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The Relationship
of Church and State: The Views of the Founding Fathers
KENNETH
W. STARR
Editor's
Note: Judge Starr served as the Annual Speaker at the
Society's Twelfth Annual Meeting held on May18, 1987 This
paper is the text of that speech.
It
is a great pleasure and high honor to be with you in this
historic chamber as we come together in the Society for
the first time during the Bicentennial celebration now
underway under the leadership of our retired Chief Justice.
It
seemed fitting and proper in this Bicentennial year to
reflect on one of the recurring and most intriguing issues
in our system of government the relationship
between religion and religious activities and the instruments
of government. A relationship which we characterize by
shorthand as the relationship between church and state.
To
ruminate on so sweeping and yet so fundamental a topic
is a hopelessly daunting task, even to the foolhardy soul
who would dare to wade into these difficult waters. And
thus I will try to limit my observations in the main to
the historical foundations of that relationship at the
founding of the American republic, both at the Constitutional
Convention in Philadelphia in 1787 and in the framing
of the First Amendment to the United States Constitution
by the First Congress of the United States in 1789.
I
now ask you to travel back mentally to the Constitutional
Convention in Philadelphia, with the delegates arriving
in the wake of conferences at Mt. Vernon and Annapolis
in prior years focusing on the foibles and inadequacies
of government under the Articles of Confederation.
The
Convention was to have begun on the 14th of May exactly
200 years and four days ago. But things didn't go as planned.
As the Journal of the Federal Convention recounts, "sundry
deputies to the Federal Convention appeared; but a majority
of the states not being represented, the members present
adjourned, from day to day until Friday the 25th of the
said month."
On
that historic day the Bicentennial of which we shall mark
only one week hence, 29 delegates were in place from nine
States. In addition to the three missing States, one of
which, Rhode Island, was destined never to attend, Massachusetts
and Georgia each boasted a modest single delegate. The
ranks, in short, were thin.
The
first order of business was the election of the President
of the Convention. Two delegates were obvious candidates
for that high honor, but only one nomination was offered.
The logical choices were Benjamin Franklin, who did not
appear at the Convention until the following Monday, and
George Washington, who along with six other colleagues
from Virginia was dutifully in attendance on the inaugural
day The dye was immediately cast when Franklin's colleague
from Pennsylvania, the wealthy industrialist, Robert Morris,
moved the nomination of General Washington. The Journal
of the Convention states:
The
nomination [of General Washington] came with particular
grace from Pennsylvania, as Dr. Franklin alone could have
been thought of as a competitor. The doctor was himself
to have made the nomination of General Washington, but
the state of the weather and of his health confined him
to his house.
Franklin,
then a mere 81 years of age, was at home suffering from
the gout. Washington, to no one's surprise, was unanimously
elected. He was then conducted to the presiding chair
by his nominator, Mr. Morris (who was coincidentally the
General's host at his home in Philadelphia, situated a
convenient block away from the State House) and John Rutledge
of South Carolina. After the election of a Secretary,
the appointment of a messenger and a door-keeper, and
the appointment of a three-member committee on rules (George
Wythe of Virginia, Thomas Jefferson's law teacher at William
& Mary; Alexander Hamilton of New York; and Charles
Pinckney of South Carolina), the Convention adjourned
until 10 a.m. the following Monday the 28th. The Convention
at last was organized and under way
The
level of activity picked up on the second day of the Convention.
Franklin and three colleagues from Pennsylvania took their
seats; the future Chief Justice of the United States,
Oliver Ellsworth of Connecticut, arrived as the first
delegate from that State, and a solitary delegate from
Maryland took his seat. The eminent Virginia lawyer, Mr.
Whythe, reported from the rules committee on that body's
work over the preceding weekend. Debate ensued and the
rules, with two exceptions, were adopted.
But
no sooner had the standing rules been agreed upon than
the first sour note occurred, in the form of a letter
from what the Journal describes as "sundry persons
of the state of Rhode Island, addressed to the honorable
the chairman of the General convention, was presented
to General Washington by Mr. G. Morris." The letter
was actually a word of cheer from a group of merchants
and tradesmen who were appalled at the decision of their
home State, known not so affectionately as Rogue's Island,
to stay home. Rhode Island, to be blunt, was in social
turmoil. The beleagured merchants of Rhode Island urged
the Convention to do its best Rhode Island's
business community was sending an S.O.S.
A
final housekeeping matter had to be taken care of. Would
the proceedings be public or not? A delegate from South
Carolina, Pierce Butler, whose namesake would eventually
sit on the Supreme Court, offered what might seem in the
Bicentennial era to be a rather colorful motion, namely
one against what the Journal refers to as "licentious
publication of their proceedings." The motion was
referred to the hardworking Rules Committee, and on the
following day which is of considerable significance to
the final result of the Convention and to our more narrow
focus this afternoon, that committee, through the tireless
Mr. Wyeth, reported the three rules aimed at protecting
the confidentiality of the proceedings.
With
the rules finally in place on that day Tuesday the 29th
of May the time was right for the introduction of the
first substantive set of proposals for the Convention's
consideration. These were 15 resolutions advanced by Edmund
Randolph, destined to be the Nation's first Attorney General
in the Washington
Administration.
