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The
Judicial Bookshelf
D.
GRIER STEPHENSON, JR.[1]
It was one
of George Washington's first concerns as President: the
individuals who would sit on the Supreme Court of the
United States. "Impressed with a conviction that the true
administration of Justice is the firmest pillar of good
government," he wrote his future Attorney General Edmund
Randolph in 1789, "I have considered the first arrangement
of the Judicial department as essential to the happiness
of our country and the stability of its political system."
Under the Articles of Confederation, which the recently
ratified Constitution replaced, there had been no national
Judiciary. While the Court's precise role in the new political
system was unclear, Washington realized the impact the
Court might have in the young Republic. This required,
he told Randolph, "the selection of the fittest characters
to expound the laws and dispense Justice....
The first
session of the newly constituted Supreme Court was scheduled
for February 1, 1790, in the Royal Exchange building at
the foot of Broad Street in New York City. The occasion
was inauspicious. Only three of the six Justices were
present, so the Court adjourned until the 2nd. By then
a fourth Justice had arrived. A newspaper account of the
day reported, "As no business appeared to require immediate
notice, the Court was adjourned."
Two centuries
ago, the Justices had not carved out their role in
American government. Months would pass before the
Supreme Court even decided its first cases. Yet the time
was near when observers could say with near accuracy,
"[E]very decision becomes a page of history."[2] Though
Alexander Hamilton labeled the Court the "least dangerous"
branch, regarding it as the weakest of the three, the
Justices have had an impact on American life that can
scarcely be exaggerated. "In not one serious study of
American political life," proclaimed President Theodore
Roosevelt in 1902, "will it be possible to omit the immense
part played by the Supreme Court in the creation,
not merely the modification, of the great policies, through
and by means of which the country has moved on to her
present position...."[3] Roosevelt's estimate remains
equally true today. It describes a reality made possible
by, and bound up with, democratic politics and a written
Constitution--a reality continually reflected by the Court's
place at the center of scholarly inquiry.
The Justices
The Supreme
Court is no stranger to constitutional conflict. Often
the Justices have found themselves at the center of the
storm. Publication of Charles Fairman's Five Justices
and the Electoral Commission of 1877, as a supplement
to Volume VII of the Holmes Devise History of the Supreme
Court of the -United States, is a reminder
that the Court once had a role in resolution of the nation's
most serious electoral crisis: the disputed presidential
election of 1876.[4] Electoral disputes are always serious
if their resolution affects the outcome. Democracies turn
to elections not just as a convenient method of choosing
leaders but as a way of legitimizing them. A "stolen"
election thus undercuts the majoritarian premise, which
supports the government. In presidential politics, a disputed
election threatens the national political community. This
was especially the case in 1876 and 1877, barely a decade
after Appomattox.
Because of
conflicting returns in November 1876 from Florida, Louisiana,
and South Carolina (and one electoral vote from Oregon),
it was unclear whether Democratic candidate Samuel J.
Tilden of New York or Republican nominee Rutherford B.
Hayes of Ohio had a majority of the electoral votes. Tilden
had a majority of 250,000 in the 8,323,000 popular votes
cast. Hayes had 165 undisputed electoral votes, Tilden
184 (one less than the number needed to win). In
early 1877 Congress created an Electoral Commission composed
of five Representatives, five Senators, and five Associate
Justices of the Supreme Court. Controlled by the Republicans,
the Senate chose three Republicans and two Democrats.
Controlled by the Democrats, the House chose three Democrats
and two Republicans. Four Justices (two known to be members
of each party) selected the fifth. Their choice was Joseph
P. Bradley, also a Republican. Eventually the commission
voted eight to seven by party lines to resolve the dispute
in Hayes' favor, giving him 185 electoral votes to Tilden's
184.
Ultimately,
the commission's decision rested on whether Congress should
accept a state's certification of election returns as
binding, or go behind the certification to examine the
merits of individual disputes. Article I, Section S clearly
gives each house the authority to "be the Judge of the
Elections, Returns and Qualifications of its own Members.
. . ." Did the same oversight extend by implication to
presidential electors? By adopting the former position,
the commission effectively gave the election to Hayes.
Fairman accepts this as a constitutionally correct position,
considers Bradley's written opinion as "the most important
document in the history of the Electoral Commission,"[5]
and demonstrates that the dominant view was the
one largely favored by both Democrats and Republicans
before the election of 1876 when Congress debated the
question of disputed contests.
The focus
of Five Justices is on the role of the five members
from the Supreme Court, especially Justice Bradley.[6]
Fairman's interest in the Commission rests partly
on the widespread impression in historical literature
that its members, including the Justices, were motivated
chiefly by partisan advantage. Of special concern to Fairman
is an account which singled out Bradley as -one who initially
was inclined to take a position favorable to Tilden but
who, at the last-minute urging of others, and at the offer
of a possible bribe, was won over to a position favorable
to Hayes. This was the Secret History of Democratic
national chairman Abram S. Hewitt, written first in 1878,
revised in 1895, and left to be published only
when all the participants in the dispute had passed away.
Allan Nevins' biography of Hewitt appeared in 1935.[7]
According to Fair-man, Hewitt's account "was presented
at length as true and reliable. So confident was he [Nevinsi
in the story that he failed to test it." Rather he went
on to supply elaboration. After painstaking study, I became
convinced that Hewitt's account was not reliable, and
that Nevins in his infatuation with his subject had led
historians astray."[8]Aside from exploring an important
constitutional issue, Fairman's objective in this volume
lies in restoring "the good name of Justice Bradley"[9]
in this extracuriam episode from Supreme
Court history.
If Five
Justices elucidates Bradley's role in a critical event
of the nineteenth century, The Douglas Letters provides
insight into the twentieth-century career of a law teacher,
New Deal figure, explorer, author, and Justice whose work
on the Court extended from 1939 to 1975. With the assistance
of Philip E. Urofsky, Melvin I. Urofsky has collected
and aunotated several hundred letters that William 0.
Douglas wrote to various individuals between 1928, when
he was on the faculty of the Columbia Law School, and
1979, some six months before his death in 1980. The earliest
letters include one to Nicholas Murray Butler (April 5,
1928) and one to Thomas Reed Powell (November 18, 1930).
Given Douglas' wide-ranging activities and accomplishments,
the book is noteworthy. As Urofsky explains,
Douglas' life
and work ... are important because of his involvement
in many of the important legal and political developments
of the middle fifty years of this century. How historians
will ultimately evaluate' his contribution is difficult
to predict: it is unlikely that he will ever share the
pantheon of Holmes, Brandeis, and Cardozo, or perhaps
even the second level of Black or Frankfurter. But Douglas
will continue to fascinate laypersons and scholars for
many years to come, for few members of the nation's highest
court have ever led such colorful and controversial lives.[10]
The volume
is also noteworthy because it shares such sparse company.
While the public and private papers of many Justices are
available for study at the Library of Congress and at
other libraries around the nation, publication of a Justice's
letters occurs only infrequently. In this century, aside
from some of the Holmes correspondence and the multi-volume
set of Brandeis letters (the latter also edited by Melvin
Urofsky) the list is short.[11]
The appearance
of a collection of letters by a Justice as prominent as
Douglas is thus significant for two reasons. First, even
if the letters and other papers are open to the public
at a library, the number of persons realistically who
will ever see the letters is very small. This is to be
expected because of the effort and expense involved in
research. In such situations, the general public benefits
from the labors of publicists who do see them. By contrast,
publication in book form makes the papers available to
thousands of interested students of the Court and other
readers as well. Second, the letters of a Justice offer
glimpses of government rarely matched by the papers of
other leading personalities in Washington. Letters of
a recent President, Representative, or Senator will probably
not explain as much about the executive and legislative
branches if only because so much of what occurs is the
work of staff. Justices of the Supreme Court are probably
the only remaining high officials for whom their own papers
are valuable, if not complete, indicators of their roles
within the decision-making process.
