governed Levi's view of federal judgeships
as well. Like other Presidents, Ford delegated primary
responsibility for filling vacancies in the lower federal
courts to his Attorney General.[24] Initially, Levi
personally handled these nominations. But, he soon found
he was too busy with other matters and that most were
routine. Thereafter, the task was assigned to Deputy
Attorney General Tyler, who was assisted by two career
attorneys. Tyler worked to rebuild relations with the
ABA, which were badly damaged during the Nixon years.
He had a "virtually free hand" and conferred with Levi
only after conducting his own investigation of potential
nominees.[25]
Notably,
except for the Supreme Court appointment, Levi and Tyler
had few dealings with White House staff in recommending
nominees for the 66 lower court judgeships filled by
Ford. They enjoyed a degree of independence and freedom
from White House intervention and supervision that contrasts
sharply with the operation of other Administrations.[26]
Rather than imposing ideological considerations or its
own legal-policy goals, Ford's DOJ sought high-caliber
nominees and cooperation from the Senate in securing
their confirmation.
The process
and goals of selecting federal judges during Ford's
Presidency, to be sure, failed to infuse a sharp conservative
judicial philosophy into the federal bench. In the words
of Stephen Markman, the Assistant Attorney General in
charge of judicial recruitment during President Ronald
Reagan's second term: "the Ford Administration did not
make significant changes" and "the weakness of the Ford
Administration may be seen in the statistic that a record
21 percent of its district court appointments went to
members of the opposing party."[27]
Yet,
such criticism reflects both how the priorities of Administrations
differ and the political circumstances constraining
each Presidency. All Presidents give more or less weight
to three factors in their judicial selection: (1) the
professionalism, or legal experience and reputation,
of potential nominees; (2) rewarding their long-time
supporters and party-faithful; and (3) pursuing their
ideological or policy agenda through judicial appointments.
Unlike some other Presidents, Ford placed a premium
on the professional qualifications of nominees, to the
exclusion of ideological considerations and occasionally
even partisan politics. Like Eisenhower, Ford also delegated
major responsibility to his Attorney General, who in
turn worked with the ABA in evaluating potential nominees'
professional qualifications.
The
decision to consult with the ABA on filling Douglas's
seat was itself politically symbolic; it signified that
the professional considerations would be taken seriously.
Nixon put an end to the practice of consulting with
the ABA on nominees for the Court in 1971. The ABA's
Standing Committee on Federal Judiciary had screened
prospective nominees for the Court since Eisenhower's
selection of Justice William J. Brennan, Jr. in 1956,
rating them as "qualified" or "unqualified." But, Senate
criticism and rejection of the nominations of Haynsworth
and Carswell--who the ABA ranked as "highly qualified"
and "qualified," respectively--infuriated Nixon and
prompted the ABA to change its system of rating nominees.
(Supreme Court nominees are now rated "well qualified,"
"qualified," or "not qualified.") After another round
of unfavorable press over possible candidates for the
seats of retired Justices John Harlan and Hugo Black
in 1971, Attorney General John Mitchell refused to submit
any further names to the ABA. The committee was left
on its own in investigating Nixon's last two appointees,
Justices Lewis F. Powell and William H. Rehnquist.
With
Ford's appointee to the Court, the ABA re-established
its informal role in evaluating candidates before the
President's final selection. Whatever the merits of
the ABA's rankings, they serve to legitimate the professional
competence of nominees.[28] And the renewal of the ABA's
role underscored Ford's concern with restoring professionalism
and public confidence in government.
Admittedly,
even if Ford wanted to make an ideological appointment,
he was in a poor position to do so. As an "accidental
President," he had no pretense of claiming an electoral
mandate and faced Democratic majorities in Congress.
With the prospect of running for election in 1976, he
faced competing interests within the White House and
the watchful eye of Democratic Senators, who considered
Douglas's seat crucial to the Court's future direction.
Neither
Ford nor Levi entertained making an ideological appointment,
however. Ford was a moderate or "traditional" conservative,
believing in judicial self restraint. "The Court," in
Ford's view, "should not be benign nor a legislative
court, but in between those extremes... moderate in
between those lines."[29] "Under Chief Justice Warren,"
he felt, "the Court had begun legislating by judicial
decree instead of simply interpreting the law."[30]
Still, Ford was not inclined toward naming hard-line
conservatives.
Before Douglas's
resignation, Ford told Levi and Buchen that his top
priority in selecting a candidate for the Court was
"competency" and "previous court experience." Next,
the nominee's "[p]ersonal integrity" and "history of
independent thought." Legal and judicial experience
ranked higher than legislative and political experience,
which stood above (and virtually eliminated those with
only) academic records as law professors. A final consideration
was age; any nominee "should be 50 plus or minus."[31]
Lobbying
and Cross-cutting Pressures
As other
Presidents, Ford faced conflicting pressures from within
and without the White House. Differences between holdovers
from the Nixon era and Ford's appointees were evident.
As Richard Cheney, who served in Nixon's first term
and returned to his Administration before becoming an
assistant to Ford, observed:[32]
The worst
conflicts in terms of personal relationships were inside
the White House. There is no question about it. We had
conflicts between the old Nixon carry-overs, and the
new Ford staffers. The Nixon hands who were there when
President Ford arrived knew how the White House ought
to operate. Most of them were absolutely first-rate
people untainted by Watergate in any shape or form.
The old Ford people had been with President Ford either
when he was a congressman on the Hill or since he joined
the administration as vice president.
When
the vacancy on the Court opened, Ford's Presidency split
three ways over the appointment of (1) a woman, (2)
a hard-line conservative, or (3) a moderate, politically
non-controversial lower court judge. In addition, some
30 Congressmen wrote the President about their preferred
candidates, as did representatives of special-interest
groups, Republican lawyers, judges, and other individuals
interested in promoting their own candidacy.[33]
White
House staff quickly compiled a list of possible nominees.
Among the appellate court judges later given consideration
were Third Circuit Court of Appeals Judge Arlin Adams,
endorsed by Senator Hugh Scott and others, along with
seventh circuit Judge Philip Tone. Others mentioned,
but not given more consideration, included: Judge Charles
Clark of the fifth circuit, who was recommended by Senator
James 0. Eastland. Senator Strom Thurmond suggested
federal district court judges Robert Chapman and Charles
E. Simmons, along with Judge Emery Widener of the fourth
circuit. The Alabama Bar Association put up the name
of Judge Frank M. Johnson, Jr., who James E. "Jimmy"
Carter elevated to the appellate bench. Ninth Circuit
Court of Appeals Judge Alfred Goodwin was supported
by Senator Mark 0. Hatfield, while Representative John
Byrnes drew attention to eighth circuit Judge Smith
Henley. Roger Blough mentioned Judge Irving R. Kaufman
of the Second Circuit Court of Appeals.