At the time, Randolph was an ever so young Governor of
Virginia, at the ripe old age of 32, and though he was
destined to enjoy high office in the first Administration,
Randolph was also destined to be one of three delegates
along with George Mason of Virginia
and Elbridge Gerry of Massachusetts present
at the Convention on its historic concluding day September
17, 1787, who refused to sign the document. Ironically
Washington's future Cabinet officer objected to a single
Executive, which he viewed with alarm as the "foetus
of monarchy"
But
back to May 29 and Governor Randolph's proposal, which
had been crafted in the main by James Madison. This was,
of course, the Virginia Plan, or the Large State Plan,
calling for a radical revision of the structure of government
under the Articles of Confederation. The Plan called for
a bicameral legislature and an executive to be chosen
by the legislature, but eligible to serve only a single
term. Intriguingly the executive and a "convenient
number of the national judiciary were to compose a council
of revision," with power to examine and invalidate
every act of the legislature.
And
here we must conclude our introduction to the Philadelphia
Convention and turn our focus more specifically to that
portion of the text of the Constitution that bears upon
religion. The genesis of what is now Article Six, Clause
Three, of the Constitution our Oath
of Office Clause can be found in
Randolph's fourteenth resolution. It was admirably brief
"Resolved, that the legislative, executive and judiciary
powers within the several states ought to be bound by
oath to support the articles of union."
This
portion of the Virginia Plan was thus aimed at securing
the loyalty of the States and state officials to the new
national charter of government. This tack prompted no
little discussion, both within and ultimately outside
the convention. Madison's notes indicate that this resolution
came on for debate two weeks later, on June 11, and prompted
sharp opposition. Roger Sherman of Connecticut, destined
to
author the Great Compromise between the Large and Small
States, opposed this resolution as unnecessarily intruding
into the States' jurisdiction.
Governor
Randolph, on the other hand, vigorously defended the oath
as necessary to prevent the unbridled competition between
state and national laws experienced under the Articles
of Confederation. As officers of the several States were
already under oath to their respective States, Randolph
argued, to preserve a due impartiality they ought to be
equally bound to the national government. Besides, Randolph
continued, the national authority needs all the help we
can give it.
Elbridge
Gerry of Massachusetts was unmoved. He allowed his dislike
for the oath clause. In his view, there was as much reason
to require national officers to take an oath of fidelity
to the States. The proposal proved deeply divisive. Six
States voted in favor of it, 5 States voted no. The Solid
South, led by Virginia, plus Pennsylvania and Massachusetts
(notwithstanding Elbridge Gerry's opposition) carried
the day.
Subsequently
as the Convention was nearing its final two weeks of work,
a simple change was added to the Oath Clause. It was moved
and seconded to add the words "or affirmation"
after the word "oath." Unlike the closely divided
question over whether to have any oath at all, this act
of toleration passed overwhelmingly with little debate,
8 to 1, with 2 States divided. The spirit of toleration,
which is implicit in the command of the First Amendment,
was plainly at work in the City of Brotherly Love. The
Framers were quite willing to draft the basic charter
of government so as to take religiously based scruples
into account.
Then,
Charles Pinckney of South Carolina moved to add to the
Clause the following: "but no religious test shall
ever be required as a qualification to any office or public
trust under the authority of the United States."
Roger Sherman, ever the doubter, thought the provision
unnecessary. Others, including Gouverneur Morris and General
Pinckney of South Carolina, expressed their approbation.
Again, in contrast to the divisive question whether to
have an oath at all, the motion carried overwhelmingly
with only North Carolina voting no and Maryland divided.
(This, incidentally is the only time the word "ever"
appears in the text of the Constitution.)
* * * *
Now,
I think it would be quite wrong to draw from this record
the sense that the members of the Constitutional Convention
were hostile to religion. Far from it. Indeed, to the
contrary religious influences were widely viewed as important
to the well-being of the body politic. The entire notion
of a democratic society in the rather undemocratic age
of the Enlightenment was grounded on the principle that
the people were capable of public virtue. "We the
people" were the opening words of the Constitution,
not "we the mob." In the words of Edmund Burke,
"[i]t is ordained in the eternal constitution of
things that men of intemperate minds cannot be free. Their
passions forge their fetters."
As
ably chronicled in a forthcoming book by Richard Betterli
and Gary Bryner, "the people" represented a
value, an ideal, of a citizenry that displayed the great
public virtues of self-restraint, obedience to law, and
of honesty and morality in public dealings. Churches were
seen as nurturing public virtue, much in the way the family
taught and inculcated values of right and wrong, of decency
and morality In the vernacular of the modern day churches
represented vital intermediating institutions between
the invidual and the state. For every iconoclast like
Thomas Paine, railing against organized religion, there
were numerous more thoughtful, balanced observers who
were friends of liberty but were also friends of the church.
This
can be seen in the debate over the oath clause in the
Constitution. One reason advanced against a specific religious
test was that the oath itself vindicated society's interest
in having decent, God-fearing individuals holding national
office. Luther Martin, the high-living Attorney General
of Maryland and one of its delegates to the Convention,
wrote in 1788 that the clause was adopted by a great majority
of the convention and without much debate. But he indicated
that various members of the Convention were of the view
that belief in God would provide security for good conduct
of our rulers. Religious belief was thus seen even on
the Convention floor as having what the professoriat would
today call instrumentalist value.