The Douglas
Papers at the Library of Congress contain hundreds of
thousands of items. The papers were closed to the public
at the time Urofsky had access to them, presumably to
give the staff in the Manuscript Division time to complete
the cataloging. "Those [letters] selected for this volume,"
Urofsky notes, "have been edited. . . in a manner
that allows Douglas to speak for himself. . . ." The book
thus represents a tiny sample of what the entire collection
contains. In addition to the possibility of distortion
of Douglas' record such selection necessarily injects,
one wonders whether Douglas "cleansed the files" of embarrassing
materials before his death. Urofsky responds:
We have heard
conflicting stories from persons who ought to know the
evidence in the papers themselves is far from conclusive.
There are gaps, especially in files dealing with his private
life; one expects certain folders to be thicker. However,
there are many letters still extant which one might have
expected to have been destroyed if a purge had taken place.
There docs not seem to have been any systematic or wholesale
destruction of documents, and beyond that, one will have
to wait until the library cataloging is complete to identify
any large gaps in the contents, if in fact they exist.[12]
Urofsky
has made the volume more useful by inclusion of a short
but instructive introductory essay on Douglas and by a
topical organization of the letters: Part I, Yale and
the SEC; Part II, Mr. Justice Douglas; Part III, A Very
Public Justice: Part IV, Husband, Father, and Friend;
Part V, Final Things. Each part in turn is divided into
two or more chapters. For example, Part I contains chapters
entitled "Professor Douglas" and "Commissioner Douglas."
Part III contains chapters entitled "Polities," "Environmentalist,"
"Travel and Foreign Affairs," and "Writer and Speaker."
Part II contains correspondence with twenty of the twenty-nine
Justices with whom Douglas sat during his years on the
Court: Stone, Black, Reed, Jackson, Vinson, Minton, Clark,
Warren, Brennan, Whittaker, Harlan, Stewart, White, Goldberg,
Fortas, Marshall, Burger, Blackmun, Powell, and Rehuquist.
Part V contains twenty-three pages of letters relating
to the impeachment threat against Douglas in 1970, concluding
with one to Congressman Emanuel Celler, Chairman of the
House Judiciary Committee, dated December 1, 1971. "Dear
Manny,
This is really not a note of thanks, as you
only did your constitutional duty.... Your career has
brightened the conscience of America and made everyone
within the radius of your actions and your words more
mindful of the democratic ideal under our republican form
of government."[13]
The letters
alert the reader to characteristics of both Douglas and
the Court. Several letters written about the time of his
appointment by President Roosevelt to the Court in 1939
express surprise. "It was wholly unexpected so far as
I was concerned... ." Yet his biographer James Simon has
made it clear that Douglas not only knew he was being
considered for the seat held by Brandeis but worked for
the appointment in his own behalf. On Chief Justice Warren,
Douglas' memoirs exhibit high praise, yet letters to Justice
Minton in 1961 show that Douglas' feelings were mixed:
"...I never dreamed I'd be here when a Chief Justice degraded
the Court like Earl Warren is doing. It's a nasty spectacle.
Perhaps the old boy is off his rocker." Among significant
cases, the letters reprinted in the book contain no mention
of the flag-salute cases of 1940 and 1943. Students of
constitutional interpretation have wondered why it took
Douglas, as well as Black and Murphy, so long to "discover"
their error in joining Frankfurter's well-nigh unanimous
opinion in the first case. On the far-reaching decision
in United States v. United States District Court,
announced in the Reports with a vote
of 8-0, Douglas wrote Justice Powell urging him to base
his opinion on the Constitution, rather than lodging it
on more narrow statutory grounds:
Traditionally
an opinion would ... be in the province of the
senior Justice to assign. That was not done in this case
and the matter is of no consequence tome as a matter of
pride and privilegebut I think it makes a tremendous
difference in the result. I am writing you this note hoping
you will put on paper the idea you expressed in Conference
and I am sure you will get a majority. I gather from the
Chiefs memo that he is not at all averse to that being
done. [19]
On the obscenity
question, Douglas made clear ma "Memorandum to the Conference"
in 1965 that he would not vote to accept cases involving
censorship.
Censorship
is anathema to me and so distasteful, as well as unconstitutional,
that I have decided not to make the fourth vote to bring
these cases here so that we can sit as censors and apply
our literary code to literaturea code which I have
no reason to believe to be better than that of the lower
courts. If there is to be censorship, I can see advantages
in its being decentralized, administered locally so as
to reflect varying views.
Throughout,
The Douglas Letters adds to what scholars know
about Douglas and the Court during his years as a Justice.
Representing weeks of reading and toil among the late
Justice's papers, the Urofsky volume is a major contribution
to the literature.
William H.
Rehnquist was the last Justice confirmed by the Senate
while Douglas was on the Court. His arrival predated Douglas'
departure by four years. Already Rehnquist is the subject
of a judicial biography, Donald Boles' Mr. Justice
Rehnquist, Judicial Activist: The Early Years. Work
on the volume was completed shortly before President Reagan
nominated Associate Justice Rehnquist to the Chief Justiceship,
to replace the retiring Warren Burger. As Chief, Rehuquist
became only the third in Supreme Court history (after
Edward D. White and Harlan F. Stone) to advance to the
center chair while a member of the Court. As a nominee
on two occasions, Rehnquist has been among the most controversial
in modern times. There were 26 negative votes in the Senate
in 1971 against his confirmation, 33 against his promotion
to Chief in 1986.
Boles lays
bare most of the objections voiced against Rehnquist[21]
and promises that his book is the first of a "several-volume
study" of Rehnquist. Chronologically, it takes the reader
mainly through the Senate hearings on Rehnquist's nomination
to fill Justice Harlan's seat in 1971, although there
are references to cases the Court decided after Rehnquist
joined the bench as well as some mention of the controversy
surrounding his appointment as Chief Justice in 1986.
Boles' book
is not a biography in the usual sense. This volume does
not contain an in-depth study of Rehnquist's pre-Court
personal and professional life. Rather it is a study of
the intellectual origins and development of Rehnquist's
views on constitutionally significant issues. In the author's
words, the book "takes Mr. Rehnquist at his word [in an
interview in 1985] when he says that he believes his views
on the role of government and the courts in relation to
individual rights have changed very little since he moved
to the bench. If this is true, it would seem especially
important to look carefully at the early instances and
manner in which he revealed his intellectual outlook on
these subjects." Boles probes the past accordingly. "[His
opinions of today," writes Boles, "should come as no surprise
to anyone who paid attention to his earlier writings or
public comments." What the reader finds is hardly a flattering
portrayal, but one that includes citations to some scholarly
evaluations and to a wealth of journalistic commentary
about one who may well be one of the most influential
American jurists of the last quarter of this century.
As Profesor Howard has observed, "Justice Rehnquist will
be recognized as a catalyst to many of that tribunal's
great struggles."[23]
Boles states
that a study of Rehnquist's past provides support for
David Shapiro's analysis of the Justice's first five years
on the Court. He found that Rehnquist resolved (1) conflicts
between the government and the individual in favor of
the former, (2) conflicts between state and national authority
in favor of the former, and (3) conflicts over the extent
of federal jurisdiction against the national government.[24]
Neither is Boles surprised by Owen Fiss and Charles Krauthammer's
contention that Rehnquist is not a judicial conservative
but a judicial activist. "He is no conservative," they
write, "as that term is ordinarily understood in the law,
but rather a revisionist of a particular ideological bent.[25]
Later volumes in Boles' study of Rehnquist will presumably
test the staying power of the values the author finds
dominant in his life before 1971. Rehnquist's elevation
to the center chair in 1986 may mean that leadership becomes
a significant variable. While providing a perspective
on Rehnquist, Boles has, perhaps unknowingly, added perspective
to the uncertainties Presidents confront when making nominations
to the High Court. Throughout American history, one notes
presidential frustration over 'judicial surprises": Justices
whose votes do not match presidential expectations. However,
persons who have developed a firm ideological position
prior to nomination may occasion fewer "surprises." For
Presidents keenly interested in the ideology of a nominee,
someone who has long held and expressed clear views may
prove especially attractive. The coming years may see
more, not fewer, Justices of the temperament, whether
of the right or left, Boles ascribes to Rehnquist.