The
prominent attorneys included former Solicitor General
Robert H. Bork; presidential counselor Philip Buchen;
former Nixon legal counsel Leonard Garment; and Attorney
General Levi. In addition, Deputy Attorney General Tyler
was mentioned, along with Caspar Weinberger and Congressman
Charles Wiggins. The National Women's Political Caucus
and Pat Lindh proposed a rather diverse group of women
attorneys: Bella Abzug, Yvonne B. Burke, Martha Griffiths,
Margaret Heckler, Carla Hills, Elizabeth Holtzman, Barbara
Jordon, Patsy Mink, Betty Southard Murphy, and Pat Schroeder.[34]
Ford confronted
the most direct pressure for nominating a woman from
his wife, Betty, who publicly favored Housing and Urban
Development (HUD) Secretary Carla Hills.[35] Jill Ruckelshaus,
the presiding officer of the National Commission on
the Observance of International Women's Year,[36] Audrey
Rowe, chair of the National Women's Political Caucus,
and the National Federation of Business and Professional
Women's Clubs strongly urged naming a woman.[37]
Within
the Administration, Pat Lindh compiled the resumes of
several women judges and law professors.
Among the top were D.C. Superior Court Judges Sylvia
Bacon and Margaret Haywood; D.C. Court of Appeals Judge
Julia Cooper; Ninth Circuit Court of Appeals Judge Shirley
Hufstedler; federal district judge Cornelia Kennedy;
and Susie Sharp of the Supreme Court of North Carolina.
Several law professors, Ruth Bader Ginsberg, Herma Hill
Kay and Dorothy Nelson, were on Lindh's list as well
as that of the National Women's Political Caucus. Other
judges included Norma Holloway Johnson, Florence Kelley,
Elizabeth Kovachevich, Constance Baker Motley, and Sandra
Day O'Connor (who Reagan appointed to the Court in 1981),
along with professors Soia Mentschifoff, Ellen Peters,
Harriet Rabb, and Jean Kettleson.
Some
women rumored to be in consideration invited rebellion
within the Republican Party. The GOP Steering Committee
strongly opposed Hufstedler, among others. For the committee,
Senator James A. McClure wrote Ford about Hufstedler:[38]
Her opinions
from the bench lead us to believe that she is precisely
the kind of judicial activist which has characterized
recent difficulties with judicial decisions. We believe
her appointment would tilt the Court away from the prudent
direction it has been taking under the Chief Justiceship
of Warren Burger.
Attached
to McClure's letter were the names of "eight persons
whose records would indicate the kind of judicial and
judicious temperament [sic] which we believe important
to balance the Supreme Court." At the top was Robert
H. Bork.
A wing
of the White House staff held out hope for a woman's
nomination even though, within days of Douglas's resignation,
Levi circulated a list of the candidates under consideration.
It included no women. In a "Memorandum For The President,"
Lindh pointed out that "two or three of the candidates
on the Attorney General's list are opposed to the Equal
Rights Amendment, which really puts us in double jeopardy."
She reminded Ford of his "many statements concerning
the status of women in our society," before imploring
that "all else being equal, your nomination of a properly
qualified woman for the Supreme Court would be appropriate
and just."[39] Appointment of a woman, others argued,
might also help Ford in his bid for the 1976 presidential
election. In retrospect, Ford agrees, "a woman might
have helped, but who can say.[40]
Notwithstanding
the publicity and efforts of some White House staffers,
no woman appeared seriously in the running. This is
so despite Ford's recalling that he told Levi to "[s]urvey
the field and [not] exclude women from your list,"[41]
as well as the names of two women--Judge Kennedy and
HUD Secretary Hills--at the bottom of Ford's "short
working list" of potential nominees.[42]
Another
faction within the Presidency and the Republican Party
pressed for "a more ideological appointment."[43] For
one, presidential advisor and former head of the American
Enterprise Institute (AEI), William Baroody, Jr., advised
naming Robert Bork, a leading conservative scholar,
AEI associate, and former Yale law school professor.[44]
"He is young and is a strict Constructionist and," wrote
Arizona's Senator Barry Goldwater in a letter to the
President, "would give continuity to the kind of Court
that you want for at least twenty-five years."[45]
Bork
would have proven as (maybe more) controversial as he
was in 1987, when his nomination by Reagan went down
in the Senate by the widest margin (58 to 42) of any
Supreme Court nominee.[46] In 1975, he was identified
with the disgraced Nixon Administration more than with
the advocacy of a 'jurisprudence of original intention."
Barely two years earlier, Archibald Cox, the special
prosecutor assigned to investigate the Watergate break-in
and cover-up, had asked Nixon to turn over White House
tapes. The President refused but eventually offered
to provide summaries of relevant conversations. When
Cox found the deal unacceptable, Nixon ordered Attorney
General Elliot Richardson to fire him. Instead, Richardson
resigned. So did the Deputy Attorney General, William
Ruckelshaus. Finally, Solicitor General Bork became
Acting Attorney General, and he fired Cox. The "Saturday
Night Massacre" unleashed a wave of public anger that
within days forced Nixon to relinquish some of the incriminating
tapes.
Bork's
confirmation would probably have been defeated and a
bitter battle further hurt Ford's chances in the 1976
election. The Democratic-controlled Senate was concerned
about any nominee following Nixon's appointments. With
four Nixon appointees, Douglas's seat was considered
"pivotal;" his successor certain to tip the balance
on the Court in more conservative directions. Massachusetts'
Democratic Senator Edward Kennedy held subcommittee
hearings on the need for "balance" on the Court, and
pushed for a Senate Judiciary Committee "advice and
consent" procedure before Ford named his nominee. Max
Friedersdorf, a legislative liaison, alerted the President.
Nebraska's Senator Roman Hruska and other Republicans
finally blocked Kennedy's efforts on November 21.[47]
This underscored for Ford the importance of quickly
naming his nominee (before opposition gathered momentum)
and steering clear of anyone controversial.