This
view that the oath itself provided
a sufficient test of virtue was evident
in Oliver Ellsworth's pro-Constitution essay in December
1787, where during the ratification process he stoutly
defended the absence of a religious test to serve in office.
The oath itself would suffice; any additional test would
be tyrannical, the future Chief Justice maintained, and
what is more, in the already pluralist United States,
such a test would be absurd. Here are Ellsworth's words:
"If [the religious test] were in favour of either
congregationalists, presbyterians, episcopalians, baptists,
or quakers, it would incapacitate more than three-fourths
of American citizens for any publick office. There need
[be] no argument to prove that the majority of our citizens
would never submit to this indignity"
Ellsworth's
opponents the Anti-Federalists, were deeply
alarmed, of course, not simply by virtue of the libertarian
bent as evidenced in the Oath of Office Clause. Ironically
the Anti-Federalists, while championing religious qualification
tests and the like, were fearful of the power of the central
leviathan and the dim prospects as
they saw it for liberty in a federal
system. The story of the demand within the several states
for a Bill of Rights is well known and need not be dwelt
upon in these reflections. Suffice it to say that several
States urged inclusion of a Bill of Rights, and proposed
specific language for Congress to consider. Virginia and
North Carolina proposed identical provisions with respect
to religion, which sounded the theme of natural rights
and articulated both free exercise and non-establishment
values. Similar proposals were advanced by New York and
New Hampshire. With a typically New England economy of
words, the proposal offered by New Hampshire provided:
"Congress shall make no laws touching religion or
to infringe the rights of conscience.
* * * *
Religion,
in short, did not figure prominently in the deliberations
at Philadelphia two hundred years ago, but it was of considerable
prominence in the debates on ratification leading up to
the proposal by the First Congress in 1789 for a Bill
of Rights. And if the First Amendment enjoys, as is oft
times said, a preferred place in our constitutional constellation,
it should not go unnoticed that the Religion Clauses are
further set apart; as the first of the first. It is only
after the Establishment Clause and the Free Exercise Clause
that the reader of the words of the First Amendment arrives
at the other fundamental freedoms of speech, of
press, of assembly and of petitioning the Government for
redress of grievances. The operative language, an economical
sixteen words, is undoubtedly emblazened in the memory
of many here: "Congress shall make no law respecting
an establishment of religion, or prohibiting the free
exercise thereof"
Curiously
enough, while we know a good deal about the Constitutional
Convention itself and the ratifying conventions that followed,
the record is surprisingly sparce about the background
of the Religion Clauses of the First Amendment. We know
of course that Madison himself took the project in hand
as a member of the First Congress which convened in 1789
and that he undertook the task armed with the proposals
from several States.
As
chronicled in Professor Michael Malbin's useful monograph,
entitled Religion and Politics, Madison introduced
two proposed amendments pertaining to religion on June
7, 1789. The words are brief and bear repeating, with
the first proposal the more germane:
The
Civil Rights of none shall be abridged on account of religious
belief or worship, nor shall any national religion be
established, nor shall the full and equal rights of conscience
be in any manner, nor on any pretext infringed.
1
Annals of Congress 434 (June 8, 1789).
This
proposal embodied the thrust of the Virginia and North
Carolina formulations; and it bears noting that freedom
of conscience was expressly protected in the Madisonian
proposal, as it had been in the proposal advanced by New
Hampshire, as well as by Virginia and North Carolina.
Madison's
second proposal was more radical, in view of the Anti-Federalist
stirrings about the position of the States vis-a-vis the
new government. For Madison would have accomplished at
the Founding, at least in part, what the Supreme Court
was destined to hold 160 years later. Madison crafted
his second proposal very simply: "No state shall
violate the equal rights of conscience." The proposal,
I hasten to add, went on to protect the freedom of the
press and the right to trial by jury in criminal cases;
it was not devoted 'exclusively to religious freedom.
Nor
should it go unnoticed from these two measures that Madison
entertained a bifurcated notion as to governmental power
to establish religion: under his two proposals Congress
clearly could not establish a national religion, but the
States, in contrast, could establish their own
state religions, at least if they did not infringe upon
"the equal rights of conscience."
This
too, upon reflection, is unexceptional. For at that time
5 of the 13 States maintained establishments of religion,
the last of which, Massachusetts, was not dissolved until
1833. The trend since the Revolution had been toward disestablishment,
which was itself an indication of the vigor of variety
of various religious groups. For at the time of the Revolution,
9 of the 13 colonies had established churches. Disestablishment
occurred during the Revolution itself in the States of
New York, Maryland and North Carolina. In Virginia, the
largest and most powerful State, disestablishment occurred
only one year before the convention. That effort, led
of course by Jefferson and Madison, resulted in Madison's
famous Memorial and Remonstrance, directed against a tax
measure to assist teachers of the Christian religion.
Here are the words of the Supreme Court in Everson
v. Board of Education, authored in 1947 by
Justice Black, as to the thrust of Madison's historic
essay:
In
it, [Madison] eloquently argued that a true religion did
not need the support of law; that no person, either believer
or non-believer, should be taxed to support a religious
institution of any kind; that the best interest of a society
required that the minds of men always be wholly free;
and that cruel persecutions were the inevitable result
of government-established religions.