The Court
At Work
Donald Boles'
characterization of Rehnquist is not readily apparent
in Chief Justice Rehnquist's own book, The Supreme
Court: How It Was, How ills. Rehnquist's announced
purpose in writing this volume--which appeared after sixteen
years of service on the Court, including one term as Chief
Justice--is "to convey to the interested, informed layman,
as well as to lawyers who do not specialize in constitutional
law, a better understanding of the role of the Supreme
Court in American government."[26]
That goal
is important, to be sure, but is one shared with many
others who have written about the Court. His statement
understates the uniqueness of the book. No other person
has written a book about the Court while holding the nation's
highest judicial office. John Marshall's biography of
George Washington explained federalist principles of government.[27]William
Howard Taft authored a book about the presidency and published
a volume of essays on government before President Harding
named him to the Court.[28] As Chief, Taft expounded in
at least one book on the nature of American constitutional
government.[29] The lectures of Charles Evans Hughes on
the Court[30] remain a classic over 60 years after publication,
yet the book appeared 12 years after his resignation as
Associate Justice and two years before his appointment
as Chief. Chief Justice Stone left an abundance of papers
to scholars of the Court,[31] but no book. Chief Justice
Warren's short volume on democratic government appeared
after his retirement, as did his memoirs.[32] Chief
Justice Burger made a large number of addresses
(many of them published as articles), but authored no
book on the Court in general. The Supreme Court; How
It Was, How It Is, is thus of instant importance because
of its author.
Rather than
using the book as a vehicle for his own constitutional
views, Rehnquist devotes most of the volume to a description
of the institution. No one reads very far into the book
without a sense of the affection Rehnquist has for the
highest court in the land. While avoiding discussion of
the Court's substantive doctrines since 1953, Rehnquist
begins with his own introduction to the Court, as a clerk
to Justice Robert H. Jackson in 1952. The second part
of the study is historical--broad-brush comments on the
institutional development of the Court and its decisions
in principal cases from John Marshall's era to the mid-twentieth
century. The author follows "a trail on the borderland
between American history. and constitutional law, and
[gives] some idea of how the Court has responded to important
developments in the history of our country."[33] The concluding
part is a description of the Court's current decision-making
procedures.
Much of the
first part focuses on a landmark case during Rehnquist's
clerkship with Justice Jackson: the Steel Seizure Case.[34]
While the case has been exhaustively analyzed in the literature,[35]
Rehnquist adds a new perspective, important because he
was there. There is a report of Justice Jackson's comment
to his clerks following the conference: "Boys, the President
got licked."[36]There is Rehnquist's observation "that
this is one of those celebrated constitutional cases where
what might be called the tide of public opinion suddenly
began to run against the government, . . . and . . . had
a considerable influence on the Court." Reflecting on
his own experience as a Justice, the author admits, "I
was recently asked at a meeting
whether the Justices
were able to isolate themselves from the tides of public
opinion. My answer was that we are not able to do so,
and it would probably be unwise to try." [37] The Chief
Justice was not asked how this admission accords with
the doctrine of original intent, nor did he volunteer
to elaborate. He does, however, give some attention to
the ideological motivations behind Presidents' nominations
to the Court: "[P]residents who have been sensible of
the broad power they have possessed, and have been willing
to exercise those powers, have all but invariably tried
to have some influence on the philosophy of the Court
as a result of their appointments to that body."[38] But
he also notes "that the Supreme Court is an institution
far more dominated by centrifugal forces, pushing toward
individuality and independence, than it is by centripetal
forces pulling for hierarchical ordering and institutional
unity. The well-known checks and balances. . . have supplied
the necessary centrifugal forces to make the Supreme Court
independent of Congress and the president."[39] New Justices,
he says, are unlike new members of Congress. The former
typically arrive one at a time; the latter arrive as a
class, perhaps as many as 70 to 80 in the House. Without
cohorts, the former takes his or her place with eight
colleagues: the latter often form a bloc and cooperate
with each other from the start.
The Supreme
Court offers other insights on the Court's role as
well as into Rehnquist's thinking about the institution
he leads: "[T]here is no reason to doubt that [the Court]
will continue in the everlasting search of civilized society
for the proper balance between liberty and authority,
between the state and the individual."[40] The Court's
role "is no more to exclusively uphold the claims of the
individual than it is to exclusively uphold the claims
of the government. . . . And if it finds the scales evenly
balanced, the longstanding 'presumption of constitutionality'
. . . means that the person who seeks to have the law
held unconstitutional has failed to carry his burden of
proof on the question."[41]
On the role
of law clerks: "[T]he law clerk is not simply turned loose
on an important legal question to draft an opinion embodying
the reasoning and the result favored by the law clerk."[42]
On the nature of the judicial conference: "I feel
quite strongly a preference for the Hughes style over
the Stone style insofar as interruptions of conference
discussions are concerned... . But the Chief Justice is
not like the Speaker of the House of Representatives;
it would be unheard of to declare anyone out of order,
and the Chief Justice is pretty much limited to leading
by example."[43] On granting certiorari, while
recognizing that a decision to grant review is "rather
subjective" and "made up in part of intuition and in part
of legal judgment," he states: "One factor that plays
a large part with every member of the Court is whether
the case. . . has been decided differently from a very
similar case coming from another lower court: If it has,
its chances for being reviewed are much greater than if
it hasnt."[44]
As Rehnquist
and others have long acknowledged, selection of Supreme
Court Justices is one of a President's most important
functions. This is not only because of the issues the
Court confronts but because the average tenure of Justices
is much longer than the average tenure of Presidents.
The total number of Justices since 1789(105) is only slightly
greater than the present number of United States Senators.
Presidential choices in staffing the Supreme Court and
the lower federal courts thus tend to extend a President's
influence on the nation long after he has left office.
Neil D. McFeeley's
Appointment of Judges[45] undertakes study
of federal judicial selection in the presidency of Lyndon
Johnson (1963-1969). The statistics illustrate the importance
of the subject: Johnson named 125 District Court Judges,
41 Appeals Court Judges, two Supreme Court Justices (Marshall
and Fortas), and 13 other Judges. Seventeen years after
the end of the Johnson presidency, one of the Supreme
Court Justices, 35 of Appeals Court Judges, and 87 of
the District Court Judges remained on the bench in active
or senior status.
McFeeley's
volume is the sixth in a series of studies designed to
comprise an administrative historyoftheJohnson presidency.
"How President Johnson managed the executive branch to
achieve the objectives of law and presidential purpose
is the broad question which jointly they strive to answer."
McFeeley explores the management process by which information
was filtered and transmitted to the President and through
which the President's criteria for selection would prevail."[46]
The management process is essential because no President,
even given a preference to do so, can do all or most of
the work involved in judicial selection. So the "sub-presidency"
becomes crucial to the President's success in meeting
his goals. The term denotes "all those who have served
the President... in the exercise of his responsibilities."
They include individuals "in departments or independent
agencies who had separate official responsibilities but
whose loyalties to the president led them to look at problems
from a presidential perspective."[47]
While McFeeley
used some secondary sources m his study, he relies mainly
on the files of aides, officials, and agencies stored
at the Lyndon B. Johnson Library in Austin, Texas.
The files contain memoranda to Johnson from his principal
advisers in the White House and senior officials in the
Department of Justice. There are oral histories and staff
memoranda on the politics of selection. Of course much
goverment business increasingly is done on the telephone.
Where no records are made of conversations, they obviously
are not available to McFeeley. Moreover, some materials
that might be embarrassing to individuals remain restricted,
at Johnson's request, as are reports by the Federal Bureau
of Investigation on potential nominees. McFeeley did not
examine files of participants (such as Senators and lobbyists)
which are not part of the holdings in the Johnson Library.
McFeeley largely confirms the findings of J. Woodford
Howard's study of appointments to the courts of appeals,[48]
where four major factors were at work: "political participation,
professional competence, personal ambition, plus an oft-mentioned
pinch of luck.... Judgeships normally are rewards for
political ......... To the politically active as well
as to the party faithful go the prizes." Luck consists
of "knowing the right people at the right time."[49]
To these McFeeley adds "the -President's increasing
aversion to criticism, particularly from within the administration,
and his demand for personal loyalty. Another was the requirement
for agreement with Vietnam policy from all appointees."