Even
if a confirmation fight over Bork could have been won,
Ford was not predisposed towards naming him. As a moderate
Republican, Ford did not "view the philosophical grounding
of [judicial] candidates to be as important" as would
those in the Reagan Administration.[48] His dedication
to restoring the Presidency's reputation bode ill for
a candidate who would revive the Watergate controversy.
In short Bork's reputation and record did not match
that of others already on the federal bench or Ford's
priorities, and his political liabilities would dearly
cost Ford the Presidency.
From
the outset, Ford was determined to name a respected
moderately conservative jurist in order to avoid the
kind of political conflict that ensnarled Nixon's two
ill-fated nominees. That view was shared by Levi and
others in the Administration, at least those not bent
on making a politically symbolic statement through the
appointment of either a woman or a hard-line conservative.
Roger Blough, for one, advised naming "an individual
with a middle of the road" philosophy rather than "a
more conservative one" on the ground "that if the Court
was perceived as being unduly conservative then respect
for it as an institution would be diminished."[49] Besides,
Ford could claim no electoral mandate for changing the
Court.
John
Hart Ely, unwittingly, represented those in the Administration
who thought the appointment should go to a moderate
conservative. Ely, who clerked for Chief Justice Earl
Warren and was serving as general counsel in the Office
of the Secretary of Transportation, cautioned in a letter
to the President that,
The appointment
of an extreme conservative to Justice Douglas' seat
would throw the Court rather seriously out of ideological
balance. The Court's importance in our society has been
attributable in large measure to its position as an
instrument of continuity--a position that would be jeopardized
by the appointment of an extreme conservative to the
Douglas seat--and also to the fact that although it
has never had significant independent power has nonetheless
kept at least the pressure of persuasion on the political
branches respecting such values as racial equality and
free expression.. . - Moreover, a little arithmetic
will demonstrate that such an appointment would effectively
eliminate the Supreme Court as a meaningful independent
force for civil liberties for quite a long time to come.
Nixon,
he added, "did do great harm to two of the three branches
of government. The obvious harm was to the office of
the Presidency, harm you have understood and done so
much to repair. But harm was done to the Supreme Court
as well, by making it a campaign issue and engaging
in an openly, even cynically political selection process."
He concluded with a statement capturing rather well
the position taken by Ford and others that,
the process
of selection be one that is structured--and, at least
as important, that it be perceived by the public--as
not primarily political, that it be understood as different
from the way one picks a running mate (or even the General
Counsel of a cabinet department). Should the Court overtime
come to be viewed as just an other political branch,
America will have lost, and irretrievably lost, something
that is entirely unique and extremely valuable.[50]
There
were thus conflicting views and crosscutting pressures
focusing on Ford's selection for the Court. Others outside
the Administration sought influence as well. For instance,
widely-respected appellate court Judge Henry J. Friendly
wrote the President urging Levi's nomination.[51]
Levi,
it bears noting, was not without his supporters. Illinois
Senator Charles Percy initially proposed his appointment
in a telephone conversation with Ford on November 14.[52]
That day Chicago's Mayor Richard Daley also left
word at the White House that he endorsed him.[53] Before
the vacancy occurred, however, Levi and the President
agreed it would appear improper for Ford to name his
Attorney General to the Court, in light of the circumstances
of their holding office. When Douglas resigned, Levi
also told Ford that it would be unwise to nominate anyone
from within his Administration.[54] Their efforts to
restore confidence in government would also have probably
been undercut.
Nor
was Judge Friendly alone in suggesting possible nominees.[55]
Justice Lewis F. Powell mentioned to Levi and others
the possibility of Phil C. Neal, a former dean of the
University of Chicago Law School.
Two days
before Douglas notified the President of his retirement,
Chief Justice Burger also wrote Ford a letter, hand-delivered
to the White House by Mark Cannon, the Administrative
Assistant to the Chief Justice. "Against the possibility
that a vacancy may occur on the Court," Burger suggested
"certain factors that deserve consideration."[56]
- Rarely
have the geographical factors been as neutral as at
the present. As you know, the two youngest Justices
are from the West (White and Rehnquist); there are
three from the Midwest (Burger, Stewart, Blackmun);
one from a border state, Maryland (Marshall); one
from the Northeast (Brennan); and one from the South
(Powell).
(2) The
average age of the nine Justices is now 65 years.
(3) For
more than ten months past we have been functionally
only a Court of eight, and this has placed us under
substantial handicaps.
(4) Since
I took office in June 1969, the Court has been functionally
eight Justices for more than two years.
(5) All
indications are that our work will continue to increase
both in the volume and in the complexity and novelty
of issues; a number of crucial cases have been set for
reargument due to the absence of Justice Douglas last
year. To resolve them with a Court of eight Justices
is highly undesirable, for many reasons.
Burger
impressed on Ford that certain considerations go into
making his selection: "(a) It must be a nominee of such
known and obvious professional quality, experience and
integrity that valid opposition will not be possible.
(b) Given the present difficult condition of the Court's
work--a condition that has prevailed for more than 10
months--a nomination should be made ....... before rival
candidacies develop that could engender divisiveness
and delay confirmation. We need nine Justices without
delay," he emphasized, adding,
A nominee
with substantial judicial experience would have several
marked advantages; the adjustment to the work of the
Court would be expedited because of familiarity with
the enormous amount of "new law" in recent decades;
insulation from controversy and partisanship by reason
of judicial service is also likely an advantage (as
it was to Justice Blackmun and me). This does not rule
out a non-judge but it emphasizes that a general practitioner,
no matter of what legal capacity, has very likely had
little occasion to keep up with the great volume and
complexity in the evolution in criminal law and public
law matters that now compose the bulk of the Court's
work.
Concluding,
the Chief Justice reiterated that timing was "a critical
factor" and the nominee's age "crucial." While declining
to propose particular candidates, Burger offered "to
pursue these points in more depth with you."[57]
Delegation
and Dedication to Professionalism
In the
16 days following Douglas's resignation to the announcement
of his successor (from November 12 to 28), press reports
reinforced the perceived split within Ford's Presidency
over appointing a woman, or a hard-line or moderate
conservative. But, the politics and infighting among
White House staff had no impact on the actual selection
process. During this period Levi quietly and independently
pursued his investigation of the principal candidates.
Soon after
becoming Attorney General, Levi was asked by Ford to
think about possible candidates for the Court. And two
days before Douglas announced his retirement, Levi sent
the President a list of those he thought "worthy of
consideration," along with brief appraisals of their
qualifications.