330
U.S. 1, 12 (1947).
The
Memorial and Remonstrance was founded on natural rights
theory which had provided, of course, the intellectual
underpinning of the Declaration of Independence. It was
emphatically not an anti-religion document, as the most
cursory reading of it demonstrates. For, in Madisonian
terms, that which is a right enjoyed by the individual
against other members of civil society is a duty owed
to God. The duty to God, Madison stated, was "precedent
both in order of time and degree of obligation, to the
claims of Civil Society" As Madison put it in the
majestic language of natural rights theory "[b]efore
any man can be considered as a member of Civil Society
he must be considered as a subject of the Governor of
the Universe." Man's duty to God was of a higher
order than man's duty to the State. And if this freedom
of conscience was abused, Madison concluded, it was an
offense against God, not against man. "To God, therefore,"
Madison wrote loftily "not to men, must an account
of it be rendered."
Lest
this theory sound entirely wedded to Eighteenth Century
thinking of less relevance to the current era, let me
move forward for a fleeting moment to the 1980s, to an
opinion authored by Justice Stevens, joined by Justices
Brennan and Marshall. In Hewitt v. Helms, these
contemporary Justices reembraced the Jeffersonian and
Madisonian principle that liberty is a God-given right.
"I had thought," Justice Stevens wrote, "it
self-evident that all men were endowed by their Creator
with liberty as one of the cardinal unalienable rights."
459 U.S. at 483. God, not the State, was the source
of liberty; it was the high function of government to
protect and preserve that liberty principles
that connected modern-day opinions of present Supreme
Court Justices to the views that informed the Founding.
This,
then, was the grand theme of the Memorial and Remonstrance.
Madison was later to write that his Memorial had, in his
words, "met with the approbation of the Baptists,
the Presbyterians, the Quakers and the few Roman Catholics
universally; of the Methodists in part; and even of not
a few of the Sect formerly established by law" Quoted
in Everson, 330 U.S. at 12 n.12. The Memorial, in short,
was supported not so much by the local town athiest, if
there were any in Virginia, but by much of the organized
religious community.
Religious
pluralism, in short, was firmly rooted in American culture.
Not surprisingly as a result, much of the mood for
disestablishment of churches came from the churches themselves,
as suggested by Madison's letter. The Baptists, as they
are to this day were ardently opposed to governmental
intrusion, including by formal establishment, into matters
ecclesiastical. It is thus no accident that Jefferson's
famous letter in 1802, with its metaphor of a wall of
separation, was written to the Danbury Baptists, in a
StateConnecticut - which still maintained
an established church at the time of Jefferson's writing.
But
back to the First Congress. The two proposals advanced
by Madison were referred to the Committee of the Whole
on the same day. There, they sat idle for a month and
a half. Finally on July 21, 1789, the proposals were referred
to a specially formed 11-member Select Committee, which
included Madison. 1 Annals of Congress 665. Even
that procedural tack was not without controversy Congressman
Thomas Tudor Tucker of South Carolina, a Bermuda-born
physician trained at Edinburgh and who served as a surgeon
during the Revolutionary War, rose in opposition. The
subject was of too great importance to be spirited away
to a Select Committee, Tucker complained; with Anti-Federalist
tones of States' rights, Congressman Tuckerdestined
for appointment by Jefferson as treasurer of the United
States objected vehemently "The States will
expect," Mr. Tucker complained, "that their
propositions would be fully brought before the House,
and regularly and fully considered; if indeed then they
are rejected, it may be some satisfaction to them, to
know that their applications have been treated with respect."
Better to postpone the matter for a month or even for
a whole session.
Elbridge
Gerry of Massachusetts seconded the objection. He taunted
the Madison faction. "Shall we give the whole of
the legislative power to select committees?" Here
are Gerry's words, as recorded in the Annals of Congress:
'Are
gentlemen afraid to meet the public ear on this topic?
Do they wish to shut the gallery doors." Let the
House as a whole debate the issue. 1 Annals 663-64.
But the objections by Tucker and Gerry were unavailing;
the House was prepared to risk this symbolic affront to
the States, sending the proposed Bill of Rights off to
a Committee by a vote of 34-15.
As
Professor Malbin has helpfully recounted, the Select Committee
acted promptly shades of George Wythe's
Rules Committee at the Convention only two years before.
The difference was that, unlike the Whythe Committee at
the Convention, the Select Committee made only minor adjustments
to the second proposal of Madison concerning the States.
As to the first proposal, the Committee had taken a heavier
editing pen. The longer Madisonian version (which we quoted
earlier) was shortened to the following sentence:
No
religion shall be established by law, nor shall the equal
rights of conscience be infringed.
Now
notable among the changes is that the word "national"
before the word "religion" had been dropped
out. In addition, the Select Committee dropped the Madisonian
clause, "the Civil Rights of none shall be abridged
on account of religious belief or worship." There
were, alas, no committee reports, so the reasons for the
latter changes are enshrouded in mystery But of greater
interest is that freedom of conscience very much
remained alive in the proposed language, thus foreshadowing
what Justice Jackson was to call in the Barnette flag
salute case, overruling the Supreme Court's decision just
three years previously a freedom of mind that all individuals
enjoy And it was this basic freedom that the Supreme Court
reaffirmed two decades later, in the New Hampshire Live
Free or Die case, Wooley v. Maynard, overturning
Mr. Maynard's 10-day jail sentence for covering over the
State motto, "Live Free or Die," on his license
plates.