Political clearance became a key part of the selection
process "as Johnson's attitude toward dissent hardened."[50]
Johnson's
interest in appointing black Judges, and in having others
take an interest in his interest, is reflected in a memorandum
Johnson dictated for Press Secretary George E. Reedy:
"Find out how many Negro Judges I have named. Have a planted
question--each time one is announced-- ask if this is
a Negro judge? All of every kind--and tell the number--7
or 8--51 more than any other President."[51]
Advocacy of civil rights was a key criterion. A
memorandum written in June 1966 refers to the views of
a particular nominee to a lower federal court: "How is
he on civil rights? Ask Ramsey to thoroughly explore background--prior
associations in cases, etc., and give me memo before I
act. I want this on every Judge."[52]
As noted,
Johnson named both Abe Fortas and Thurgood Marshall to
the Supreme Court, and McFeeley devotes part of a chapter
to their nominations. It should also be recalled that
Johnson nominated Fortas to succeed Chief Justice Warren
in 1968, a nomination Johnson withdrew on October 2 (at
Fortas' request) after the Senate failed to approve it.
(Johnson had nominated Judge Homer Thornberry of Texas
to take Fortas' place as Associate Justice.)
One of the
questions about Johnson's last year in the White House
is why he did not submit another name to the Senate. His
failure to do so guaranteed that the choice of the new
Chief would fall to his successor, widely thought to be
Richard Nixon at that point. Advisers put forth the names
of Erwin Griswold and former Justices Tom Clark and Arthur
Goldberg. One memorandum bluntly stated, "Even if the
Senate shirks its responsibilities, you should not end
your term in office leaving vacant the most important
appointment a President can make." To avoid the problems
with a recess appointment, Johnson was urged to make an
appointment right away and, if necessary, to submit it
again when the Senate reconvened in January 1969. Apparently
persuasive, however, was a memorandum dated December 9,
which evaluated probable opposition in the Senate Judiciary
Committee and on the floor: "So if a nomination were submitted
I think it unlikely that it could be confirmed. To reject
Goldberg might prove slightly embarrassing for the Republicans
but to be repudiated again by the Senate on a Chief Justice
nomination would also be embarrassing to the President.
I would recommend against the nomination of a Chief Justice
either in a special session or in the 91st Congress."[53]
Finding himself
in a similar situation in 1801, President John Adams,
much to Thomas Jefferson's chagrin, followed an altogether
different course. A few weeks before he left the White
House, Adams named Secretary of State John Marshall Chief
Justice of the United States. If Adams had taken President
Johnson's route, Chief Justice Ellsworth's successor probably
would have been Spencer Roane of Virginia, an ardent defender
of states' rights. In that event, history during the crucial
formative years would have been drastically altered, perhaps
for the worse.
Considering
Johnson's many judicial appointments, however, McFeeley
condudes that the selection process worked well, even
though Johnson's last year ended on a sour note with the
failure to get the Senate to approve Warren's successor
and the concomitant mooting of the Thornberry nomination.
On balance the sub-presidency was highly effective. "Communication
and control were the goals of the process and to a large
extent those goals were met, as Johnson generally was
able to accomplish his objectives in the area of judicial
selection."[54] This was largely because of the kind of
assistants and advisers the President had around him and
because of his own involvement. "Perhaps the major difference
between the Johnson process and others was the role of
Johnson himself. Lyndon Johnson was not a bystander at
the selection process, but rather a participant.... Johnson
participated in selection at all levels of the federal
judiciary and his participation was much more than a formality."[55]
Johnson's interest even extended to reading the thank-you
letters that appointees wrote.
The Work
of the Court:
The Supreme
Court in History
G. Edward
White is author of one of the most recent installments
in the Holmes Devise History of the Supreme Court of
the United States: volumes III and IV bound together
as one book entitled The Marshall Court and Cultural
Change, 181S-35.[56] The series, as originally
projected, is nearing completion. The volumes covering
the nineteenth century are now in place; forthcoming are
two volumes focusing on the Taft and Hughes Courts.
Professor
White's task in analyzing the second part of the Marshall
Court is formidable. As he notes, the time was one of
the Court's "most famous but one of its least accessible
periods." In contrast to other volumes in the Holmes
Devise History, White's does not claim to be a "lawyer's
history," but attempts to "locate the Marshall Court in
the larger culture of which it was a part."[57]
White begins
with the labels commonly attached to the Marshall Court:
nationalist, Federalist, property-conscious, and Chief
Justice-dominated. Each contains some truth. However,
"the difficulty with the entrenched labels for the Marshall
Court is not that they mischaracterize but that they oversimplify:
they conceal complexities and in the process blunt rather
than sharpen understanding." Instead, White examines the
latter Marshall years "by considering the Court as an
institution functioning in a culture composed of the entrenched
belief structure of republicanism and the emerging oppositionist
belief structure of liberalism."[58]
To gain access
to the beliefs of the Justices who served on the Court
during this period, White has made an effort "to reconstruct,
as far as possible, internal evidence about the Marshall
Court's deliberative processes... The working life of
the Court, including "the manner in which cases came to
it, the setting of its deliberations, its deliberative
practices, ... can be seen as having an ideological character."
White believes that the problem of judicial discretion--the
degree of choice the Justices possessed--and the need
to separate this discretion from the outward appearance
of partisan political activity--was "foremost in the minds
of Marshall and his contemporaries.[59]
The Court's
cultural context in the years 1815-1835 consisted of three
central features. First was the conception, widespread
in the early nineteenth century, that America was a republican
society.[60] This view stressed the uniqueness of the
United States and the opportunity such uniqueness presented
to its people to attain the status of a virtuous citizenry.
The second pervasive cultural feature was a sense that
republican virtues, synonymous with the Revolutionary
period, were passing into history. Republicanism was an
ideology of restraint, subordinating "individual self-interest
to the good of society as a whole." By contrast, the liberalism
of the late eighteenth and early nineteenth centuries
was an ideology of permissiveness, encouraging free markets
and discouraging governmental interference in the affairs
of citizens. For the latter, property was a "source of
economic freedom and productivity," not "a source of political
and social stability."[61] Clashes over the
role of corporations or the place of credit can, White
believes, be seen as clashes between republicanism and
emerging liberalism. The third central feature was "the
absence of a historicist theory of cultural change." Change
was not viewed as a given, but as part of a cyclical pattern
of events. Accordingly, certain institutions could be
placed "outside time" to resist the "inexorable process
of decay."[62]
According
to White, the idea "that the past could be preserved and
the exceptionalism of America made permanent seemed particularly
applicable to American Jurisprudence." But "the interpretation
and declaration of legal principles by federal judges,
so far from ensuring the permanence" of constitutional
principles, tended to violate them. They owed their appointment
to partisan selection; moreover, interpretation threatened
both "discretion" (the opportunity to make partisan decisions)
and "consolidation" (reading the Constitution to reduce
state prerogatives). So the Marshall Court tended to regard
discretion as "mere legal discretion" and characterized
"consolidationist" decisions as merely applications of
the language and spirit of the Constitution."[63]
The Marshall
Court adopted a three-pronged response to the problem
constitutional interpretation in a changing age presented.
First, the Court "recast the language of the Constitution,
so that extracted principles could be made applicable
to an altered cultural environment." So, "contract" and
"commerce" were cut loose from the bonds of the eighteenth
century and "converted into permanent principles.. .
. In each of the great constitutional cases
that came before the Marshall Court a critical word or
group of words in the Constitution's text was recast through
this technique, converted into a principle, and made applicable
to a situation not explicitly contemplated by the Framers."
The second prong of the Marshall Court's response was
"to recast doctrine in nonconstitutional cases as it recast
textual language in constitutional cases." That is, "prior
common law decisions were converted to authorities and
at the same time Americanized." Recast doctrines appeared
in the form of enduring principles. The third prong was
institutional: the "creation of mechanisms to promote
selective, collegial, and confidential decisionmaking,
so that the discretionary features of judging would not
be exposed to public scrutiny."