Levi's
list was the basis of discussion with Ford on the afternoon
of November 12. Notably, only six of the 18 also appeared
on the list compiled by Cheney from White House staff
and others seeking to influence the Administration.
None were women, as earlier noted. Those mentioned by
both Levi and Cheney were Judges Arlin M. Adams, Alfred
T. Goodwin, and William H. Webster; Bork; Congressman
Charles E. Wiggins; and Senator Robert P. Griffin. Levi
suggested other appellate judges, Paul H. Roney, John
Paul Stevens, J. Clifford Wallace, and Malcolm Wilkey.
Also listed were several leading academic and practicing
lawyers: Philip Areeda, a former counsel to President
Nixon; Bennett Boskey, a respected Washington, D.C.
lawyer; Philip Kurland, a conservative University of
Chicago Law School professor, who had clerked for Justice
Felix Frankfurter; Vincent Lee McKusick and James H.
Wilson, Jr., two prominent attorneys, respectively,
in Maine and Georgia; Dallin H. Oaks, a former University
of Chicago professor and president of Brigham Young
University; and Antonin Scalia, who was Assistant Attorney
General for the Office of Legal Counsel and later returned
with Levi to the University of Chicago, before Reagan
named him to the appellate bench in 1982 and to the
Court in 1986.[58]
Since
Ford was interested in a nominee in his fifties, rather
than someone older and less likely to remain on the
Court for long, Levi indicated some outstanding judges,
such as Edward Gignoux (age 59) and Carl McGowan
(age 64), were excluded.
Attached
to Levi's memorandum were short biographies of those
he deemed merited serious consideration: Adams, Bork,
Goodwin, McKusick, Oaks, Roney, Stevens, Wallace, and
Webster. He merely gave the legal backgrounds of Oaks,
McKusick, Goodwin, and Roney without indicating his
view of their qualifications. Webster, he noted, "has
proven to be a very competent judge--energetic, careful,
and intelligent." Similarly, Levi thought, "Judge Wallace
is an able, intelligent judge and is markedly conservative,
especially in criminal law matters." He had somewhat
more to say about the remaining three, Adams, Bork and
Stevens.
Levi
commented least about Bork, who graduated from the University
of Chicago Law School, before entering private practice
and later teaching antitrust law at Yale Law School.
Bork "was generally known in the profession as one of
the foremost conservative critics of the prevalent interpretation
and enforcement of the antitrust laws." But his stands
on matters of constitutional law were "less well known,
except for his prominent role, in the first term of
President Nixon's administration, as one of the draftsmen
and proponents of legislation" to eliminate "busing
as a judicial remedy for segregated schools." As Solicitor
General, Bork enjoyed "the highest reputation" for his
"ability and integrity." Missing from Levi's discussion
was Bork's well-known role in the Saturday Night Massacre.
"If Mr. Bork was appointed to the Court," he concluded,
"there would be little doubt of his intellectual capacity
for the work. There would be equally little doubt that,
on the Court, Mr. Bork would provide strong reinforcement
to the Court's most conservative wing."[59]
Judges Adams
and Stevens received more attention and praise. Since
Adams' appointment to the third circuit bench in 1969,
Levi found he had
proven
himself an able, highly energetic judge, generally conservative
in judicial philosophy. His positions on substantive
constitutional issues are generally conservative. His
opinions demonstrate considerable energy, broad scope
of interest and an underlying judicial philosophy, which
includes a concern with limiting the role of the federal
courts and of clarifying and to some extent limiting
the right of standing to sue."
But, Levi
ended with mixed praise:
His opinions
have considerable flair and reach, which gives them
interest and can suggest an influential member of the
Court, but revealing a certain weakness, not so much
in analytical skillwhich he has--but in being
willing to sometimes by-pass or go beyond the most careful
analysis.[60]
Levi reserved
his highest praise for Stevens. They, of course, knew
each other from Chicago and the University of Chicago.
Stevens was younger (born on April 20, 1920), but, as
Levi, he grew up in a family in the Hyde Park community
near the university; his father, an affluent businessman,
had passed the Illinois bar but never practiced law.
They were not, however, childhood friends, as were Nixon-appointees
Warren Burger and Harry Blackmun. Instead, their relationship
developed from professional interests and social contacts
in the Chicago bar association.
As an
undergraduate at the University of Chicago, Stevens
majored in English, made Phi Beta Kappa, and planned
"to be an English teacher." World War II intervened
and, after graduating, he enlisted in the Navy in 1942,
serving in the Pacific until 1945. Towards the end of
the war, his older brother, a lawyer, wrote him "at
great length about some of the psychological rewards
of practicing law;" it "had a real impact on [his] thinking."
Pro bono work did not interest him, rather "the challenges
and opportunities to make some kind of contribution
to what goes on in the world." In addition, he frankly
wanted to take advantage of GI Bill of Rights and government
loans to pursue his studies.[61]
After
the war, Stevens entered Northwestern University Law
School in an accelerated two-year program. There, he
enjoyed the "competitive aspect" of law school, especially
the fact that "at the time there were class ranks. It
was kind of a challenge to do as well as you could in
law school." He graduated first in his class in 1947,
and then had the chance to go to the Supreme Court as
a law clerk.
Stevens's
clerkship was a lucky coincidence as much as a reflection
of his abilities. As it happened, in the summer of 1947
Congress passed a statute authorizing each Justice to
hire a second law clerk. Justice Wiley Rutledge contacted
Professors Willard Wirtz and Willard H. Pedrick at Northwestern
about graduates who might serve as clerks. And, Stevens
recalls, he then went to the Court on the flip of a
coin:
They
urged him to take a Northwestern graduate and they also
urged the Chief Justice [Fred Vinson, who made a practice
of taking Northwestern graduates as his clerks] to take
one [the following year]. There were two of us who were
substantially equally well qualified, they thought,
and they proposed that we flip a coin for the position.
And I won the flip so that I got the first choice which
was to go that year with Justice Rutledge, and the next
year Art Sedar went with the Chief Justice because he
lost the flip and had to wait a year.