The
Select Committee's handiwork thus completed, the drama
moved to the floor of the first Congress on August 15,
1789. While this may seem by modern standards lightning-like
speed, the actual fact is that stalling tactics were underway.
This was all part of an effort by Anti-Federalists to
erode support for the new Constitution. One member of
that First Congress wrote the following: "the Antis,
viz, Gerry Tucker, etc. appear determined to obstruct
and embarrass the business as much as possible."
(Times, it would appear, haven't changed much.)
And
thus it was that even at the Founding, the First Congress
was laboring under severe time constraints. Adjournment
was nearing, and Madison was working assiduously to expedite
debate and move the measures to passage. Resistance was
stiff. Congressman Sumter of South Carolina, whose name
was to adorn the fort in Charleston Harbor where the Civil
War was destined to begin 75 years later, rose to his
feet and complained of the haste with which proponents
of the Amendments were trying to act. Full debate was
needed. Here was Congressman Sumter's opinion, uttered
to Madison's undoubted chagrin:
It
cannot be denied but that the present constitution is
imperfect; we must, therefore, take time to improve it.
If gentlemen are pressed for want of time, and are disposed
to adjourn the session of Congress at a very early period,
we had better drop the subject of amendments, and leave
it until we have more leisure to consider and do the business
effectually. *** The people have already complained that
the adoption of the Constitution was done in too hasty
a manner; what will they say to us if we press the amendments
with so much haste?"
Annals
at 745.
Madison
took the offensive. This rather intellectual man in politics
who of course as Jefferson's Secretary
of State would become fourteen years later the defendant
in Marbury v. Madison, the case that established
as a cornerstone of our constitutional edifice the principle
of judicial review had had quite enough.
Here are Madison's words:
It
is said that we are precipitating the business, and insinuated
that we are not acting with candor. I appeal to the gentlemen
who have heard the voice of their country to those who
have attended the debates of the State conventions, whether
the amendments now proposed are not those most strenuously
required by the opponents of the Constitution? It was
wished that some security should be given for those great
and essential rights which they have been taught to believe
were in danger. **** Have not the people been told that
the rights of conscience, the freedom of speech, the liberty
of the press, and trial by jury, were in jeopardy? That
they ought not to adopt the constitution until those important
rights were secured to them?
Annals at 745. It was
time to get on with the business at hand.
The
debate did not go on indefinitely The Religion Clauses
were debated in the House for the most part on a single
day Saturday August 15. That debate was memorialized
in a modest two pages in the Annals, but it would
be more than that devoted to any other single provision
of the Bill of Rights. Indeed, considerably more attention
was devoted to whether the people should be given the
express right under the Constitution to give instructions
to their representatives. This Burkean discussion over
the nature of a representative democracy especially as
engaged by Madison, on the one hand, and Elbridge Gerry
on the other, is a triumph of debate, with the touch of
immortality rarely found in public discourse save for
such treasures as the Lincoln-Douglas debates just 69
years later. But this too had to conclude.
The
debate on what we now call the Religion Clauses concentrated
on the establishment issue, bypassing the "rights
of conscience" clause. The debate opened with an
expression of concern about the Establishment Clause,
articulated by a member from New York. Congressman Sylvester
from the Empire State complained that as drafted the clause
was susceptible to a construction different from that
intended by the committee. (Here, then, was the familiar
sight of a lawyer expressing fears about how language
in a legal instrument might later be construed.) In Mr.
Sylvester's view, the language might be thought to have
a tendency to abolish religion altogether, a concern shared
by another Member, Congressman Huntington. This would
not do.
The
Sylvester attack ends there; the Journal moves crisply
on to a modest change suggested by one Congressman, Mr.
Vining of Delaware, to put the "equal rights of conscience"
provision before the establishment provision. Liberty
was to be protected first and foremost. Elbridge Gerry
that astute politician who had served at Philadelphia
but refused to sign the document, suggested a better version
than that fashioned by the Select Committee. In Gerry's
view, the amendment would read better if it were that
no religious doctrine should be established by
law. The tactics of delay were continuing.
At
that juncture on that historic Saturday Roger Sherman
of Connecticut weighed in with the classic Federalist
view that no protection at all was necessary As Madison
had argued previously the national government was one
of the delegated powers. Since Congress had not been delegated
power by the Constitution to make religious establishments,
the entire provision, Sherman argued, should be struck.
It was totally unnecessary.
This
recurring theme the lack of need for such
protectionswas sounded in the ensuing debate on
the remainder of the First Amendment on
freedom of speech, of press and assembly This enumeration
of rights ran a risk, some Congressmen warned. If there
is freedom of speech, Congressman Sedgwick of Massachusetts
argued, how could there not be freedom of assembly Here
are his words from 198 years ago:
If
people freely converse together, they must assemble for
that purpose; it is a self-evident unalienable right which
the people possess; it is certainly a thing that never
would be called in question; it is derogatory to the dignity
of the House to descend to such minutiae.