By emphasizing
unanimity and continuity, the Court was able to hide its
choices beneath the cloak of nondiscretion. Responding
to the contradictions in the culture of the early nineteenth
century, the Court defined its role as one of "preserving,
perfecting, and modifying the exceptional American version
of republicanism in the face of cultural change."[64]
This aspect
of the Marshall Court may prove to be the most difficult
to grasp, White believes. "It may be easier to fathom
Judges riding in stagecoaches. . . than to imagine their
seeing their declarations of legal rules and principles
as anything other than creative lawmaking." Their ideology
was "designed to ensure the permanence of an experimental
form of social organization by forestalling change and
asserting the universality of certain beliefs. The years
of the Marshall Court may have been the first time...in
which the possibility that the future might never replicate
the past was truly grasped. But if that insight was grasped,
it was not embraced." The Justices' task was to reaffirm
first principles. The Court's "consciousness was affected--one
might say imprisoned--by that perception: it was," White
concludes, "a Court of its time."[65]
Just as the
Supreme Court in Marshall's day confronted a largely uninterpreted
constitutional text, the Court in the years following
the Civil War faced the uninterpreted generalities of
section one of the Fourteenth Amendment, sometimes called
the "Second Constitution." For several decades there was
considerable debate on and off the Court over whether
this amendment was intended to apply the Bill of Rights
to the states. Most scholars agree with Chief Justice
Marshall's opinion in Barron v. Baltimore[66]
that Congress and the ratifying state legislatures
did not suppose that the first eight amendments applied
to the states. After 1868, the question became whether
the Fourteenth Amendment accomplished what Congress in
1791 had not.[67] In Adamson v. California,
Justice Black, dissenting, insisted on a doctrine
of total incorporation. Replying, Charles Fairman attempted
to disprove Black's thesis.[68] Among the Justices, the
issue had largely lain dormant since Duncan v.
Louisiana.[69] By then the Court
had brought, in piecemeal fashion, most of the provisions
of the Bill of Rights to bear on the states. In evolutionary
stages, the Court wrought revolutionary results.
Michael Kent
Curtis' No State Sha1l Abridge[70] could
not have appeared at a more opportune time. President
Reagan's second attorney general, Edwin Meese, announced
to the American Bar Association in 1985 that the process
of "incorporating" the Bill of Rights had been based on
error. Nothing can be done "to shore up the intellectually
shaky foundation upon which the [incorporation] doctrine
rests."[71]Meese reopened public debate over the Fourteenth
Amendment. Curtis' book, virtually completed by the time
Meese made his 1985 address, is in effect a response.
Curtis believes that Black was correct. Curtis arrives
at this position--a position rejected by most Justices
and others who have considered the question--in light
of the antislavery crusade that produced the Fourteenth
Amendment. "It reflected Republican legal theories, theories
that were often at variance with conventional constitutional
doctrine. Indeed, when read in light of Republican constitutional
theory, much that seems confusing in the congressional
debates leading up to the Fourteenth Amendment becomes
clear. No one will ever be able to reduce the debates
to perfect harmony. But the hypothesis advanced here makes
sense, rather than nonsense, of what leading Republicans
had to say."[72] Removing slavery meant a return to the
nation's original purposes as found in the Declaration
of Independence and the preamble to the Constitution.
Contributing
to the difficulties any constitutional historian faces
when examining the Fourteenth Amendment is the fact that
most of the amendment concerned northern dominance and
penalties on southern resurgence as an outcome of the
Civil War. Section one, the part that (along with the
enforcement clause) has retained significance, contains
only 67 of the amendment's 428 words. So Curtis notes,
"the questions we ask today . . .were not the questions
Republicans were typically most determined to talk about."
That is, he is searching for "understanding of a question
to which they [the Republicans in Congress] devoted comparatively
little direct attention."[73]
While most
of No State Shall Abridge focuses on the formation
of the Fourteenth Amendment, Curtis devotes the final
two chapters to an overview of the Fourteenth Amendment
in the Supreme Court. An important issue in the twentieth
century has been the extent to which the amendment protects
rights not found in the Bill of Rights. Believing that
the amendment was so limited led Justice Black to dissent
in Griswold v. Connecticut,[74] where
the Court relied on "penumbras" in the Bill of Rights
to invalidate a state law banning the use of birth control
devices. Curtis, while not exploring this question in
detail, sides with the Griswold majority. Because constitutional
protections such as the Fourth Amendment have their origin
in English law, "much of the progress in the history of
liberty resulted from a very libertarian reading. .. of
the intent of the framers of the Magna Carta. Any attempt
to freeze understanding of liberty at a certain period
in history confronts the historical fact of evolution."[75]
Curtis admits
that his research, especially on the larger issue of the
applicability of the Bill of Rights, is not conclusive.
In a real
sense one can never prove that the amendment was designed
to apply the Bill of Rights to the states. One can simply
take the hypothesis and see how well it fits the evidence.
The hypothesis fits the evidence very well indeed. On
the other hand, one can take the contrary hypothesis--
that except for due process (without substantive content
or the procedural content of the Bill of Rights) the amendment
only provided for equality under state law. That hypothesis
can be refuted easily and is impossible to reconcile with
most of the evidence.[76]
The irony
of Curtis' book is that it rests on original intent. Original
intent was the basis of Mr. Meeses' objection in 1985
to the modern judicial approach to the Fourteenth Amendment.
Whether one chooses Curtis' (and Blacks) history or another,
No State Shall Abridge clearly demonstrates that
the doctrine of original intent cuts both ways.
Unlike White's
comprehensive review of the later Marshall Court's important
constitutional and nonconstitutional decisions or Curtis'
survey of the origins of a constitutional doctrine, Charles
A. Lofgren offers an analysis of a single case.[77] Like
White's book, however, The Plessy Case draws on
a wealth of cultural material and therefore reveals much
about the political and legal life of America during the
late nineteenth century. Above all, it adds a chapter
to present understanding of what historian C. Vann Woodward
has called "the strange career of Jim Crow."
It speaks
volumes about Plessy v. Ferguson's place
in American politics and constitutional law nearly a century
after the case was decided that the author feels obliged
at the outset to make clear his intentions in this scholarly
exhumation. While acknowledging that Justice Harlan's
dissent "was the morally correct response in a republic
founded on the truth 'that all men are created equal,'
" Lofgren explains that "simply condemning the decision
promotes an understanding neither of it nor of America
in the late nineteenth century." [78]
Significantly, Lofgren shows that the national press
in 1896 greeted the decision with apathy and that in many
scholarly works it remained unnoticed or obscure for many
years after 1896.[79] The omissions suggest for Lofgren
not just widespread acquiescence of many white Americans
in the Compromise of 1877, but that in its time Plessy
was "not especially controversial." Yet, significance
may rise from insignificance. "A decision which is largely
commonplace may serve nicely as a kind of prism through
which to refract and analyze some of the tenets of a period."[80]
The origins
of Plessy are not widely known. First, the case
was not only arranged but did not result in a conviction
before the decision by the United States Supreme Court.
Second, the case originally rested on commerce clause
arguments, not mainly on equal protection grounds.
After Louisiana
enacted the Separate Car Act in 1890, blacks in New Orleans
organized the Citizens Committee to Test the Constitutionality
of the Separate Car Law. For legal talent, they were successful
in interesting lawyer-novelist Albion W. Tourgee of Maysville,
New York, in their case. By arrangement with the Louisville
and Nashville Railroad, a black passenger named Daniel
Desdunes would board a train with an interstate ticket
but would not sit, at the conductor's direction, in the
car reserved for blacks. Lawyers for the railroad, which
also opposed the statute, insisted that a passenger, not
the company's conductor, swear out a complaint. This plan
was derailed, however, when the state supreme court handed
down a decision in an unrelated case, overturning the
conviction of a conductor for admitting a black into the
car reserved for whites. Judge John H. Ferguson used this
decision to dismiss the case against Desdunes.
The Committee
then turned to Homer A. Plessy, a thirty-four-year-old
friend of Daniel Desdunes' father. Plessy bought an intrastate
ticket on June 7, 1892, on the East Louisiana Railway
for a ride between New Orleans and Covington. In what
Lofgren concludes was prearranged, Plessy was arrested
and was arraigned before Judge Ferguson in Criminal District
Court. At this point, James C. Walker (Plessy's local
attorney) changed the argument by dropping reference to
the interstate commerce issue as well as to Plessy's race.
Because Louisiana
procedure did not provide for a direct appeal for minor
convictions of this sort, Walker petitioned the State
Supreme Court to halt the trial proceedings before they
began. On November22, Chief Justice Francis T. Nicholls
(who as governor in 1890 had signed the separate car bill
into law) ordered Judge Ferguson to show cause why the
prohibition should not be made permanent. The following
month, the full court found that there was no constitutional
conflict between the separate car law and the Thirteenth
and Fourteenth Amendments. In January, attorney Walker
was in position to request a writ of error from the Supreme
Court of the United States.