During his
clerkship, Stevens came to greatly admire Rutledge,
a liberal jurist and F.D.R.'s last appointee to the
Court. Rutledge's judgment impressed him, whereas Justice
Felix Frankfurter though "brilliant" appeared "too technical"
in deciding cases. He also remembers hearing Thurgood
Marshall argue cases for the National Association for
the Advancement of Colored People (NAACP) before the
Court, and reading memos written by Byron White, who
clerked a year earlier for Chief Justice Fred Vinson
(and who Stevens had met in the Pacific). Stevens, though,
"never really" thought he would eventually return to
the Court. He "had no political ambitions or objectives
and," he explains, "didn't think in terms of getting
into the kind of political activity that normally precedes
going on the bench."[62]
After
clerking at the Court, Stevens returned to Chicago and
entered private legal practice, specializing in antitrust
and commercial law litigation. He joined the firm of
Poppenhausen, Johnston, Thompson and Raymond in 1948.
Three years later, he left to serve as Associate Counsel
to the Subcommittee on the Study of Monopoly Power of
the House Committee on the Judiciary. He then returned
to his Chicago firm for six months, before leaving to
form another firm, Rothschild, Stevens, and Barry.
Besides
his legal practice, Stevens taught part time, first
at Northwestern University Law School (in 1952-1953)
and then at the University of Chicago Law School (in
1954-1956). At Chicago, Dean Levi asked him to co-teach
his antitrust course with Aaron Director, an economist
who had a major influence on Bork's work on antitrust.[63]
Stevens wrote a number of antitrust articles as well
as served as a member of Attorney General Herbert Brownell's
National Committee to Study the Antitrust Laws in 1953-1955.
He continued practicing law until Nixon, at the suggestion
of Senator Percy, appointed him to the Seventh Circuit
Court of Appeals in 1970.
Stevens'
five years on the appellate bench was the focus of Levi's
report. In Levi's words:[64]
Judge
Stevens has proved a judge of the first rank; highly
intelligent, careful and energetic. He is generally
a moderate conservative in his approach to judicial
problems, and in cases involving the attempted expansion
of constitutional rights and remedies. He has shown
particular ability in antitrust and other matters of
federal economic regulation and would add strength to
the Court in this area. Overall he is a superb, careful
craftsman. His opinions lack the verve and scope of
Judge Adams' but are more to the point and reflect more
discipline and self restraint.
Subsequently,
during Stevens' confirmation hearings, Levi offered
more lavish praise, characterizing the judge's appellate
court opinions as "gems of perfection" and a "joy to
read."[65]
Based on
Levi's report and November 12 meeting with Ford, an
initial cut in the pool of candidates was made. This
enabled Levi to immediately ask the Federal Bureau of
Investigation (FBI) and the ABA to begin examining the
backgrounds of their top candidates. By 6:00 that evening,
Levi had requested Lawrence Walsh to have the ABA Standing
Committee on Federal Judiciary begin its preliminary
investigations of the backgrounds of the eleven on Levi's
short list: Adams, Bork, Goodwin, Griffin, McKusick,
Oaks, Roney, Stevens, Wallace, Webster and Wiggins.
Levi
also asked that the ABA report back with its "informal"
evaluation of each within five days.[66] In the meantime,
he further studied "the decisions of the judges, read
the writing of the academicians, and analyze[d] the
performance of those in private practice."[67]
Under
the auspices of the ABA, Levi received help from leading
law professors in evaluating the opinions of appellate
court judges being seriously considered. Harvard Law
School Professor Lawrence Tribe and five other faculty
members, for example, analyzed the 200 opinions Stevens
had written on the appellate bench.[68]
Old Friends
and Political Ambitions
While
Levi carried the ball in evaluating the top candidates'
qualifications, Ford confronted the lobbying efforts
of White House staff and others. In particular, Ford
had to deal with an old friend, home state Republican
Senator Robert Griffin. Nor was the Senator without
his backers. Michigan's Governor William G. Milliken,
among others, telephoned the President to endorse his
nomination and underscore that the Senator "wants" the
appointment.[69]
Presidents
have often appointed their political associates and
friends to the Court. But, the circumstances of Ford's
Presidency virtually precluded Griffin from being seriously
considered. His nomination would ring of "cronyism"[70]--a
charge Republicans had leveled against Lyndon Johnson
and Justice Fortas. Besides, Ford was devoted to restoring
confidence in government and preferred elevating a sitting
appellate court judge with an established judicial record.
Ford
thus had to handle Griffin, who relentlessly pursued
the nomination. After several chats with Ford and four
days before the nomination would be publicly known,
Griffin remained insistent, sending the President a
Washington Star article entitled "Will the Court
swing into Retrogression?" It noted that "half of the
100 men who have so far served have not had previous
judicial experience," including Justices Hughes, Brandeis,
Black, Frankfurter and Warren (whose names Griffin underlined).
In his files, Cheney noted Griffin "would have been
an excellent choice for the Court. However, Bob Griffin
is an able and important leader in the Senate, and I
think he is performing a very valuable service there."[71]
This, though, was a rationalization for a friend and
posterity.
The President
and his advisors tried dissuading Griffin by pointing
up a technical obstacle. Article I, Section 6, clause
2, disqualifies any member of Congress for appointment
to an office in the federal government for which the
Congressman voted to create or increase the salary thereof
during the term for which the Congressman was elected.
Griffin had voted for a 5 percent salary increase
for all federal employees, including federal judges,
and thus might be considered constitutionally disqualified
for an appointment to the Court.[72]
Rather
than being deterred, Griffin was determined to find
a way around this barrier. Within days of Douglas's
resignation, he had sent the White House proposed language
for legislation that might eliminate this obstacle.
It provided:[73]
Notwithstanding
any other provision of law, if a Member of Congress
resigns to accept appointment to any other civil office
under the authority of the United States, the compensation
and emoluments available during the remainder of the
time for which he was elected shall not exceed the level
of compensation and emoluments which would have been
available for service in such office at the beginning
of the time for which he was elected.
Although
nothing came of the proposal, Griffin continued his
campaign for the Court. As the President was reaching
his final decision on Sunday, November 23, Griffin telephoned
him twice.[74] By this time Levi had already made his
"final recommendation," Ford recalls, "that I nominate
one of two outstanding federal judges, whose major opinions
he sent to me for my own analysis. I took this material
to Camp David for the weekend, and on my return, we
had our final Oval Office review."[75] But, Ford's conversations
with Griffin that weekend were apparently unconvincing,
or the Senator was simply unwilling to accept fate.