This
task of inclusion of rights to be protected had no obvious
stopping point, Congressman Sedgwick argued. They might
as well have declared, he retorted, that a man should
have a right to wear his hat if he pleased; that he might
get up when he pleased, and go to bed when he thought
proper.
But
Sedgwick's warnings proved unpersuasive. The Members were
obviously moved by two considerations: first, and most
importantly the reality that several States had specifically
enumerated such rights as meriting protection, and the
Constitution had not been unanimously ratified; and second,
that the rights articulated in the First Amendment were
of especial importance. These were, in Elbridge Gerry's
terms, "essential rights."
But
I'm straying beyond the debate on the Religion Clauses
themselves. The response to Roger Sherman's concerns
that the amendment was purporting to deny a power
to Congress that Congress did not have in the first placewas
set forth by two members, Mr. Carroll (of Maryland) and,
not surprisingly by Madison himself Carroll emphasized
the rights of conscience. These, Congressman Carroll emphasized,
were by their nature of peculiar delicacy They would not
bear what he called the gentlest touch of the governmental
hand. It was thus, again, the nature of the rights
freedom of consciencethat required singling out
for express protection.
He
then resorted to the ever present political reality There
was strong sentiment to the effect that these rights were
not well secured under the present Constitution.
Madison
came in on Carroll's heels. He began by setting forth
his interpretation of what the Religion Clauses meant.
The Madisonian view was majestic in its simplicity: "Congress
should not establish a religion," Madison intoned,
"and enforce the legal observation of it by law,
nor compel men to worship God in any manner contrary to
their conscience." The notion of compulsion was
at the heart of Madison's interpretation of the Religion
Clauses. It is compelled religious exercises, not
religious exercises, that flew in the teeth of the First
Amendment. It was just like the Fifth Amendment in this
respect there is no protection against self-incrimination,
as is so loosely thought to be the case. Every lawbreaker
is entirely at liberty to incriminate himself. The crucial
distinction for constitutional purposes is that the individual
is to be free from compelled self-incrimination.
Madison
then went on to respond to Roger Sherman's charge that
the Amendment was simply not needed in a government of
limited, delegated powers. Whether these words were necessary
or not, Madison opined, he would not say but he repaired
to the political reality of the times. These words were
required, Madison observed, by some of the State Conventions,
which were concerned about the breadth of the "necessary
and proper clause" of the Constitution.
The
First Amendment was, as it were, an act of accommodation
to the concerns of the American people, just as the modifications
to the Oath Clause had been in Philadelphia two years
earlier Madison would not stand on legal doctrine,
sound though it might be, that in the very nature of things
Congress had no power over religious affairs; these were
basic and delicate rights, and the sensibilities of the
people, even if not well grounded in law, should be accommodated.
And thus it was that the value of accommodation, dominant
at times in Religion Clause jurisprudence in the Twentieth
Century, was the animating force in the crafting of the
First Amendment itself
Congressman
Huntington stood as Madison took his seat. He agreed with
the Madisonian reading of the clause, and felt strongly
that the anti-establishment principle was sound. He observed
that Rhode Island, a rather tumultuous place you will
recall, had by charter provided that no religion could
be established by law and that this was a blessed freedom.
The Congressman's concern was thus not substantive, it
was one of appearance. Let us protect ourselves against
establishment, he said, but let us not while securing
the rights of conscience patronize those who professed
no religion at all.
Madison
took the floor again. All these concerns, he felt, could
be satisfied if the word "national" would be
inserted in front of the word "religion." This
was not an anti-religion provision, after all, but to
the contrary was a pro-religion clause. Religion would
flourish where there was liberty. The sole concern was
that one religious sect might obtain preeminence, or two
sects combine together and establish a religion at the
seat of government.
But
the Madisonian effort to revive his original, proposed
language, which certainly would have aided clarity in
modern day interpretation of the Constitution, met with
vigorous opposition. Nonetheless, that opposition was
not on the specific merits of the Clause and its proper
meaning. It was, rather, on the very basic, overriding
issue of the nature of this new government. Was it a national
government or something else, namely a federal government?
The
ever-present Elbridge Gerry took up the cudgels on this
fundamental point. The Anti-Federalists had taken umbrage
at the notion that they opposed a federal government,
Gerry complained. That was dead wrong. They were not at
all opposed in principle. It was, in the opponents' view,
the supporters of the Constitution who were favoring a
national government. The real issue had been over
ratification of the Constitution as it emerged from Philadelphia,
without a bill of rights. Gerry then concluded on a colorful
note: In light of this true distinction, he said, the
competing factions should not have been called federalists
and anti-federalists, but rats and anti-rats.
Madison,
not given over to humor, threw in the towel. The Annals
record that he thereupon withdrew his motion, but
protesting all the way that the term, "national religion,"
by no means implied that the government was a national
one, rather than a federal one.