Tourgee's
brief in the High Court adopted an affirmative rights
position, based on both the Thirteenth and Fourteenth
Amendments, that the Constitution forbade "legally mandated
racial assortment."[81] But decisions before the mid-1890's
made this argument difficult to maintain. Tourgee also
attempted to show that the state law degraded blacks,
as suggested in 1880 in Strauder v. West Virginia:
that the Fourteenth Amendment conferred on blacks
"the right to exemption from unfriendly legislation against
them distinctively as colored; exemption from legal discriminations,
implying inferiority in civil society, lessening the security
of their enjoyment of the rights which others enjoy, and
discriminations which are steps toward reducing them to
the condition of a subject race.[82] In other words, Tour-gee
had to prove that the law was not a reasonable police
regulation that promoted the welfare, health, and morals
of the people. As Lofgren explains, however, "having
opened the issue, neither he nor his colleagues examined,
in order to discredit, the legal sources and purported
empirical evidence that pointed to a contrary conclusion
regarding the reasonableness of separation." And the position
lodged in Justice Henry Billings Brown's opinion for the
majority was that the separate car law was a reasonable
exercise of the state's police power. "If one ignores
Brown's convoluted, clouded, and underdeveloped presentation,
it was all simple and routine."[83]
It was in
January 1897 that Homer Plessy entered a plea of "guilty"
for boarding the white car and paid a fine of $25.00.
The entire litigation cost $2,762 of the $2,982 the Committee
had raised to challenge the law. Contrary to the Committee's
objectives, the Supreme Court had ratified classification
based on race. The outcome, writes Lofgren, "came not
from startling recent shifts in doctrine, nor from the
Court's setting off boldly in a new direction in the case
itself. Rather, it turned, almost inexorably, on incremental
change. Acceptable law and passable social science--by
the light of the day--together denied the self-evident
truth of the Declaration of Independence... ." Yet the
Committee and counsel were able to have their arguments
"displayed on the record--indeed, memorialized in Justice
Harlan's dissent--to instruct later generations." Plessy
made a difference not for what it did but for what
it came to symbolize, "negatively and positively, and
for the sobering and nagging questions about citizenship
in a scientific age that it posedand poses--to anyone
paying attention."[84]
Just as Plessy
v. Ferguson is a landmark case in the constitutional
history of racial discrimination, Abrams v. United
States has long been required reading for anyone attempting
to fathom the development of the constitutional law of
free speech in the twentieth century. Richard Polenberg's
Fighting Faiths[85] is a detailed study
of the Abrams case and other cases raising free speech
claims during and immediately after World War I. The title
of the volume comes from Justice Holmes' dissent in Abrams:
"But when men have realized that time has upset many
fighting faiths, they may come to believe even more than
they believe the very foundations of their own conduct
that the ultimate good desired is better reached by free
trade in ideas.. . ." The book is also about leading
theoreticians of free speech such as Zechariah Chafee,
Jr., and about radicalism, ethnicity, and bureaucracy.
Polenberg relied on the usual judicial sources and secondary
materials, but he also researched nearly 100 manuscript
collections and obtained more than 600 pages of formerly
classified documents under the Freedom of Information
Act, from the Bureau of Prisons, the Bureau of Immigration,
and the Office of Naval Intelligence.
In 1918, Congress
enacted the Sedition Act (later repealed in 1921). Among
other things, it made criminal the saying or doing of
anything to obstruct the sale of United States bonds,
the uttering or publishing of disloyal or abusive language
intended to cast contempt on the form of government of
the United States, the Constitution, the flag, the uniform
of the Army or Navy, or urging resistance to the United
States or promoting the cause of its enemies. In August
1918, Jacob Abrams and other Russian immigrant radicals
scattered leaflets in New York City condemning intervention
by American troops in the Russian revolution. Arrests
under the Sedition Act followed. The trial at the United
States Courthouse in New York in October was held before
Judge Henry De Lamar Clayton of the Middle and Northern
Districts of Alabama.
When the Supreme
Court heard the Abrams case on appeal in 1919, the free
speech provisions of the First Amendment were relatively
undeveloped even though the First Amendment had been part
of the Constitution since 1791. The Justices as a group
had not been nearly so inclined to protect non-property
rights during the years they defended property from what
they considered undue regulation by the state and national
governments. Professor Felix Frankfurter later tried to
account for this apparent inconsistency: "That a majority
of the Supreme Court which frequently disallowed restraint
on economic powers should so consistently have sanctioned
restraints of the mind is perhaps only a surface paradox.
There is an underlying unity between fear of ample experimentation
in economics and fear of the expression of ideas."[86]
Seven months
earlier, the Court had decided Schenck v. United
States, in which Justice Holmes formulated the "clear
and present danger" standard for judging the constitutionality
of restrictions on speech. As Polenberg notes, in its
form in Schenck, the test "was not at all solicitous
of the rights of dissenters." But between this case and
Abrams, "Holmes' thinking would undergo a significant
change, and the Abrams case would play a central role
in that change."[87] After the Court upheld Eugene Debs'
conviction under the Espionage Act in 1919,[88] Learned
Hand wrote Holmes to argue for suppression only when one
has incited listeners to violate the law. In both Schenck
and Debs, no incitement had been established.
Holmes replied, "I don't know what the matter is, or how
we differ so far as your letter goes."[89] According to
Gerald Gunther, the statement reveals "the primitiveness
of Holmes' first amendment thinking at that time."[90]
Criticism
of Holmes in the pages of the New Republic by Ernst
Freund came next. Holmes composed (but did not mail) a
letter to editor Herbert Croly defending the ruling in
Debs, adding: "I hated to have to write the Debs
case and still more those of the other poor devils before
us the same day and the week before. I could not see the
wisdom of pressing the charges, especially when the fighting
was over and I think it quite possible that if I had been
on the jury I should have been for acquittal..."[91] Zechariali
Chafee's article "Freedom of Speech in War Time," published
in the June issue of the Harvard Law Review ,then
caught Holmes' attention. The thrust was that Holmes'
principle only needed refinement, to limit suppression
to incidents of direct incitement. Discussions with Harold
Laski in the summer of 1919 led Holmes to reconsider his
position in Schenck and Debs. By October,
Polenberg believes Holmes "had begun to view the issue
of free speech differently than he had in March." While
he had not moved all the way to Hand's incitement test
or to the position advocated by Chafee, he was "more sensitive
to the value of free speech as a means of getting at the
truth, to the importance of experimentation, and to the
need to treat dissenters mercifully...."[92]
Harry Weinberger,
Abrams' attorney, argued for an even more stringent test.
In his brief, he quoted Thomas Jefferson: "It is time
enough for the rightful purposes of civil government for
its officers to interfere when principles break out into
overt acts against peace and good order." In other words,
action could be punished, but speech itself must be "perfectly
unrestrained."[93] The majority was unpersuaded. Polenberg
observes that Justice-Clarke's opinion was "quite consistent
with the position that Oliver Wendell Holmes had taken
in Schenck Frohwerk, and Debs. Clarke's Abrams
opinion, in November, was very much like one Holmes
might have written eight months later."[94]
Holmes' dissent
held in effect that speech was protected unless an immediate
check was required to save the country. Polenberg relies
on an account by Stanley Morrison (Holmes' clerk) as told
to Dean Acheson, (Brandeis' clerk at the time) concerning
a visit by some of the brethren (Justices Van Devanter,
Pitney and another) to convince Holmes to change his mind.
"They laid before him their request that in this case,
which they thought affected the safety of the country,
he should, like the old soldier he had once been, close
ranks and forego individual predilections. Mrs. Holmes
agreed
. The Justice regretted that he could
not do as they wished. They did not press." Justice Brandeis
was on Holmes' side. "I join you heartily & gratefully.
This is fine--very," he commented on Holmes' dissent.[95]
It was in
1969 in Brandenburg v. Ohio[96] that
the Supreme Court adopted a direct incitement test as
a measure of constitutional restrictions on free speech.