On November24,
Griffin wrote Ford, again, explaining why the Article
I restriction should not apply to him. This time revealing
frustration, he pointed out that a strict construction
of that constitutional provision would forbid "a President
[from appointing] a Member of Congress to fill the
office of the Vice President [as Nixon had done
with Ford] under the Twenty-fifth Amendment if Congress
happened to have increased the salary of the Vice President
during the term for which the particular Congressman
or Senator was elected."[76]
"A Close
Call"
During
the weekend of November22 and 23 at Camp David, Ford
basically settled on naming either Judge Adams or Stevens.
"It was a close call," he remembers, "for both were
superb jurists."[77] Both received the ABA's highest
rating. Ford further discussed his choice with Levi
and Buchen on Saturday. He asked for information about
some of their views, in particular Stevens' opinions
on the environment, which Buchen analyzed in a memorandum.[78]
Buchen also told Ford that "an older senior federal
district judge [felt] that Stevens might be soft on
crime cases." But he discounted that, noting Stevens'
opinions did "not substantiate this." The FBI and ABA
reports on "Webster, Clark and Wallace" were still forthcoming,
though Ford was already focusing on Adams and Stevens.[79]
Ford still
had not met his nominee, however. That was arranged
for Monday, before Thanksgiving, at a White House dinner
for federal judges. There, Ford and Stevens casually
chatted. After dinner, the President conferred privately
with Chief Justice Burger and Levi.[80]
By the
Monday dinner, Stevens knew he was "~ the running."
His first indication came a week earlier. "First of
all," he says,
shortly
after Justice Douglas resigned, Bob Specher, who [was]
a judge on the seventh circuit called me up, when I
walked in the office one morning and said he'd received
a call from the ABA committee on judicial candidates
inquiring about me. He inferred that I was being considered
for the appointment. That was the first word I had,
and then there were newspaper stories that indicated
there were a certain number of people on a list that
were seriously being considered.
Four or
five days later, the FBI called and told him that he
was "the subject of an investigation and that
gave [him] some notice that there was this possibility.
But," he emphasizes, "others were also investigated
so it was by no means certain."[81]
When
arriving at his decision, Ford ranked in order those
considered for the nomination.[82] His final choice
was made from three Nixon-appointed appellate judges,
Adams, Stevens and Tone. Attorney McKusick ranked in
this group as well, but lacked judicial experience.
Next to these was a second group rated in fourth, fifth
and sixth place--respectively, Bork and Judges Goodwin
and Webster. Here, Judges Wiley and Clark were also
counted. A third, distant group included Griffin and
Congressman Wiggins. Ford placed the two women on his
list, Judge Kennedy and HUD Secretary Hills, in this
category as well. Oaks and Judge Roney were "X-out"
due to speculation about troubles winning confirmation.
Those remaining had been eliminated earlier and never
fully investigated: Areeda, Boskey, Kurland, Scalia
and Wilson.
After
further conferring with Levi, Buchen, Senator Percy
and Senate Judiciary Committee Chairman Eastland, Ford
made a decision in keeping with his original determination
to select a nominee based on professional considerations
and restore confidence in government.
At 12:21
on the day after Thanksgiving, Ford phoned Stevens from
the Oval Office.[83] Stevens remembers he was "in his
office in Chicago."[84]
And my
two law clerks were with me. My secretary was not. It
was a kind of semi-holiday. We were trying to finish
an opinion. The phone rang and I asked Sharon Baldwin
to answer the phone for me and she picked it up, and
I can still remember her holding the phone. She said,
I think you're going to want to take this call. She
handed the telephone to me and it was President Ford.
And he told me what he proposed to do, and said before
he announced it publicly he wanted to be sure that I
would accept the position. It took me about two seconds
to say he didn't have to worry about that.
Following
their ten-minute conversation, Ford called Senators
Eastland, Griffin and Hruska to tell them he would publicly
announce his nominee later that afternoon.
Nomination
and Confirmation
Immediately
after Ford announced Stevens' nomination at a press
conference, White House staff
began calling
members of Congress for their reactions. Not surprisingly,
reactions were mixed. Senator Percy, who knew Stevens
well, said he was "an exceptional jurist." But, Stevens
was unknown to many others. "Who," responded Massachusetts'
Representative Tip O'Neill, "I never heard of him--who
is he?" On reading Stevens' biography, he added, "Good
Luck."[85] Democrats were generally pleased or relieved
a hard-line conservative had not been picked. As Senator
Kennedy commented, 'Thank you. Good to learn that it
is a federal judge. They do not get enough recognition
and are well trained for the position." Other Democrats
and Republicans wondered whether "he [would] cause trouble
with the Reagan people?"[86] After asking "what happened
to the plans to name a woman, South Dakota Senator James
Abourezk rather bluntly put it, "Too bad for you guys
that Nancy Reagan isn't an attorney."[87]
Some women
and women's organizations were let down and angry. At
a meeting of the New York Women's Bar Association, Representative
Bella Abzug charged:[88]
Not only
did President Ford not designate a woman to the Supreme
Court vacancy, an action which is long overdue but it
appears that he has selected a man whose judicial record
indicates he does not favor expanded rights for women.
. . . His opinions consistently demonstrate a
narrow construction of the law and a belief in judicial
restraint.... Judge Stevens has exhibited an unwillingness
to involve the Federal Court in the enforcement of our
civil rights law.
A week after
the nomination, the National Women's Political Caucus
vowed to fight Stevens' confirmation.[89]
Nor
were hard-line conservatives enthusiastic. In a Chicago
Tribune article, "Two Cheers For President's Man
In Middle," columnist (and later staunch Reaganite)
Patrick Buchanan explained the "absence of enthusiasm
for the President's decision is roughly with the visible
sign of relief which has swept the nation's liberal
community, which feared that Gerald Ford would seek
out and nominate the most brilliant constitutional conservative
in America. Quite consciously, however, he did not."
Buchanan summed it up:[90]
Surely,
Judge Stevens will be a decided improvement upon the
judicial Jacobin he replaces, William Douglas, but what
will a judicial moderate do to bring an end to the disaster
the federal courts have made on America's public school
systems, from Denver to South Boston?
One,
then, is disappointed in the choice not because of what
it says about Judge Stevens, a man of ability and integrity,
but because of what it says about President Ford. He
had in his own administration, in the Solicitor General
[Bork], a constitutional conservative of brilliance,
scholarship, courage, and youth. But Robert Bork was
passed over, because as Newsweek wrote, "A controversial
nominee was the last thing Ford was after."