The
vote was then taken on the Religion Clauses
the vote was 31 in favor, and 20 against. Not, one
might conclude, an overwhelming vote of confidence but
nonetheless a comfortable margin. And the opposition,
it bears repeating, was not one based on singling out
religion for protection. To the contrary the opposition
was grounded, first, on the fear that the language
might be construed so as to give comfort and quarter to
those who were irreligious, and second, on the
lawyerly objection, pressed by Sherman, that the entire
exercise was unnecessary in a government of limited and
expressly delegated powers.
Thus,
alas, ends the entirety of the recorded debate in the
First Congress on the Religion Clauses. This is a sharp
disappointment for historians, both professional and buff,
and leaving not a few judges a bit wistful. The intriguing
point is that as the recorded debates end, the Clause
as passed by the House refers to the rights of conscience
but not to the free exercise of religion.
But
there is no mystery thankfully in this respect because
we know, albeit without the benefit of debates and discussions
that surely occurred, that a Congressman from Massachusetts,
Fisher Ames, came forward on Thursday August 20, with
a revised proposal. It was, in the main, a proposed return
to the version drafted by the Select Committee, but with
a third provision added with respect to protecting the
free exercise of religion. So as Ames proposed it, the
rights of conscience and the free exercise of religion
were protected.
What,
then, was the relationship between the "free exercise"
and the "rights of conscience" clauses in the
proposal? I must leave that intriguing issue ultimately
to historians and scholars, but I will by your leave venture
to offer an amateur, perhaps horseback opinion, a quick
ruling from the bench as it were. And that is that the
two were so intimately related that they were, in effect,
substitutes one for another. What was the protection of
the right of conscience but the protection of religion,
at least at that time. Indeed, it would be quite wrong
to view the Framers in the First Congress as somehow downplaying
conscience and elevating religion, as some might tend
to bifurcate the two in the contemporary age. The two
conscience and free exercise
were intimately linked. An act of conscience free
of state compulsion was, in effect, the free exercise
of religion. This view is at least partially buttressed
by the Virginia Declaration of Rights of 1776, the pertinent
clause of which was co-authored by a then 25-year old
lawyer, James Madison, and George Mason, 59 at the time
and dubbed by Jefferson as "the wisest man of his
generation." It was from the 1776 Virginia Declaration
that Madison drew so effectively in his Memorial and Remonstrance.
And Article 16 of that historic Declaration stated in
clear terms that all men enjoyed "equal title to
the free exercise of Religion according to the dictates
of conscience.
The
two concepts conscience and free exercise
were plainly linked in this historic statement
of liberty just as Madison implied in the great debate
of August 15, 1789, when he referred to the Religion Clauses
as protecting the rights of conscience. But in any event,
it was Ames' version, with minor stylistic changes, that
the House accepted on August 24 and sent to the Senate
as the final proposed version.
Like
the Constitutional Convention itself, the floor debates
on the Senate were kept secret in the early days of the
Republic. We have only records of the proposed amendments
and motions. On September 9, the Senate passed a rather
different Religion Clause proposal than that sent to it
by the House. In contrast to the more general House version,
the Senate measure stated:
Congress
shall make no law establishing articles of faith or a
mode of worship, or prohibiting the free exercise of religion.
The
bill then went to conference, and a distinguished conference
committee it was. From the House came Madison, Sherman
of Connecticut and Vining of Delaware; from the Senate
came Ellsworth, Carroll (of Maryland) and Paterson of
New Jersey who was the principal architect at the Philadelphia
Convention of the New Jersey (or Small State) Plan. In
his character sketches of delegates to the Convention,
William Pierce, a delegate from Georgia, described Paterson
at 34 only 3 years younger than Madison
as "one of those kind of Men whose
powers break in upon you, and create wonder and astonishment."
Paterson, as a Member of the First Congress, had now reached
the ripe old age of 36.
It
was from the hand of these six men, laboring outside the
public eye, that the final language of the Religion Clause
emerged, the sixteen words which we quoted earlier. That
language was promptly accepted by the House on September
24, 1789 and by the Senate on the following day.
*
* * *
What
emerges from this return to the First Congress is the
overriding concern at the Founding of securing the liberty
of the people. This act the crafting
of the Bill of Rights in general and the Religion Clauses
in particular was ultimately an exercise
in accommodation by virtue of the importance of the rights
an importance suggested by three tangible factors: first,
that the Religion Clauses are first of the first, they
are preeminent. Second, quite apart from the symbolic
location of the Religion Clauses in the constitutional
constellation, the First Congress quite obviously focused
in its debates on religious liberty more than on
the other freedoms enshrined in the Bill of Rights, no
matter how dear those other freedoms might be; and third,
that religion was universally seen as a positive good
and that while securing religious liberty the amendment
should not give governmental aid and comfort to religious
unbelief. And it was to this latter concern that Madison
specifically responded by seeking incorporation of the
concept of a national religion. Under this concept, the
area of verboten activity would be limited to the
narrow ground of compulsion in matters of belief and of
elevating a particular sect or combination of sects to
governmentally mandated primacy in a society characterized
by a healthy diversion of religious viewpoints and affiliations.
And
thus the Amendments were proposed to the States, and were
ultimately ratified effective December 15, 1791.
The Religion Clauses were, of course, destined to be the
source of considerable legal and constitutional debate
as the Twentieth Century unfolded. But one clear message
appears from the history of the First Congress. The First
Congress the body which debated and
crafted the First Amendment as we still know it (in the
precise language that stirs our hearts) plainly
indisputably did not hold the notion now gaining currency
that all religious references and observations would be
eliminated from the official life of the Federal Government.