Abrams and his colleagues paid "a heavy price for voicing
their inner convictions, a price none of them could have
foreseen when they emigrated to America, embraced radicalism,
or denounced United States intervention in Soviet Russia."
Yet, Polenberg notes, their action "had far-reaching consequences"
for First Amendment doctrine. The case "contributed...to
a process of judicial reconsideration which eventually
placed freedom of speech on a firmer constitutional basis."[97]
The Work
of the Court:
The Contemporary
Court
While
the literature on the Supreme Court contains many excellent
studies such as Polenberg's and Lofgren's on a single
case, typically they concern older cases. There are at
least two reasons why this is so. First, sometimes years
must pass before the full significance of a case is apparent.
The development of constitutional law is incremental.
A case may achieve notoriety not simply because of what
it decides but because of events that follow. Second,
within limits, sources of information often increase as
time passes. This is especially true with respect to private
papers and other manuscript collections, as well as oral
histories. It is noteworthy therefore that Barbara Hinkson
Craig's Chadha[98] appears five
years after the Supreme Court's decision in Immigration
and Naturalization Service v. Chadha.[99]
Craig accomplishes
two impressive tasks. She follows Chadha's case from the
beginning, revealing a human drama worthy of a novel.
She also places Chadha's story in the context of a debate
on the future of the American constitutional system. Chadha
is thus readable, and good, political science. Because
her research related to very recent events, she had to
rely heavily on interviews as well as court and other
legal documents. Four individuals were central to her
work: Jagdish Rai Chadha himself Public Citizen Litigation
Group attorney Alan Morrison (who represented Chadha),
Larry L. -Simms (who served in the Office of Legal Counsel
in the Justice Department during the Ford, Carter, and
Reagan administrations), and former Representative Eliott
Levitas of Georgia. She had access to all of Morrison's
files, and Simms 'provided a detailed account of the Justice
Department's involvement in the cases and aided me in
my effort to secure interviews with senior Justice Department
personnel in the three Administrations."[100] What Craig's
study may have lost in terms of access to some manuscript
sources by having been written so soon is more than balanced
by what she gained in terms of information and perspectives
which might otherwise never have become part of the historical
record, at least not to the extent seen here. The trail
did not grow cold.[101]
From the outset,
few doubted the significance of the Chadha decision. The
Supreme Court not only declared the legislative veto unconstitutional,
but called into question the constitutionality of about
200 statutes enacted in the past half century containing
a legislative veto provision. As Justice Powell observed
in his concurrence, "The encompassing nature of the ruling
gives one pause." In 1984, speaking to a group of political
scientists, Chief Justice Burger called Chadha the
most important case decided in the 1982-83 term, "especially
in the long run. Some say Chadha is one of the
ten most important cases in our history. I'd say that
is perhaps stretching it a bit, but Chadha is certainly
among one of the fifty most important in our history."[102]
The decision's conclusiveness led former Solicitor General
Rex Lee, who was actively involved in the litigation,
to call Chadha a "slam dunk" decision.[103]
Because of
the technical nature of the litigation, some background
on Chadha is in order. The case arose from Section
244(a)(l). of the Immigration and Nationality Act which
authorized the Attorney General, in his discretion, to
suspend the deportation of a deport-able alien. Under
Section 244(c)(1), the Attorney General was required to
report such suspensions to Congress. Section 244(c)(2)
authorized either house of Congress by resolution
to invalidate the suspension before the end of the session
following the one during which the suspension occurred.
The Attorney General discharged his responsibilities through
the Immigration and Naturalization Service, part of the
Department of Justice.
Jagdish Ral
Chadha is an East Indian who was born in Kenya and who
was lawfully admitted to the United States in 1966 on
a nonimmigrant student visa. He remained in the United
States after his visa had expired in 1972 and was ordered
by the Immigration and Naturalization Service to show
cause why he should not be deported. Through an attorney,
Chadha then applied for suspension of the deportation
order, and an immigration judge ordered the suspension.
On December 16,1975, the House of Representatives exercised
the veto authority reserved to it under Section 244(c)(2).
Without action by either house of Congress, Chadha's deportation
proceedings would have been cancelled after Congress adjourned
in 1975 and his status would have become that of permanent
resident alien. The House resolution was not like an ordinary
law. That is, it was not submitted to the Senate and it
was not presented to the President for his signature.
Here lay the constitutional rub.
Why the House
vetoed Chadha's suspension remains unclear. His was one
of six vetoed, out of 339 suspension cases then before
Congress. According to - Craig, "Although no one then,
or now, knows for sure what the reasoning was, and Eilberg
[Representative Joshua Eilberg, chairman of the Subcommittee
on Immigration, Citizenship and International Law of the
House Judiciary Committee] has refused to give any explanation
(the files on the case were sealed by the committee, and..,
no freedom-of-information requirement applies to Congress...)
past action of the committee offers a possible explanation
for the action." Because the use of nonimmigrant visas
by persons who then seek to remain permanently in the
United States is arguably unfair to those who wait their
turn under the immigration rules, it is conceivable that
the House was trying to reduce the number of such abuses.
"Perhaps Chadha had meant all along to try to accomplish
this too, but the fact remains that even if his intention
had been to return to Kenya, he was not able now to do
so because of events that had taken place since his departure."[104]
In all probability,
Chadha's case reached the Supreme Court only because others
were able to use it as a vehicle for an assault on the
legislative veto. His case became a story not just about
constitutional litigation but about "the politics of federal
regulation, about Congress, about the president, about
the courts, about interest groups, about the weak and
the powerful---in short, it is a story about politics
American-style."[105]Chadha's case became all these things
in large part because of an attempt by Congressman Levitas
and others to pass a "generic" legislative veto. Under
this proposal, either house of Congress would have thirty
days in which to veto any administrative rule adopted
by an agency under the Administrative Procedure Act. Significant
opposition came from the Justice Department. Antonin Scalia,
then Assistant Attorney General for the Office of Legal
Counsel, declared: "We are opposed to these bills, for
reasons both of practicality and of constitutional principle."[106]
He voiced objections previous administrations had made
to the legislative veto since the device first appeared
in 1932. From a President's perspective, the veto allowed
Congress to make inroads into rule-making discretion it
had delegated to the executive branch. From the perspective
of a member of Congress, the veto maintained some congressional
control in an era when delegation of legislative authority
had become a practical necessity.
Opposition
to the Levitas measure also came from Alan Morrison who
headed the Public Citizen Litigation Group, which until
1980 was associated with Ralph Nader. Not only did the
legislative veto seem to go against the separation of
powers, but from the perspective of a "citizens lobby"
the veto allowed interest groups to wield considerable
influence on Capitol Hill. Morrison's interest in Chadha's
case was provldential for both. The case acquired visibility
and legal resources it mlght not otherwise have enjoyed,
and provided Morrison witth "the weapon he needed" to
continue the battle against the veto.[107]
For most of
this century interest groups have been active in constitutional
litigation.[108] Interest groups large and small sometimes
develop their own cases, as was done by the National Association
for the Advancement of Colored People in the 1950s. At
other times groups submit amici briefs when another
case raises an issue close to the group's concern. As
illustrated by Chadha, groups can also assume control
of an existing case. As Craig explains, The vast expansion
of the agenda of U.S. politics in the 1960's and 1970's
that added among many other items, consumer protection
concerns, was accompanied by an equal growth in organized
interest groups.... At the same time courts were increasingly
willing, even eager, to seize upon controversial constitutional
issues. This judicial activism, accomplished by lowering
the standing and political-question barriers and allowing
"class action" suits, has meant easier access to the courts
and encouraged more groups to seek redress there. A receptive
judiciary has prompted innovation in group litigation,
and the publicity accorded each successful challenge has
encouraged more groups to knock on the courtroom door.