On the
first of December, Stevens' nomination was forwarded
to the Senate Judiciary Committee. At lunch that day,
Senator Percy introduced him to ten Senators.[91] Later,
that afternoon Stevens made a round of half-hour visits
with eight other Senators. This was not the usual practice
(until after Stevens' nomination). But as Senator Philip
Hart told the nominee, some Senators thought they may
have misjudged Haynsworth because they had not met him
before his confirmation hearings. Haynsworth had a slight
speech impediment which, during his testimony before
the judiciary committee, some mistook as a sign of duplicity.
Hence, Hart and others wanted to informally chat with
Stevens before his hearings.
The
Senators, recalls Stevens, were very cautious about
questioning him about controversial matters that might
come before him once on the Court. While not asking
Stevens his views on capital punishment at that time,
South Carolina's Senator Strom Thurmond impressed on
Stevens his own strong opposition to abolishing capital
punishment.[92] The next day, Stevens met privately
for the first time with Chief Justice Burger at lunch
in the Chief's chambers.[93] Afterwards he made courtesy
calls on twelve more Senators and met several others
the following morning.
A week
later, the Senate Judiciary Committee held three days
of hearings on Stevens' nomination. Levi and Illinois
Senators Percy and Adlai Stevenson enthusiastically
endorsed him. Warren Christopher, chairman of ABA Standing
Committee on Federal Judiciary, also praised the nominee's
qualifications. Based on its investigation, he reported,
the committee was
unanimously
of the opinion that Judge Stevens meets high standards
of professional competence, judicial temperament and
integrity, and that is our committee's highest evaluation.
To our committee this means that from the standpoint
of professional qualification Judge Stevens is one of
the best persons available for appointment to the Supreme
Court of the United States.[94]
While Stevens's
testimony on December 8 and 9 appeared amicable, his
hearings were not free of controversy. "Although it
may have seemed to outsiders that I sailed through the
confirmation process," he remembers, "it didn't seem
that way to me. It's more trying than it might appear
to be to the outsiders."[95]
The
only political opposition came from women's organizations--the
National Organization of Women (NOW) and the Women's
Legal Defense Fund. Testifying for NOW, Margaret Drachsler
claimed that Stevens was insensitive to women's rights
and misapplied the law in several sex discrimination
cases. In her view, he "lack[ed] impartiality, a requisite
for appointment to the Supreme Court."[96] Stevens stood
on his record, though. Admittedly, he did not look favorably
on the proposed Equal Rights Amendment to the Constitution.
"Other than its symbolic value," he was not sure it
would accomplish anything beyond that already available
under the equal protection clause of the Fourteenth
Amendment. "Women have not achieved full equality yet,
but are marching in that direction," he observed while
affirming his commitment to following precedent and
developing trends in the law. As to his standard for
applying the Fourteenth Amendment, he said it was "the
same when a man or woman claims discrimination: Would
he or she have fared better if he or she had been of
the opposite sex?"[97] The Judiciary Committee was persuaded
that "the cases cited as bases of opposition [to Stevens'
confirmation] reflect [his] commitment to precedent
and established procedures rather than any sexual bias."[98]
In addition,
three private citizens testified in opposition on December
10. Anthony R. Martin- Trigona from Chicago charged
that Stevens participated in a cover-up years earlier
when serving as counsel to a special commission investigating
members of the Illinois Supreme Court. But, Stevens
testified that it was "simply not true" and the charges
went uncorroborated. Rocco Ferran, testifying on behalf
of the Citizens for Legislative Reform, opposed confirming
another lawyer for the Court because experts from other
disciplines should be represented as well. And Robert
J. Smith of Michigan City, Indiana, in lengthy and rambling
testimony contended several of Stevens' appellate rulings
had cost him a livelihood.
On December
11, the Senate Judiciary Committee unanimously recommended
Stevens' confirmation by the full Senate. Less than
a week later, on December 17, after very brief discussion
the Senate voted 98-to-0 to confirm him. Justice Stevens
recalls "a sort of sense of disbelief" at returning
to the Court. It was "very strange that here I should
be sitting in the same Court where I had clerked a quarter
century before, watched Thurgood Marshall argue before
the bench, and read memos written by Byron White." Yet,
he also felt "there was a sort of sense of continuity
about the place, that the same names come back and forth."[99]
Conclusion
Justice
Stevens' appointment was as much a product of Ford's
"accidental Presidency" as the President's determined
professionalism in restoring public confidence in government.
Unyielding to the cross-cutting pressures within his
Presidency pushing for a more politically symbolic nomination--whether
of a woman or a well-known conservative--Ford adhered
to his vision of what the Court and the country needed.
And Stevens, as Ford puts it, "was the right man for
the times."[100]
Stevens'
opinions on the appellate bench struck Ford as "concise,
persuasive and legally sound."[101] Comparing them with
those written since being elevated to the Court reveals
an impressive coherence, consistency, and careful attention
to the facts in each case.[102] They also disclose a
judicial philosophy and self-perception bearing a remarkable
affinity with President Ford's conservativism--the conservativism
of a measured professional approach to decision making,
not that of sharp ideological commitment. When tackling
issues of public policy, as in filling the vacancy on
the Court, James M. Cannon, the director of Ford's Domestic
Council, recalls the President typically preferring
"the combination of a good memorandum and a firm discussion,
a civil and correct discussion. He treat[ed] issues]
more as if he were a judge. He listen[ed] to one argument
and the other argument, then he retire[d] into his office
and [made] a decision on it."[103] Regarding
himself as "the most conservative member of the Court,"
Justice Stevens emphasizes he "never had an agenda"
when explaining:[104]
that's because
I really try very hard to minimize the influence of
my own views and what's socially desirable in resolving
the issues in the case. And I sometimes conclude that
some of my colleagues are less inclined to do no more
than is necessary to decide the case. I just think that
the work of a judge is work that he does in response
to the problems that come to him. And I really don't
consider it part of a judge. A function to set out in
a pioneering fashion and make new law. You do it as
an incidental part of your work when you have to. But
you don't chart your course in that way.
Justice
Stevens' brand of judicial conservativism reflects well
on, and seems a fitting tribute to, his presidential
benefactor. And, unlike many Presidents who have been
disappointed by their nominees,[105] President Ford
is "proud of Justice Stevens' service on the Court."
The Justice, Ford says, has "lived up to his expectations
and been a forthright member of the bench."[106]
Acknowledgement: The
author is grateful for the assistance of Lisa Tobein
and William J. Stewart of the Gerald R. Ford Presidential
Library, and to Judge Harold Tyler for his comments.