For
on the very next day after approval of the proposed Bill
of Rights, on Friday September 25, the House turned to
an appropriations bill and then considered a resolution
to request President Washington to recommend a day of
public thanksgiving and prayer, "to be observed by
acknowledging, with grateful hearts, the many signal favors
of Almighty God."
Now
it did not go unnoticed that this recommendation had to
do with religion. Our now-familiar friend from South Carolina,
the Bermuda-born surgeon and future Treasurer, Congressman
Tucker, complained that "this is a business with
which Congress has nothing to do; it is a religious matter,
and, as such, is proscribed to us." Annals at
915. But Mr. Tucker's opposition was, again, based entirely
on his Anti-Federalist views of state power, versus the
power of the new central government. Any such matter,
this ardent Anti-Federalist maintained, lay within the
province of the States.
But
this States rights view garnered little support, and Roger
Sherman, the architect of the Great Compromise in Philadelphia,
mounted a spirited justification for the resolution based
primarily on precedents in Holy Writ. Another Congressman,
Mr. Boudinot, cited precedents from the practice of Congress
under the Articles of Confederation. He expressed hope
that the motion would meet with a ready acceptance. It
did. Apparently with little debate, and with only two
Congressmen having been recorded as harboring misgivings
about the resolution, the matter passed and the committee
was appointed.
In
addition to this action, as recounted in the Supreme Court's
opinion in March v. Chambers upholding the
constitutionality of legislative chaplaincies, the House
of Representatives and the Senate both elected chaplains
in April and May 1789. Indeed, this past Law Day marked
the Bicentennial of the day on which Madison's House of
Representatives appointed its first chaplain, a practice
that has continued for 200 years. Madison himself served
on the Committee recommending the institution of a chaplaincy.
And the two chaplains were, as of the early Fall of 1789,
no longer volunteers but were paid by Congress. Madison
himself, it bears noting, voted in favor of that measure.
Finally
that First Congress also repassed the Northwest Ordinance
of 1787, a measure originally passed by the Congress under
the Articles of Confederation. The Ordinance, among other
things, set forth Congress' reasons for setting aside
for education purposes federal lands in the territory
northwest of the Ohio River. The first reason advanced
by Congress was religion. In the words of our First Congress,
"Religion, morality and knowledge being necessary
to good government and the happiness of mankind, schools
and the means of learning shall forever be encouraged."
We
will leave the remainder to historians and others. What
has since transpired over the past two centuries since
ratification of the Bill of Rights is in large measure
a recurring theme in our decisional law in favor of the
overarching value found in the Religion Clauses, that
of religious liberty It was the philosophy of natural
rights of liberty which
animated Jefferson and Madison and which so clearly informed
the discussions and debates at the Convention and the
First Congress.
True
it is that the earliest cases involving the Religion Clauses
were not so clearly oriented toward the libertarian theme
of the First Amendment. But with the first case applying
the First Amendment through the Fourteenth Amendment to
the States, the 1940 case of. Cantwell v. Connecticut,
a dominant theme has been one of libertythe
protection of the free exercise right. And this theme
has continued into the most recent weeks of the October
1986 Term of the United States Supreme Court, as evidenced
by the decision so recently in Hobbie v. Unemployment
Appeals Commission, reaffirming the Court's earlier
decisions in Sherbert v. Verner and Thomas
v. Review Board, concerning the rights of religious
believers to unemployment compensation.
The
note of tension (about which so much has been said and
written in recent years) has been sounded where the values
enshrined in the Free Exercise Clause come under attack
by invocation of the Establishment Clause, such as attacks
on historic practices as chaplaincies, prayers at public
events and the like, all of which are events the legality
of which, upon reflection, will be seen to implicate values
enshrined in the Free Exercise Clause. Who shall, after
all, command a President or Senator not to invoke the
Deity in a public pronouncement, implicating as those
do both free speech and free exercise values.
That
is to say in closing, that the desire to erect an impenetrable
wall of separation may ultimately come to be viewed, by
virtue of such teachings as Justice Brennan's opinion
for the Court in Hobbie, as constitutionally curious.
In the modern day it is useful to remember that it is
the evil of compulsion at which the Establishment
Clause was aimed in a pluralist society The question
for us as a Nation is whether in the name of tolerance
and sensitivity we are in danger of inadvertently entering
an age of intolerance, thinking strangely
oddly that religion is like discrimination,
something to be eliminated from public life, root and
branch.
It
is, in this Bicentennial year, an appropriate time to
reflect upon our commitment as a Nation to the principles
of tolerance and understanding, as reflected at the Founding.
It is a time for reflecting upon respect for the conscience
of all our citizens. We must remember those who through
the Constitution's protection have the inalienable right
not to be compelled to participate in any religious observation
or activity; we also must remember those who are mindful,
in the words of Justice Stevens, that the source of liberty
in civil society is their Creator. We must remember those
who believe in the words of that great friend of religious
liberty James Madison, in his immortal Memorial and Remonstrance,
that their ultimate allegiance is owed to the Governor
of the Universe and the Universal Sovereign.
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