"What irony," Craig observes---"Ralph Nader's interest
group working to benefit Ronald Reagan's presidency"[109]
The near unanimous
ruling in 1983 against the legislative veto does not mean
that the debate is over. In Craig's words, "If a majority
of the Supreme Court continues to evaluate exercises of
questionable congressional power under literal interpretation
of the Constitution while, at the same time, it continues
to evaluate delegations of congressional power to the
executive under a more expansionist notion of the Constitution,
Congress is unlikely to come out the winner."[110]
Moreover, even the practical legality of the legislative
veto does not seem to have been settled. Since Chadha,
more than 100 laws have been enacted with the constitutionally
dubious veto attached, many of them committee vetoes rather
than one house vetoes.[111] As Craig concludes, "there
is much to be learned from this long constitutional struggle
over how a two-hundred-year-old document is applied in
the world of today.[112] Like the other volumes
surveyed here, Craig's points to the special place of
the Supreme Court in the American political system. Over
a century ago, in reflecting on a president's search for
a new Chief Justice, the Times of London observed, "The
Supreme Court of the United States is a unique institution.
No other country possesses a tribunal endowed with such
transcendent authority."[113] That observation remains
true and assures continued attention to the "least dangerous"
branch.
Endnotes
- The volumes
surveyed in this article are listed alphabetically by
author below.
DONALD E.
BOLES, Mr. Justice Rehnquist, Judicial Activist:
The Early Years. Ames: Iowa State University Press,
1987, pp. xi, 149.
BARBARA
HINKSON CRAIG, Chadha: The Story of an Epic Constitutional
Struggle. New York: Oxford University Press, 1988,
pp. ix, 262.
MICHAEL
KENT CURTIS, No State Shall Abridge: The Fourteenth
Amendment and the Bill of Rights. Durham, N.C.:
Duke University Press, 1986, pp. xii, 275.
WILLIAM
O. DOUGLAS, The Douglas Letters; Selections from
the Private Papers of Justice William O. Douglas,
ed. Melvin I. Urofsky, Bethesda, Md.: Adler & Adler,
1987, pp. xxiv, 448.
CHARLES
FAIRMAN, The Oliver Wendell Holmes Devise History
of the Supreme Court of the United States: Supplement
to Volume VII; Five Justices and the Electoral Commission
of 1877. New York: MacMillan, 1988, pp. xvii, 202.
CHARLES
A. LOFGREN, The Plessy Case: A Legal-Historical Interpretation.
New York: Oxford University Press, 1987, pp. ix, 269.
NEIL D.
McFEELEY, Appointment of Judges: The Johnson Presidency.
Austin: University of Texas Press, 1987, pp. xi,
199.
RICHARD
POLENBERG, Fighting Faiths: The Abrams Case, The
Supreme Court, and Free Speech. New York: Viking,
1987, pp. xiv, 431.
WILLIAM
H. REHNQUIST, The Supreme Court: How It Was, How
It Is. New York: William Morrow, 1987, pp. 338.
G. EDWARD
WHITE, The Oliver Wendell Holmes History of the Supreme
Court of the United States: Volumes III-IV; the Marshall
Court and Cultural Change, 1815-35. New York: MacMillan,
1988, pp. xxi, 1009.
- Attorney
General George w. Wickersham, in a memorial address
following Chief Justice Melville W. Fullers death,
1910. 219 U.S. xv.
- Quoted
in 1 C. Warren, The Supreme Court in United States
History 1 (1926).
- Five
Justices is Fairmans third contribution to the
Holmes Devise History. Volume VI, Reconstruction
and Reunion, 1864, Part One (1971) was one of the
first volumes in the series to appear. His second, Volume
VII, Reconstruction and Reunion, 1864-88, Part
Two, was published in 1987.
- Id.,
95.
- Fairmans
scholarly interest in Bradley is longstanding. See
his "Mr. Justice Bradleys Appointment to
the Supreme Court and the Legal Tender Cases,"
54 Harvard Law Review 977, 1128 (1941); "THE
Education of a Justice: Justice Bradley and Some of
His Colleagues," 1 Stanford Law Review217
(1949); "What Makes a Great Justice? Mr. Justice
Bradley and the Supreme Court 1870-1892," 30
Boston University Law Review 49 (1950); "The
So-Called Granger Cases, Lord Hale, and Justice Bradley,"
5 Stanford Law Review 587 (1953); and "Mr.
Justice Bradley," in A. Dunham and P. Kurland,
eds. Mr. Justice (2d ed., 1964). Bradley also
figures prominently in Fairmans Mr. Justice
Miller (1939).
- A. Nevins,
Abram S. Hewitt, with Some Account of Peter Cooper
(1935).
- Fairman,
supra n. 1, xvii-xviiii; Fairmans refutation
of the Hewitt-Nevins view appears on pages 159-196.
- Id.
at 173.
- Urofsky,
supra n. 1, x.
- For example,
M. Howe, ed., Holmes, Pollock Letters, 2 vols.
(1941), and Holmes-Laski Letters, 2 vols. (1953);
The Letters of Louis D. Brandeis, 5 vols. (1971-1978).
- Id.,
xxiii. The Douglas letters were not available to James
Simon when he wrote his biography of Douglas, Independent
Journey (1980).
- Urofsky,
supra n. 1, 413.
- Id.,
at 44.
- Simon,
supra n. 12, 192.
- Id.,
124; compare to W. Douglas, The Court Years 1939-1975,
240 (1980).
- Minersville
Sch. Dist. v. Gobitis, 310 U.S. 586 (1940); West
Virginia State Board of Education v. Barnette, 319
U.S. 624 (1943).
- 407 U.S.
297 (1943).
- Douglas,
supra n. 1, 144.
- Id.,
at 201.
- Boles
delves, for example, into the controversy surrounding
a memorandum Rehnquist wrote while clerking for Justice
Jackson in 1952 concerning Brown v. Board of Education,
Boles, supra n. 1, 95-103. This account compliments
information contained in Richard Klugers Simple
Justice 605-610 (1976). The existence of the memorandum
became public knowledge during the 1971 hearings on
Rehnquists nomination.
- Boles,
supra n. 1, ix, 19. See Jenkins, "The Partisan:
A Talk with Justice Rehnquist," The New York
Times Magazine, 28 March 3, 1985). For example,
Boles concludes, "If there is virtue in consistency,
then Justice Rehnquist is indeed a virtuous man. . .
. Of course, if there is virtue in consistency, there
is also no assurance that consistency will insure accuracyaccuracy
in reading constitutional history or accuracy in reporting
Court precedents. Nor does consistency guarantee a sense
of what is fair and equitable, all of which are key
elements in the concept of the due process of law. In
short, consistency is no guarantee against wrongheadness."
Boles, supra n. 1, 133.
- A. Howard,
"Justice RehnquistA Key Fighter in Major
Battles," ABA Journal 49 (June 1986).
- Shapiro,
"Mr. Justice Rehnquist: A Preliminary View,"
90 Harvard Law Review293 (1976). The Shapiro
article is almost half the length of Boles book.
- O. Fiss
and C. Krauthammer, "The Rehnquist Court: A Return
to the Antebellum Constitution," The New Republic
20 (March 10, 1982).
- Rehnquist,
supra n. 1., 7.
- The
Life of George Washington, 5 vols. (1904-1807).
- Our
Chief Magistrate and His Power (1916); Popular
Government (1913).
- Liberty
Under Law (1922).
- The
Supreme Court of the United States (1928).
- A. Mason,
Harlan Fiske Stone (1956).
- The
Memoirs of Earl Warren (1977); A Republic, If
You can Keep It (1972).
- Rehnquist,
supra n. 1, 8.
- Youngstown
Co. v. Sawyer, 343 U.S. 579 (1952).
- E.g., M.
Marcus, Truman and the Steel Seizure Case (1977).
- Rehnquist,
supra, n. 1, 94.
- Id.,
at 95, 98.
- Id.,
at 236
- Id.,
at 249.
- Id.,
at 319.
- Id.,
at 318.
- Id.,
at 300.
- Id.,
at 293.
- Id.,
at 265.
- McFeeley,
supra n. 1.
- Id.,
at ix, 1.
- E. Redford
and M. Blissett, Organizing the Executive Branch:
The Johnson Presidency 11 (1981).
- J. Howard,
Courts of Appeals in the Federal Judicial System
(1981).
- Id.,
at 90.
- McFeeley,
supra, n. 1, 49-49.
- Quoted
in id., at 80.
- Quoted
in id., at 87.
- Quoted
in id., at 120.
- Id.,
at 3.
- Id.,
at 137.
- White,
supra n. 1.
- Id.,
at xvii, xviii.
- Id.,
at 3.
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