Endnotes
- Letter,
October 28, 1928, Harlan Fiske Stone Papers, Box 24,
Library of Congress quoted and further discussed in
David M. OBrien, Storm Center: The Supreme Court
in American Politics (New York: North, 1986), at p.
47.
- For further
discussion, see David M. OBrien, Judicial Roulette:
A Twentieth Century Task Force on Judicial Appointments
(New York: Twentieth Century Fund, 1988).
- For further
discussion, see OBrien, Judicial Roulette, Ch.
3; and generally, Henry J. Abraham, Justices and Presidents
(New York: Oxford University Press, 2d ed. 1985).
- Interview
with President Gerald R. Ford (February 16, 1989).
- Interview
with Justice John Paul Stevens, Supreme Court of the
United States (October 17, 1988).
- Robert
Hartmann, "The Loyalist and the Praetorian Guard,"
in K. Thompson, ed., The Ford Presidency (Lanham,
MD: University Press of American, 1988), at pp. 92-93.
- For further
discussion, see, OBrien, Storm Center, at pp.
97-99; and Bruce A. Murphy, Fortas: The Rise and Ruin
of a Supreme Court Justice (New York: Morrow, 1988).
- Robert
Hartmann, Palace Politics (New York: McGraw-Hill,
1980), at p. 60. For a somewhat different view, compare
Gerald R. Ford, A Time to Heal (New York: Harper &
Row, 1970), at p. 90.
- Ford,
A Time to Heal, at p. 93. See also, materials on the
investigation of Justice Douglas in the Robert Hartmann
Papers, Gerald R. Ford Presidential Library, Ann Arbor,
Michigan. [Hereafter cited as FPL.]
- News,
Release, December 16, 1970, by Congressman Ford, in
Hartmann Papers, Box 17, FLP. See also, Letter to
Congressman Celler, Chairman of the Committee on the
Judiciary, July 29, 1970, Hartmann Papers, Box 12,
FPL.
- Ford,
A Time to Heal, at p. 94.
- I am
indebted to Judge Tyler for these observations (April
7, 1989).
- Letter
of Retirement, Weekly Compilation of Presidential
Documents (November 12, 1975).
- Letter
of President Ford to Justice Douglas, Weekly Compilation
of Presidential Documents (November 12, 1975).
- "Questions
and Answers," November 13, 1975, in Philip Buchen
Papers, Box 62, FPL.
- Ford,
A Time to Heal, at p. 334.
- Philip
Buchen, "Reflections on a Politicians President,"
in Kenneth Thompson, ed., The Ford Presidency, at
p. 29.
- Ford,
A Time to Heal, at p. 235.
- Gerald
Ford, "Attorney General Edward H. Levi,"
52 University of Chicago Law Rev. 284 (1985), at p.
284.
- Ibid.
- Ford,
A Time to Heal, at p. 236.
- Ford,
University of Chicago Law Rev., at p. 284.
- Ford,
op. cit., at p. 287.
- For further
discussion of the role of the Department of Justice
in selecting lower court judges from President Roosevelt
to Reagan, see, OBrien, Judicial Roulette, at
Ch. 3.
- This
discussion draws on the authors interviews with
Edward Levi (December 19, 1986) and Phil Modlin (December
9, 1986), conducted in the preparation of Judicial
Roulette and to which the reader should refer. Also
consulted were materials in Edward Schmultz
Papers, Box 7, at White House Central Files (WHCF),
FPL.
- See,
David OBrien, "The Reagan Judges: His Most
Enduring Legacy?", in C.O. Jones, ed., The Reagan
Legacy: Promise and Performance (Chatham, N.J.: Chatham
House, 1988), at pp. 60-101.
- Stephen
Markman, "A Comparison of Judicial Selection
Procedures," Memorandum for Attorney General
Edwin Meese, September 8, 1986 (an unpublished manuscript
furnished by the author and discussed in Judicial
Roulette).
- See OBrien,
Judicial Roulette, Ch. 5.
- Interview
with President Ford.
- Ford,
A Time to Heal, at p. 334.
- Interview
with President Ford and "Notes on Supreme Court
Vacancy," Buchen Papers, Box 62, FPL.
- Interview
with President Ford and "Notes on Supreme Court
Vacancy," Buchen Papers, Box 62; and Edmund Schmultz
Papers, Box 7 FPL.
- See materials
in Buchen Papers, Box 64, FPL.
- "Memorandum
for the President," Richard Cheney Papers, Box
11, FPL.
- Interview
with President Ford. See, Abraham, Justices and President,
at p. 323.
- Buchen
Papers, Box 64, FPL.
- Cheney
Papers, Box 11, FPL.
- Letter
to the President, November 18, 1975, from Senator
McClure, Presidential Handwriting Files, Box 13, FPL.
- Memorandum
from Lindh, November 17, 1975, in John Marsh Papers,
Box 32, FPL.
- Interview
with President Ford.
- Ford,
A Time to Heal, at p. 335.
- See,
the discussion in the text at infra note 78.
- Interview
with President Ford.
- Letters
in Buchen Papers, Box 62; and John Marshal Papers,
Box 32, FPL.
- Letter,
October 17, 1975, White House Central FilesFederal
Government (WHCF-FG), Box 50, FPL.
- See,
OBrien, Judicial Roulette, "Epilogue: The
Bork Controversy."
- "Memorandum
for the President," November 21, 1975, in Marsh
Papers, Box 32, FPL.
- Markman,
"A Comparison of Judicial Selection Procedures."
- Cheney
Papers, Box 11, FPL.
- Letter,
November 17, 1975, in WHCF-FG, Box 51. FPL.
- Buchen
Papers, "Letters Recommending Potential Nominees,"
Box 62, FPL.
- "Memorandum
for Phil Buchen," November 14, 1975, in Presidential
Handwriting, Box 13, FPL.
- Note
to Dick Cheney, in Presidential Handwriting, Box 13,
FPL.
- Judge
Tyler to author, April 7, 1989.
- For a
further discussion of Justices advising Presidents,
see, OBrien, Storm Center, at pp. 85-96.
- Letter,
November 10, 1975, in Cheney Papers, Box 11, FPL.
- See,
Buchen Papers, Box 21; FPL.
- "Memorandum
for the President," November 10, 1975, Cheney
Papers, Box 11, FPL.
- Ibid.